Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aquinas Capital III, LLC See All Filings	D	2018-11-28 14:28:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers McRay Money Management, LLC CIK Number 0001760156 Filed Document 0001760156-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:28:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Valiant India Opportunities Fund, L.P. See All Filings	D/A	2018-11-28 14:22:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655944 Filed Document 0000935836-18-000621 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:22:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WONE, Inc. See All Filings	D	2018-11-28 14:22:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001759066 Filed Document 0001759066-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:22:31 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Valiant India Opportunities Offshore, L.P. See All Filings	D/A	2018-11-28 14:21:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666714 Filed Document 0000935836-18-000620 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:21:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alchera Inc See All Filings	D	2018-11-28 14:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559079 Filed Document 0001559079-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:20:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
BlockFi Inc. See All Filings	D	2018-11-28 14:17:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001726072 Filed Document 0001726072-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:17:51 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Ridgeline Utah LLC See All Filings	D/A	2018-11-28 14:11:58 UTC
Amount To Be Raised $1,101,810 Associated Brokers / Dealers N/A CIK Number 0001701019 Filed Document 0001701019-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:11:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
K2 Mauna Kea LLC - K2 Starboard Value & Opportunity Fund Series See All Filings	D	2018-11-28 14:11:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760155 Filed Document 0001760155-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:11:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ridgeline Utah LLC See All Filings	D/A	2018-11-28 14:09:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701019 Filed Document 0001701019-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:09:09 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Incumaker, Inc. See All Filings	D	2018-11-28 14:06:53 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001760233 Filed Document 0001144204-18-061931 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:06:53 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Ridgeline Utah LLC See All Filings	D/A	2018-11-28 14:06:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701019 Filed Document 0001701019-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-11-28 14:06:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
145 Main Street, LLC See All Filings	D	2018-11-28 13:57:36 UTC
Amount To Be Raised $355,000 Associated Brokers / Dealers N/A CIK Number 0001757401 Filed Document 0001757401-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:57:36 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Perceptive Xontogeny Venture SLP, LP See All Filings	D	2018-11-28 13:51:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757941 Filed Document 0001757941-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:51:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Midwest Growth Partners II, L.P. See All Filings	D	2018-11-28 13:48:58 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001759957 Filed Document 0001015325-18-000042 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:48:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
TYP Special Investments, LP See All Filings	D/A	2018-11-28 13:47:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720909 Filed Document 0001315863-18-000920 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:47:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Perceptive Xontogeny Venture Fund, LP See All Filings	D	2018-11-28 13:47:40 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001757940 Filed Document 0001757940-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:47:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SAR, LLC See All Filings	D	2018-11-28 13:45:40 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001757280 Filed Document 0001757280-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:45:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Wickapogue Structured Credit Fund LP See All Filings	D	2018-11-28 13:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Odeon Capital Group LLC CIK Number 0001691937 Filed Document 0001656120-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:35:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbine Street Fund, LP See All Filings	D	2018-11-28 13:25:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656120 Filed Document 0001656120-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:25:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CULedger, LLC See All Filings	D/A	2018-11-28 13:20:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001730431 Filed Document 0001567619-18-007022 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:20:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Capital Fund, LP See All Filings	D/A	2018-11-28 13:19:33 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001757755 Filed Document 0001757755-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:19:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
K2 IBT Local 710 Pension Plan Defensive Equity Fund Ltd. See All Filings	D	2018-11-28 13:10:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759961 Filed Document 0001759961-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:10:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sensel, Inc. See All Filings	D	2018-11-28 13:10:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001760235 Filed Document 0001760235-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-28 13:10:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SP LIBERTY PORTFOLIO LLC See All Filings	D	2018-11-28 13:07:50 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001759871 Filed Document 0001759871-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:07:50 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sappira Inc. See All Filings	D	2018-11-28 13:06:08 UTC
Amount To Be Raised $2,345,802 Associated Brokers / Dealers N/A CIK Number 0001756047 Filed Document 0001756047-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:06:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Mawson Resources Ltd See All Filings	D/A	2018-11-28 13:06:00 UTC
Amount To Be Raised $7,938,908 Associated Brokers / Dealers N/A CIK Number 0001622629 Filed Document 0001715994-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-11-28 13:06:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Marylebone Lane Fund LP See All Filings	D/A	2018-11-28 12:51:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612606 Filed Document 0001612606-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:51:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burford Opportunity Employee Feeder Fund LP See All Filings	D	2018-11-28 12:49:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760024 Filed Document 0001760024-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:49:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Burford Opportunity Feeder Fund LP See All Filings	D	2018-11-28 12:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760025 Filed Document 0001760025-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:46:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Burford Opportunity Fund B LP See All Filings	D	2018-11-28 12:44:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760019 Filed Document 0001760019-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:44:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Burford Opportunity Fund LP See All Filings	D	2018-11-28 12:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760018 Filed Document 0001760018-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:41:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Marylebone Lane Fund See All Filings	D/A	2018-11-28 12:39:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592408 Filed Document 0001592408-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:39:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND XLVII LLC See All Filings	D	2018-11-28 12:35:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001754442 Filed Document 0001754442-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:35:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sterling Real Estate Trust See All Filings	D/A	2018-11-28 12:29:52 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001412502 Filed Document 0001412502-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:29:52 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
SosteNica, Inc. See All Filings	D	2018-11-28 12:29:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759920 Filed Document 0001759920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:29:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Debt
Timberline Fund, LP See All Filings	D/A	2018-11-28 12:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518589 Filed Document 0001656120-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:29:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecofin Global Renewables Infrastructure Fund LP See All Filings	D/A	2018-11-28 12:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659300 Filed Document 0000902664-18-004210 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecofin Global Renewables Infrastructure Fund Ltd See All Filings	D/A	2018-11-28 12:14:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659299 Filed Document 0000902664-18-004209 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:14:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Real Estate Trust See All Filings	D	2018-11-28 12:13:13 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001412502 Filed Document 0001412502-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:13:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
QMA US Small Cap Core Equity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2018-11-28 12:10:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001723392 Filed Document 0001723392-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:10:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tunnel International Inc. See All Filings	D	2018-11-28 12:07:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001760147 Filed Document 0001760147-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:07:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AURIS HEALTH, INC. See All Filings	D	2018-11-28 12:03:19 UTC
Amount To Be Raised $219,999,998 Associated Brokers / Dealers Allen & Company LLC CIK Number 0001464814 Filed Document 0001464814-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 12:03:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spiral Sun Opportunity Fund I, L.P. See All Filings	D	2018-11-28 11:57:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001759895 Filed Document 0001759895-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:57:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
E Squared V, LLC See All Filings	D	2018-11-28 11:53:07 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001756342 Filed Document 0001753995-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:53:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Check Verified Inc. See All Filings	D	2018-11-28 11:52:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001760114 Filed Document 0001760114-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:52:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
1326-1338 Riverside Drive, Inc. See All Filings	D	2018-11-28 11:32:33 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001760028 Filed Document 0001760028-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:32:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Domestic Brands Inc See All Filings	C	2018-11-28 11:31:46 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001757183 Filed Document 0001669191-18-000511 Accepted Date 2018-11-28 11:31:46 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Common Stock State CALIFORNIA
SEMPER VIC PARTNERS (QP), L. P. See All Filings	D/A	2018-11-28 11:28:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268055 Filed Document 0000919574-18-007773 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:28:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
LOAN CO OF SAN DIEGO A CALIFORNIA LP See All Filings	D	2018-11-28 11:26:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001206550 Filed Document 0001206550-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:26:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
AffyImmune Therapeutics, Inc. See All Filings	D/A	2018-11-28 11:20:36 UTC
Amount To Be Raised $14,607,674 Associated Brokers / Dealers N/A CIK Number 0001752966 Filed Document 0001752966-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 11:20:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity