Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Webaoo (USA) Inc. See All Filings	D	2016-11-04 18:04:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612166 Filed Document 0001612166-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 18:04:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WINDOW ROCK CREDIT OPPORTUNITY FUND, LLC See All Filings	D/A	2016-11-04 18:00:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CliftonLarsonAllen Wealth Advisors, LLC CIK Number 0001651499 Filed Document 0001651499-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 18:00:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Theraplay, LLC See All Filings	D	2016-11-04 17:52:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661169 Filed Document 0001661169-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:52:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FOUNDERS EQUITY PARTNERS I, L.P. See All Filings	D/A	2016-11-04 17:49:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652326 Filed Document 0001652326-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:49:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8th Line Investments, LLC See All Filings	D	2016-11-04 17:45:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001688373 Filed Document 0001688373-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:45:01 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PALMER SQUARE CAPITAL SPECIAL SITUATIONS FUND L.P. See All Filings	D	2016-11-04 17:39:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665048 Filed Document 0001665048-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:39:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vida Opportunity Fund, LP See All Filings	D	2016-11-04 17:39:01 UTC
Amount To Be Raised $55,150,000 Associated Brokers / Dealers N/A CIK Number 0001687922 Filed Document 0001315863-16-001873 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:39:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sweetgreen, Inc. See All Filings	D	2016-11-04 17:36:43 UTC
Amount To Be Raised $39,999,843 Associated Brokers / Dealers N/A CIK Number 0001477815 Filed Document 0001477815-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:36:43 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rewards21, Inc. See All Filings	D	2016-11-04 17:35:36 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001675489 Filed Document 0001675489-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:35:36 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EDGESTREAM SUMATRA FUND, LP See All Filings	D/A	2016-11-04 17:30:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216946 Filed Document 0001315863-16-001872 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:30:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Garelick Capital Partners QP Feeder Fund (Cayman), LTD. See All Filings	D/A	2016-11-04 17:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581049 Filed Document 0001581049-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALMER SQUARE OPPORTUNISTIC CREDIT FUND, LTD. See All Filings	D	2016-11-04 17:10:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665084 Filed Document 0001665084-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:10:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Candlewood Financial Opportunities Fund, Ltd. See All Filings	D/A	2016-11-04 17:09:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583023 Filed Document 0001583023-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 17:09:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BioCardia, Inc. See All Filings	D	2016-11-04 16:59:26 UTC
Amount To Be Raised $35,873,625 Associated Brokers / Dealers N/A CIK Number 0000925741 Filed Document 0001635886-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:59:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MacroTower, Inc. See All Filings	D/A	2016-11-04 16:58:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001679888 Filed Document 0001679888-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:58:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Optimum Energy LLC See All Filings	D	2016-11-04 16:57:19 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001418097 Filed Document 0001418097-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:57:19 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Go Trashy Inc. See All Filings	D	2016-11-04 16:52:19 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001689365 Filed Document 0001689365-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:52:19 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Poly6 Technologies, Inc. See All Filings	D	2016-11-04 16:51:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001684397 Filed Document 0001684397-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:51:09 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
FAST Football, Inc. See All Filings	D	2016-11-04 16:44:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685540 Filed Document 0001685540-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:44:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Blueberry Ventures 1, L.P. See All Filings	D/A	2016-11-04 16:34:19 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001646792 Filed Document 0001646792-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:34:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMYRIS, INC. See All Filings	D	2016-11-04 16:33:33 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001365916 Filed Document 0001365916-16-000172 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:33:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CAPSTONE TURBINE Corp See All Filings	D	2016-11-04 16:30:27 UTC
Amount To Be Raised $7,533,000 Associated Brokers / Dealers Oppenheimer & Co., Inc. and ROTH Capital Partners, LLC CIK Number 0001009759 Filed Document 0001447591-16-000073 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:30:27 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DIGITAL POWER CORP See All Filings	D	2016-11-04 16:29:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000896493 Filed Document 0001437749-16-041158 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:29:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Pinz Capital USA, LP See All Filings	D/A	2016-11-04 16:27:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619002 Filed Document 0001619002-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:27:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Verkada Inc. See All Filings	D	2016-11-04 16:25:46 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001688873 Filed Document 0001688873-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:25:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GK DST - Cedar Falls Grocery See All Filings	D/A	2016-11-04 16:24:17 UTC
Amount To Be Raised $5,076,122 Associated Brokers / Dealers Peter Dorn, John P. Harvey Jr., Robert L. Boggess, Trawnegan Gall, David Kangas, Stephen R. Holt, Ivan West, and Michael G. Culwell CIK Number 0001680064 Filed Document 0001680064-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:24:17 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Cavendish Investment Partners LP See All Filings	D/A	2016-11-04 16:24:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640047 Filed Document 0001640047-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:24:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Home Ec Inc. See All Filings	D	2016-11-04 16:22:18 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001528566 Filed Document 0001528566-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:22:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sabio Enterprises, Inc. See All Filings	D	2016-11-04 16:19:16 UTC
Amount To Be Raised $2 Associated Brokers / Dealers N/A CIK Number 0001689324 Filed Document 0001689324-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:19:16 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aquesta Financial Holdings, Inc. See All Filings	D	2016-11-04 16:16:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Hovde Group, LLC CIK Number 0001687884 Filed Document 0001687884-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:16:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BIOCARDIA LIFESCIENCES, INC. See All Filings	D	2016-11-04 16:03:47 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001635886 Filed Document 0001635886-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:03:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BIOCARDIA LIFESCIENCES, INC. See All Filings	D	2016-11-04 16:03:46 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001635886 Filed Document 0001635886-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:03:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cloud Van Lines, LLC See All Filings	D	2016-11-04 16:02:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688238 Filed Document 0001688238-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 16:02:42 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CBC II RAF WAREHOUSE LLC See All Filings	D	2016-11-04 15:58:46 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers N/A CIK Number 0001688799 Filed Document 0001688799-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:58:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Beldore Capital Fund LLC See All Filings	D/A	2016-11-04 15:58:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co,, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Comerica Securities, LLC, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co. Incorporated, SunTrust Bank, N.A., SunTrust Investment Services, Inc., UBS Financial Services, Inc., RBC Capital Markets Corporation, Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank, N.A., Atlantic Trust Company, N.A., US Trust Company, N.A., and Wells Fargo Bank N.A. CIK Number 0001404013 Filed Document 0000940394-16-003195 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:58:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Development Partners Fund I, LLC See All Filings	D/A	2016-11-04 15:57:44 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers Joyce An Thomas, Brett S. Ellen, Larry Steckler, Cindy Couyoumjian, Jason Stone, Daniel Becerra, Kelly H. Clyde, Michael Carlin, Christopher Vizzi, Griffin Capital Securities, LLC, Michael Prince, Aubrey Morrow, Forrest Padilla, Brian King, Arthur Molloy, Marcella Harkness, Steven Balaban, Richard Jackman, Steven Nielsen, Syauching Hung, David Elhoff, Joseph Langlois III, David Karandos, Haynes Kendall, Jeff Fisher, Stacey J. Morimoto, Thomas E. Burns, III, Robert Meyer, Marcel Pahmer, Jung H. Lee, Yong S. Chang, Mark John Williams, William Brennan, Seyed Ahmad Hashemian, Craig Breitsprecher, Jigar Doshi, Tony Kassaei, Tony Nijmeh, Colin Mansfield, and Peter Po CIK Number 0001656438 Filed Document 0001656438-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:57:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foxhaven Capital, LP See All Filings	D/A	2016-11-04 15:56:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590528 Filed Document 0001590528-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:56:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foxhaven Capital (Offshore), Ltd. See All Filings	D/A	2016-11-04 15:54:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590530 Filed Document 0001590530-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:54:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foxway, LP See All Filings	D/A	2016-11-04 15:53:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590529 Filed Document 0001590529-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:53:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endurant Health Fund LP See All Filings	D/A	2016-11-04 15:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588655 Filed Document 0001588655-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hendricks Resources Ltd See All Filings	D	2016-11-04 15:50:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001637606 Filed Document 0001637606-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:50:58 UTC Type of Offering D Industry Coal Mining Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Redmile Capital Offshore Fund (ERISA), Ltd. See All Filings	D/A	2016-11-04 15:45:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657545 Filed Document 0001657545-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:45:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chalkstream Korea Master Fund, L.P. See All Filings	D/A	2016-11-04 15:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - and - CIK Number 0001676468 Filed Document 0001676468-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dover Farm, LLC See All Filings	D	2016-11-04 15:43:34 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001687091 Filed Document 0001687091-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:43:34 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Prime Property Fund Asia Limited Partnership See All Filings	D/A	2016-11-04 15:41:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657708 Filed Document 0001657708-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:41:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Europe Realty Net.Works, L.P. See All Filings	D	2016-11-04 15:41:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001689193 Filed Document 0001689193-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:41:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Blooom, Inc. See All Filings	D	2016-11-04 15:35:36 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001655156 Filed Document 0001655156-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:35:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Thresher Partners, L.P. See All Filings	D/A	2016-11-04 15:19:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert Noonan CIK Number 0000948249 Filed Document 0000919574-16-016095 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:19:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PAVIA SYSTEMS, INC. See All Filings	D	2016-11-04 15:19:03 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001649140 Filed Document 0001649140-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:19:03 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LL Mortgage Fund, L.P. See All Filings	D/A	2016-11-04 15:13:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580947 Filed Document 0001192482-16-000745 Exclusions or Exemptions 506b Accepted Date 2016-11-04 15:13:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund