Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Absolute Return Fixed Income Fund See All Filings	D/A	2018-11-29 09:37:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001603833 Filed Document 0001724485-18-000124 Exclusions or Exemptions 506b Accepted Date 2018-11-29 09:37:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNATIONAL EQUITY FUND See All Filings	D/A	2018-11-29 09:36:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001440913 Filed Document 0001733744-18-000068 Exclusions or Exemptions 506b Accepted Date 2018-11-29 09:36:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Yield Bond Fund See All Filings	D/A	2018-11-29 09:35:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001563291 Filed Document 0001733744-18-000067 Exclusions or Exemptions 506b Accepted Date 2018-11-29 09:35:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tunnel International Inc. See All Filings	D/A	2018-11-29 09:31:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001760147 Filed Document 0001760147-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-29 09:31:08 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Opus Ventures, LP See All Filings	D	2018-11-29 09:24:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001760284 Filed Document 0001759770-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 09:24:09 UTC Type of Offering D Industry Investing Principal Place of Business MAINE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RUTABAGA MICRO CAP FUND LP See All Filings	D/A	2018-11-29 09:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001126892 Filed Document 0001126892-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 09:23:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lingfeng Capital Partners Fund I, LP See All Filings	D	2018-11-29 09:20:29 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001760053 Filed Document 0001760053-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 09:20:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
Wise Systems, Inc. See All Filings	D	2018-11-29 09:11:14 UTC
Amount To Be Raised $6,918,008 Associated Brokers / Dealers N/A CIK Number 0001676769 Filed Document 0001676769-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-29 09:11:14 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Private Opportunities Fund IV, L.P. See All Filings	D/A	2018-11-29 09:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737866 Filed Document 0001737866-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-29 09:10:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 233 See All Filings	D	2018-11-29 08:47:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Leaders Group, Inc. CIK Number 0001760093 Filed Document 0001760093-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 08:47:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DeSoto MBM 2, LLC See All Filings	D	2018-11-29 07:34:06 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001760058 Filed Document 0001760058-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-29 07:34:06 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Amitree, Inc. See All Filings	D	2018-11-28 21:51:52 UTC
Amount To Be Raised $11,016,000 Associated Brokers / Dealers N/A CIK Number 0001650288 Filed Document 0001650288-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-11-28 21:51:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOTHAM GREEN CREDIT PARTNERS SPV 2, L.P. See All Filings	D	2018-11-28 21:05:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760255 Filed Document 0001760255-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 21:05:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apex.AI, Inc. See All Filings	D	2018-11-28 20:20:52 UTC
Amount To Be Raised $15,499,982 Associated Brokers / Dealers N/A CIK Number 0001760021 Filed Document 0001760021-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-11-28 20:20:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCREO I Gill L.P. See All Filings	D	2018-11-28 20:09:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760139 Filed Document 0001760139-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 20:09:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Copper Chase Apartments, LLC See All Filings	D	2018-11-28 20:09:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers Coughlin & Company, Inc. CIK Number 0001612296 Filed Document 0001612296-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 20:09:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NoAppFee.com, Inc. See All Filings	D	2018-11-28 20:08:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001657358 Filed Document 0001657358-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-28 20:08:53 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
iANTHUS CAPITAL HOLDINGS, INC. See All Filings	D	2018-11-28 20:06:40 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001643154 Filed Document 0001183740-18-000186 Exclusions or Exemptions 506b Accepted Date 2018-11-28 20:06:40 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
iANTHUS CAPITAL HOLDINGS, INC. See All Filings	D	2018-11-28 20:00:09 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001643154 Filed Document 0001183740-18-000185 Exclusions or Exemptions 506b Accepted Date 2018-11-28 20:00:09 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mission Barns, Inc. See All Filings	D	2018-11-28 19:57:20 UTC
Amount To Be Raised $4,350,014 Associated Brokers / Dealers N/A CIK Number 0001758352 Filed Document 0001758352-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 19:57:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Next Seed, Inc. See All Filings	D	2018-11-28 19:56:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624182 Filed Document 0001624182-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 19:56:01 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HPC-IT Investors, LLC See All Filings	D	2018-11-28 19:43:33 UTC
Amount To Be Raised $25,550,000 Associated Brokers / Dealers N/A CIK Number 0001760195 Filed Document 0001760195-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 19:43:33 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Defer Gain Fund I, LP See All Filings	D/A	2018-11-28 19:27:42 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers CABIN SECURITIES, INC. CIK Number 0001754625 Filed Document 0001754625-18-000014 Exclusions or Exemptions 506c Accepted Date 2018-11-28 19:27:42 UTC Type of Offering D/A Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Carenote Inc. See All Filings	D	2018-11-28 19:26:08 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001760270 Filed Document 0001760270-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 19:26:08 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Spirit Brands LLC See All Filings	C	2018-11-28 19:20:13 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $750,000 CIK Number 0001759621 Filed Document 0001670254-18-000569 Accepted Date 2018-11-28 19:20:13 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State VIRGINIA
Oregon Opportunity Zone Limited Partnership See All Filings	D	2018-11-28 19:11:59 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001744057 Filed Document 0001744057-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 19:11:59 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Aquilo Capital, L.P. See All Filings	D/A	2018-11-28 19:10:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001491371 Filed Document 0001491371-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 19:10:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uccellini LLC See All Filings	D	2018-11-28 19:07:07 UTC
Amount To Be Raised $1,029,000 Associated Brokers / Dealers N/A CIK Number 0001759667 Filed Document 0001759667-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 19:07:07 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FreeElective LLC See All Filings	D	2018-11-28 19:04:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001759656 Filed Document 0001759656-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 19:04:32 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
1885 Harper Drive Holdings, LLC See All Filings	D	2018-11-28 18:56:46 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001760194 Filed Document 0001760194-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 18:56:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRANITE FORGE, LLC See All Filings	D	2018-11-28 18:46:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001760285 Filed Document 0001760285-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 18:46:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Fund I, a series of CDL Scientists, LP See All Filings	D	2018-11-28 18:43:54 UTC
Amount To Be Raised $622,865 Associated Brokers / Dealers N/A CIK Number 0001751215 Filed Document 0001746852-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 18:43:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund One, a series of Kearny Jackson, LP See All Filings	D	2018-11-28 18:40:43 UTC
Amount To Be Raised $1,036,357 Associated Brokers / Dealers N/A CIK Number 0001746852 Filed Document 0001746852-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 18:40:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consolidated Wealth Management, Ltd. See All Filings	D/A	2018-11-28 18:40:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627045 Filed Document 0001627045-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 18:40:02 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Other
Lombard International Life Assurance Co Separate Account VL 212 See All Filings	D	2018-11-28 18:36:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001760075 Filed Document 0001760075-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 18:36:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOKYO BLACK LLC See All Filings	D	2018-11-28 18:31:02 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001760306 Filed Document 0001760306-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 18:31:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Neural Analytics, Inc. See All Filings	D	2018-11-28 18:22:28 UTC
Amount To Be Raised $9,474,970 Associated Brokers / Dealers N/A CIK Number 0001580096 Filed Document 0001382963-18-000153 Exclusions or Exemptions 506b Accepted Date 2018-11-28 18:22:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
R.W. Selby & Co., Inc. See All Filings	D	2018-11-28 18:08:51 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001759520 Filed Document 0001759520-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 18:08:51 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
Cornell Road, LLC See All Filings	D	2018-11-28 18:08:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759963 Filed Document 0000935836-18-000626 Exclusions or Exemptions 506b Accepted Date 2018-11-28 18:08:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
229 Ellis Partners, LLC See All Filings	D	2018-11-28 18:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759924 Filed Document 0000935836-18-000625 Exclusions or Exemptions 506b Accepted Date 2018-11-28 18:06:53 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hall Structured Finance III, LLC See All Filings	D	2018-11-28 17:56:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Titan Securities CIK Number 0001760159 Filed Document 0001144204-18-062075 Exclusions or Exemptions 506b Accepted Date 2018-11-28 17:56:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
PropelPLM, Inc. See All Filings	D	2018-11-28 17:54:39 UTC
Amount To Be Raised $17,999,998 Associated Brokers / Dealers N/A CIK Number 0001644204 Filed Document 0001644204-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 17:54:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Verde Mountain Fund, LLC See All Filings	D	2018-11-28 17:37:43 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001674284 Filed Document 0001674284-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 17:37:43 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
ITC (PHS) Parallel Fund, LP See All Filings	D	2018-11-28 17:37:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760118 Filed Document 0001760118-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 17:37:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CultSkin Apothecary, Inc. See All Filings	D	2018-11-28 17:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760240 Filed Document 0001760240-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 17:20:56 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BOMA LLC See All Filings	D	2018-11-28 17:14:05 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Stratford Securities LLC CIK Number 0001758642 Filed Document 0001758642-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 17:14:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Precision IBD, Inc. See All Filings	D	2018-11-28 17:11:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001718852 Filed Document 0001567619-18-007049 Exclusions or Exemptions 506b Accepted Date 2018-11-28 17:11:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
15Five, a Series of Jason's Syndicate, LLC See All Filings	D	2018-11-28 17:05:37 UTC
Amount To Be Raised $509,905 Associated Brokers / Dealers N/A CIK Number 0001756516 Filed Document 0001759670-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-11-28 17:05:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Main Post Growth Capital II (Parallel), L.P. See All Filings	D/A	2018-11-28 17:01:12 UTC
Amount To Be Raised $149,279,353 Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001757523 Filed Document 0001757523-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-11-28 17:01:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Ridgeville Senior Living, LLC See All Filings	D	2018-11-28 17:00:44 UTC
Amount To Be Raised $2,100,224 Associated Brokers / Dealers N/A CIK Number 0001760098 Filed Document 0001760098-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-11-28 17:00:44 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity