Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PALM HILL COMPLEX LLC See All Filings	D	2016-11-08 12:36:32 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers NONE CIK Number 0001684674 Filed Document 0001684674-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:36:32 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
AG DLI II, L.P. See All Filings	D	2016-11-08 12:30:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679881 Filed Document 0001679881-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:30:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV EI Fund IV LLC See All Filings	D/A	2016-11-08 12:28:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventures Marketplace, Inc. CIK Number 0001687579 Filed Document 0001687579-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:28:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Indecent Broadway Ltd Liability Co See All Filings	D	2016-11-08 12:15:59 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001689492 Filed Document 0001689492-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:15:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
LEGAL & GENERAL S&P 400 SL FUND, LLC See All Filings	D	2016-11-08 12:06:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689472 Filed Document 0001689472-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 12:06:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AG Direct Lending Fund II (UNLEVERED), L.P. See All Filings	D	2016-11-08 11:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679884 Filed Document 0001679884-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:51:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sante Capital Fund, LP See All Filings	D/A	2016-11-08 11:45:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688829 Filed Document 0000902664-16-008650 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:45:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hyprloco, Inc. See All Filings	D	2016-11-08 11:45:26 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001648476 Filed Document 0001648476-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:45:26 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
West Capital Partners LabelInsight IV LLC See All Filings	D	2016-11-08 11:38:06 UTC
Amount To Be Raised $633,000 Associated Brokers / Dealers N/A CIK Number 0001685366 Filed Document 0000906318-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:38:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bricksolve, Inc. See All Filings	D/A	2016-11-08 11:35:43 UTC
Amount To Be Raised $5,001,452 Associated Brokers / Dealers N/A CIK Number 0001620059 Filed Document 0001620059-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:35:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trend Capital Gaucho Offshore LP See All Filings	D	2016-11-08 11:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684342 Filed Document 0000902664-16-008649 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:34:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trend Capital Gaucho Fund LP See All Filings	D	2016-11-08 11:33:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684343 Filed Document 0000902664-16-008648 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:33:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIELDPOINT PETROLEUM CORP See All Filings	D	2016-11-08 11:29:42 UTC
Amount To Be Raised $796,108 Associated Brokers / Dealers Euro Pacific Capital Inc. CIK Number 0000316736 Filed Document 0001011034-16-000253 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:29:42 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DST Investments XV, L.P. See All Filings	D	2016-11-08 11:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689496 Filed Document 0001689496-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:27:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Milo Biotechnology LLC See All Filings	D/A	2016-11-08 11:25:47 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001676082 Filed Document 0001676082-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:25:47 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Debt
Zestful, Inc. See All Filings	D	2016-11-08 11:12:15 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001688927 Filed Document 0001688927-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:12:15 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd. See All Filings	D/A	2016-11-08 11:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001514956 Filed Document 0000945621-16-000755 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:11:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MELODY HEALTH INSURANCE, INC. See All Filings	D	2016-11-08 11:06:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001660209 Filed Document 0001660209-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-08 11:06:16 UTC Type of Offering D Industry Health Insurance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Marble Capital Fund I, L.P. See All Filings	D	2016-11-08 10:59:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001689085 Filed Document 0001689085-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:59:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AG GTDL Fund II, L.P. See All Filings	D	2016-11-08 10:52:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688646 Filed Document 0001688646-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:52:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MyPizza Technologies, Inc. See All Filings	D	2016-11-08 10:49:35 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001655049 Filed Document 0001655049-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:49:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Rancho Cordova Retail Center, L.L.C. See All Filings	D/A	2016-11-08 10:48:27 UTC
Amount To Be Raised $16,554,238 Associated Brokers / Dealers Inland Securities Corporation, 1st Global Capital Corp., Sagepoint Financial Inc., Investment Planners Inc., Jeffrey B. Baker, Lisa M. Lyons, Jason T. Reynolds, David J. Florell, Concorde Investment Services LLC, Ralph Adamo, Michael A. Compiano, Investacorp Inc., Edwin T. Suzuki, and Mark Aleman CIK Number 0001640163 Filed Document 0000950138-16-001461 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:48:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Inspire Medical Systems, Inc. See All Filings	D	2016-11-08 10:45:58 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001609550 Filed Document 0001609550-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:45:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
MFG Waterstone, LLC See All Filings	D	2016-11-08 10:40:53 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001689422 Filed Document 0001689422-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:40:53 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gar76 See All Filings	D	2016-11-08 10:33:40 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001657168 Filed Document 0001657168-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:33:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Net Venture See All Filings	D	2016-11-08 10:27:16 UTC
Amount To Be Raised $1,874,650 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:27:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ONCAP IV Select LP See All Filings	D	2016-11-08 10:23:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688751 Filed Document 0001140361-16-085330 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:23:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ONCAP IV LP See All Filings	D	2016-11-08 10:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688750 Filed Document 0001140361-16-085316 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:20:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GAM Holding AG See All Filings	D	2016-11-08 10:18:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438848 Filed Document 0001012975-16-001555 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:18:45 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FairTech Labs, LLC See All Filings	D/A	2016-11-08 10:16:39 UTC
Amount To Be Raised $220,333 Associated Brokers / Dealers N/A CIK Number 0001689476 Filed Document 0001689476-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:16:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Impossible Objects, LLC See All Filings	D	2016-11-08 10:11:35 UTC
Amount To Be Raised $1,729,040 Associated Brokers / Dealers N/A CIK Number 0001627072 Filed Document 0001627072-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 10:11:35 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pagoda Investment Limited Partnership See All Filings	D/A	2016-11-08 09:56:03 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001643347 Filed Document 0001643347-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-08 09:56:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series H-12 See All Filings	D/A	2016-11-08 09:36:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001689267 Filed Document 0001689267-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-08 09:36:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Luna Pharmaceuticals, Inc. See All Filings	D	2016-11-08 09:24:31 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001688483 Filed Document 0001688483-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 09:24:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mapper.ai, Inc. See All Filings	D	2016-11-08 07:39:39 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001689327 Filed Document 0001689327-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-08 07:39:39 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Iterable, Inc. See All Filings	D	2016-11-07 20:01:57 UTC
Amount To Be Raised $22,559,999 Associated Brokers / Dealers N/A CIK Number 0001661641 Filed Document 0001661641-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 20:01:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAUTO, INC. See All Filings	D	2016-11-07 19:40:52 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001657147 Filed Document 0001657147-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 19:40:52 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MINECORP ENERGY LTD. See All Filings	D	2016-11-07 19:35:02 UTC
Amount To Be Raised $160,378 Associated Brokers / Dealers N/A CIK Number 0001360733 Filed Document 0001183740-16-000462 Exclusions or Exemptions 506b Accepted Date 2016-11-07 19:35:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hustle, Inc. See All Filings	D	2016-11-07 19:27:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001688868 Filed Document 0001688868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 19:27:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LICS Capital, LLC See All Filings	D/A	2016-11-07 19:10:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers ABC Co. CIK Number 0001671363 Filed Document 0001671363-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 19:10:05 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ATEL Growth Capital Fund 10, LLC See All Filings	D	2016-11-07 18:57:39 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers ATEL Securities Corporation CIK Number 0001616084 Filed Document 0001140361-16-085219 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:57:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 250, LLC See All Filings	D	2016-11-07 18:46:21 UTC
Amount To Be Raised $466,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001686385 Filed Document 0001686385-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:46:21 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
K2 Gold Corp See All Filings	D	2016-11-07 18:38:58 UTC
Amount To Be Raised $350,530 Associated Brokers / Dealers N/A CIK Number 0001583962 Filed Document 0001583962-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:38:58 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Roofstock, Inc. See All Filings	D	2016-11-07 18:36:08 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001643176 Filed Document 0001643176-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:36:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-11-07 18:34:09 UTC
Amount To Be Raised $575,896 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000461 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:34:09 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EQX Capital, Inc. See All Filings	D/A	2016-11-07 18:28:11 UTC
Amount To Be Raised $12,400,000 Associated Brokers / Dealers N/A CIK Number 0001678291 Filed Document 0001678291-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:28:11 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambidio, Inc. See All Filings	D	2016-11-07 18:21:53 UTC
Amount To Be Raised $1,999,996 Associated Brokers / Dealers N/A CIK Number 0001689463 Filed Document 0001689463-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:21:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Colony Distressed Credit IV Access ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2016-11-07 18:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001689294 Filed Document 0001625257-16-000220 Exclusions or Exemptions 506b Accepted Date 2016-11-07 18:11:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synedgen, Inc. See All Filings	D	2016-11-07 17:37:28 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001471618 Filed Document 0001471618-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:37:28 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Evernym, Inc. See All Filings	D	2016-11-07 17:29:45 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001689456 Filed Document 0001209191-16-148693 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:29:45 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity