Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Asana Medical, Inc. See All Filings	D	2016-11-07 16:48:40 UTC
Amount To Be Raised $1,452,460 Associated Brokers / Dealers None CIK Number 0001625411 Filed Document 0001625411-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:48:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Campaign, Inc. See All Filings	D	2016-11-07 16:35:33 UTC
Amount To Be Raised $10,996,499 Associated Brokers / Dealers N/A CIK Number 0001578189 Filed Document 0001578189-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:35:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Piao Inc See All Filings	D	2016-11-07 16:32:45 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers NA CIK Number 0001688442 Filed Document 0001688442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:32:45 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Palarum LLC See All Filings	D	2016-11-07 16:31:34 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001689469 Filed Document 0001689469-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-07 16:31:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Zoom Telephonics, Inc. See All Filings	D	2016-11-07 16:27:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001467761 Filed Document 0001654954-16-003582 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:27:45 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dynamo Brasil VIII LLC See All Filings	D/A	2016-11-07 16:25:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476041 Filed Document 0000947871-16-001632 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:25:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Unilife Corp See All Filings	D	2016-11-07 16:17:12 UTC
Amount To Be Raised $10,600,000 Associated Brokers / Dealers N/A CIK Number 0001476170 Filed Document 0001209191-16-148621 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:17:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Strategic Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2016-11-07 16:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001689292 Filed Document 0001625257-16-000219 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:16:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prospect Advisors QP, L.P. See All Filings	D/A	2016-11-07 16:15:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553959 Filed Document 0001553959-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:15:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMK Global Opportunities Fund LP See All Filings	D	2016-11-07 16:12:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689415 Filed Document 0001689415-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:12:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Asana Medical, Inc. See All Filings	D/A	2016-11-07 16:11:26 UTC
Amount To Be Raised $1,452,460 Associated Brokers / Dealers None CIK Number 0001625411 Filed Document 0001625411-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:11:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Prospect Advisors, L.P. See All Filings	D/A	2016-11-07 16:10:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553961 Filed Document 0001553961-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:10:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FairTech Labs, LLC See All Filings	D	2016-11-07 16:07:12 UTC
Amount To Be Raised $220,333 Associated Brokers / Dealers N/A CIK Number 0001689476 Filed Document 0001689476-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:07:12 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Fitness Cubed Inc. See All Filings	D	2016-11-07 16:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635753 Filed Document 0001635753-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:03:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ASIAN FINANCIAL CORP See All Filings	D	2016-11-07 16:02:40 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001061366 Filed Document 0001061366-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:02:40 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HighVista HFS Partners (Offshore) SPC - Portfolio B See All Filings	D	2016-11-07 16:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685534 Filed Document 0001685534-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:02:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bedrock NOVA Arlington Investments, LLC See All Filings	D	2016-11-07 15:59:44 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001689108 Filed Document 0001689108-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-07 15:59:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Empire Residential Communities Fund IV, LLC See All Filings	D	2016-11-07 15:52:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001689480 Filed Document 0001689480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:52:43 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Fisher Lynch Co-Investment Partnership III, L.P. See All Filings	D	2016-11-07 15:25:55 UTC
Amount To Be Raised $707,000,000 Associated Brokers / Dealers N/A CIK Number 0001687335 Filed Document 0001687335-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:25:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southern Cross Latin America Private Equity Fund V, L.P. See All Filings	D/A	2016-11-07 15:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stanwich Advisors LLC CIK Number 0001655840 Filed Document 0001655840-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:18:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kalidas Corp See All Filings	D	2016-11-07 15:15:50 UTC
Amount To Be Raised $3 Associated Brokers / Dealers N/A CIK Number 0001688864 Filed Document 0001688864-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-07 15:15:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Zipongo, Inc. See All Filings	D	2016-11-07 15:12:02 UTC
Amount To Be Raised $17,971,254 Associated Brokers / Dealers N/A CIK Number 0001688686 Filed Document 0001688686-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:12:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crystals Sub REIT LLC See All Filings	D	2016-11-07 15:05:15 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001688738 Filed Document 0000909143-16-000109 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:05:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ZCD & F LLC See All Filings	D	2016-11-07 15:04:04 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001689391 Filed Document 0001689391-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:04:04 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookhaven Medical, Inc. See All Filings	D	2016-11-07 14:57:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001592473 Filed Document 0001592473-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:57:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ROTHSCHILD SPECIAL OPPORTUNITIES OFFSHORE FUND LTD. See All Filings	D	2016-11-07 14:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689298 Filed Document 0000919574-16-016112 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:47:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OZOIF IRA Access Ltd. See All Filings	D/A	2016-11-07 14:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001515332 Filed Document 0001515332-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:39:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Azahar Coffee Company, LLC See All Filings	D	2016-11-07 14:34:35 UTC
Amount To Be Raised $1,500,328 Associated Brokers / Dealers N/A CIK Number 0001555019 Filed Document 0001555019-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:34:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MOODY NATIONAL ACADEMY DST See All Filings	D/A	2016-11-07 14:24:29 UTC
Amount To Be Raised $27,475,000 Associated Brokers / Dealers MOODY SECURITIES, LLC CIK Number 0001656661 Filed Document 0001656661-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:24:29 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carlson Double Black Diamond Participation Fund LLC See All Filings	D/A	2016-11-07 14:24:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529882 Filed Document 0001529882-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:24:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenhouse Overseas Fund Ltd. See All Filings	D/A	2016-11-07 14:24:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001591028 Filed Document 0001315863-16-001875 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:24:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Greenhouse Onshore Fund LP See All Filings	D/A	2016-11-07 14:23:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001591089 Filed Document 0001315863-16-001874 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:23:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Action Alignment, LLC See All Filings	D/A	2016-11-07 14:19:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001539101 Filed Document 0001539101-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:19:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Action Alignment, LLC See All Filings	D/A	2016-11-07 14:19:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001539101 Filed Document 0001539101-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:19:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Carlson Double Black Diamond Participation Fund Ltd. See All Filings	D/A	2016-11-07 14:09:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529883 Filed Document 0001529883-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:09:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Furnished Living LLC See All Filings	D	2016-11-07 14:04:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673353 Filed Document 0001376474-16-000882 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:04:37 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Deja Mi, Inc. See All Filings	D	2016-11-07 13:57:09 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001517341 Filed Document 0001461373-16-000115 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:57:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DZZOM Delaware Corp. See All Filings	D	2016-11-07 13:50:49 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001658821 Filed Document 0000897069-16-001104 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:50:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sante Capital Fund, LP See All Filings	D	2016-11-07 13:49:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688829 Filed Document 0000902664-16-008641 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:49:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ValiMail Inc. See All Filings	D	2016-11-07 13:45:22 UTC
Amount To Be Raised $11,999,995 Associated Brokers / Dealers N/A CIK Number 0001689189 Filed Document 0001689189-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:45:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HPI Miramar Square, LLC See All Filings	D	2016-11-07 13:39:56 UTC
Amount To Be Raised $8,836,902 Associated Brokers / Dealers N/A CIK Number 0001688923 Filed Document 0001688923-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:39:56 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maximized Living Holdings, LLC See All Filings	D	2016-11-07 13:33:42 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001689439 Filed Document 0001689439-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:33:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Piper Jaffray Municipal Opportunities Fund II, L.P. See All Filings	D/A	2016-11-07 13:32:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554721 Filed Document 0001554721-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:32:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heart Test Laboratories, Inc. See All Filings	D	2016-11-07 13:24:30 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001468492 Filed Document 0001468492-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:24:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PRAVATI INVESTMENT FUND II, LLC See All Filings	D/A	2016-11-07 13:23:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Terra Nova Capital Equities, Inc. CIK Number 0001677766 Filed Document 0001677766-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:23:58 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blue Elephant Consumer Fund, LP See All Filings	D/A	2016-11-07 13:12:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583822 Filed Document 0001583822-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:12:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garden Maze LLC See All Filings	D	2016-11-07 13:11:58 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001688892 Filed Document 0001688892-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:11:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Protequus, LLC See All Filings	D	2016-11-07 13:08:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001689408 Filed Document 0001689408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:08:21 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lake Forest Apartment Homes, LLC See All Filings	D	2016-11-07 12:54:09 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001689362 Filed Document 0001689362-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:54:09 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ZipStorm, Inc. See All Filings	D	2016-11-07 12:53:35 UTC
Amount To Be Raised $2,200,025 Associated Brokers / Dealers N/A CIK Number 0001689323 Filed Document 0001689323-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 12:53:35 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity