Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Evario, Inc. See All Filings	D	2016-11-09 16:43:12 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001665322 Filed Document 0001665322-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:43:12 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Remote Medicine Inc See All Filings	D	2016-11-09 16:39:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001508320 Filed Document 0001508320-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:39:50 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MICORP CAT HOLDINGS, LLC See All Filings	D	2016-11-09 16:38:38 UTC
Amount To Be Raised $1,250,001 Associated Brokers / Dealers N/A CIK Number 0001689569 Filed Document 0001405086-16-000661 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:38:38 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HARBOR MEDTECH, INC. See All Filings	D/A	2016-11-09 16:32:08 UTC
Amount To Be Raised $8,465,000 Associated Brokers / Dealers N/A CIK Number 0001541456 Filed Document 0001541456-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:32:08 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GFM Holdings, LLC See All Filings	D	2016-11-09 16:26:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001689665 Filed Document 0001689665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:26:54 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GYS Tech, LLC See All Filings	D	2016-11-09 16:26:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001645816 Filed Document 0001104659-16-155870 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:26:09 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Cayo Marsopa Holdings, LLC See All Filings	D/A	2016-11-09 16:21:32 UTC
Amount To Be Raised $14,551,110 Associated Brokers / Dealers N/A CIK Number 0001689376 Filed Document 0001689376-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:21:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
EverQuote, Inc. See All Filings	D	2016-11-09 16:15:37 UTC
Amount To Be Raised $31,119,288 Associated Brokers / Dealers None CIK Number 0001640428 Filed Document 0001140361-16-085594 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:15:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cristobal Key Holdings, LLC See All Filings	D	2016-11-09 16:13:40 UTC
Amount To Be Raised $14,513,310 Associated Brokers / Dealers N/A CIK Number 0001689369 Filed Document 0001689369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:13:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Shipyard Capital LP See All Filings	D/A	2016-11-09 16:09:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655491 Filed Document 0001615939-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:09:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHFS III Equity Dispersion Offshore Fund, L.P. See All Filings	D	2016-11-09 16:08:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001689479 Filed Document 0001689479-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:08:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUXO MANAGEMENT, L.P. See All Filings	D	2016-11-09 15:57:24 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001689666 Filed Document 0001689666-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:57:24 UTC Type of Offering D Industry Business Services Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Southvest VII Co-Investment Fund-A, L.P. See All Filings	D	2016-11-09 15:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687349 Filed Document 0001687349-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:57:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cayo Marsopa Holdings, LLC See All Filings	D	2016-11-09 15:53:52 UTC
Amount To Be Raised $14,551,110 Associated Brokers / Dealers N/A CIK Number 0001689376 Filed Document 0001689376-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:53:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FEMALE HEALTH CO See All Filings	D	2016-11-09 15:50:21 UTC
Amount To Be Raised $22,676,728 Associated Brokers / Dealers Financial West Group CIK Number 0000863894 Filed Document 0001042167-16-000294 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:50:21 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Slate WDS, LLC See All Filings	D	2016-11-09 15:49:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001689176 Filed Document 0001689176-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:49:35 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Birchview Fund LLC See All Filings	D/A	2016-11-09 15:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers L.P. Dorsey CIK Number 0001603544 Filed Document 0001546927-16-000535 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:44:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Metaurus LLC See All Filings	D	2016-11-09 15:42:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Jake Greenwald, Evan Greenwald, and Greg W. Schuett CIK Number 0001673993 Filed Document 0001673993-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:42:39 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Fund VIII, L.P. See All Filings	D/A	2016-11-09 15:41:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655303 Filed Document 0001655303-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:41:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Seer Capital Partners Offshore Fund Ltd. See All Filings	D/A	2016-11-09 15:39:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Stonehaven, LLC CIK Number 0001463207 Filed Document 0000902664-16-008681 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:39:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund VI, LLC See All Filings	D/A	2016-11-09 15:38:31 UTC
Amount To Be Raised $11,900,414 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001647138 Filed Document 0001647138-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:38:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MVP LS Fund II LLC See All Filings	D/A	2016-11-09 15:33:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001676428 Filed Document 0001676428-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:33:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Walton Street Real Estate Partners VIII, L.P. See All Filings	D/A	2016-11-09 15:33:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655310 Filed Document 0001655310-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:33:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AUXO MANAGEMENT, L.P. See All Filings	D	2016-11-09 15:31:01 UTC
Amount To Be Raised $10,595,000 Associated Brokers / Dealers N/A CIK Number 0001689666 Filed Document 0001689666-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:31:01 UTC Type of Offering D Industry Business Services Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
QUANTUM MATERIALS CORP. See All Filings	D/A	2016-11-09 15:30:51 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Roth Capital Partners LLP CIK Number 0001403570 Filed Document 0001493152-16-014662 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:30:51 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
QMC Telecom International Holdings, LLC See All Filings	D	2016-11-09 15:29:07 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001538497 Filed Document 0001140361-16-085576 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:29:07 UTC Type of Offering D Industry Telecommunications Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Investors VIII, L.P. See All Filings	D/A	2016-11-09 15:23:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655306 Filed Document 0001655306-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:23:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TSS Investment Holdings, LLC See All Filings	D	2016-11-09 15:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630515 Filed Document 0001630515-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:22:09 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IRX Therapeutics, Inc. See All Filings	D	2016-11-09 15:17:55 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001411920 Filed Document 0001411920-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:17:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Rastegar Income Fund, LP See All Filings	D/A	2016-11-09 15:11:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681823 Filed Document 0001681823-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:11:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Partners VIII-NGE, L.P. See All Filings	D/A	2016-11-09 15:10:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655305 Filed Document 0001655305-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:10:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL MINES & MINERALS CORP See All Filings	D	2016-11-09 15:07:02 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001371424 Filed Document 0001534122-16-000119 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:07:02 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
YCP PL, L.P. See All Filings	D	2016-11-09 15:04:51 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001689562 Filed Document 0001689562-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:04:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moonrise Venture Partners I LP See All Filings	D	2016-11-09 15:03:48 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001688423 Filed Document 0001688423-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:03:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petrus Farmland Investors I, L.P. See All Filings	D	2016-11-09 14:59:13 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001619797 Filed Document 0001619797-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:59:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton Street Real Estate Partners VIII-NUS-FF, L.P. See All Filings	D/A	2016-11-09 14:58:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655301 Filed Document 0001655301-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:58:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Material Impact Fund I, L.P. See All Filings	D	2016-11-09 14:55:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001687893 Filed Document 0001687893-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:55:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stanson Health, Inc. See All Filings	D/A	2016-11-09 14:53:54 UTC
Amount To Be Raised $9,199,232 Associated Brokers / Dealers N/A CIK Number 0001643226 Filed Document 0001643226-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:53:54 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRC Bond Opportunity Trading Fund LP See All Filings	D	2016-11-09 14:51:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689716 Filed Document 0001689716-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:51:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Fund VIII-NUS, L.P. See All Filings	D/A	2016-11-09 14:50:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655304 Filed Document 0001655304-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:50:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BSP WEST 238 LLC See All Filings	D	2016-11-09 14:47:30 UTC
Amount To Be Raised $2,080,000 Associated Brokers / Dealers N/A CIK Number 0001687867 Filed Document 0001687864-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:47:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP Investment VI REIT 1 See All Filings	D	2016-11-09 14:46:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001689649 Filed Document 0001689649-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:46:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Premier Real Estate Partners L.P. See All Filings	D	2016-11-09 14:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BROOKFIELD PRIVATE ADVISORS LLC and KB INVESTMENT & SECURITIES CO. LTD. CIK Number 0001688576 Filed Document 0001688576-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:45:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rockwood Income & Credit Partners, L.P. See All Filings	D	2016-11-09 14:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689598 Filed Document 0001689598-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:45:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HMM PARTNERS VENTURE II, LLC See All Filings	D	2016-11-09 14:42:44 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001689728 Filed Document 0001689728-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:42:44 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INRANGE SYSTEMS INC See All Filings	D/A	2016-11-09 14:40:26 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers R.M. Duncan Securities CIK Number 0001323263 Filed Document 0001209191-16-149018 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:40:26 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
CapitalWorks Fund IV, L.P. See All Filings	D	2016-11-09 14:35:58 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001689086 Filed Document 0001689086-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:35:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Innovate Biopharmaceuticals Inc. See All Filings	D/A	2016-11-09 14:30:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001666690 Filed Document 0001666690-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:30:12 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Netbio, Inc. See All Filings	D	2016-11-09 14:28:19 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001689723 Filed Document 0001689723-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:28:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CWD Summit, LLC See All Filings	D	2016-11-09 14:27:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689660 Filed Document 0001012975-16-001556 Exclusions or Exemptions 506b Accepted Date 2016-11-09 14:27:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity