Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Optima Partners Global Fund LLC See All Filings	D/A	2016-11-10 12:31:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001502398 Filed Document 0001502398-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:31:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rainmaker Holdings III LLC See All Filings	D	2016-11-10 12:20:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001689395 Filed Document 0000940397-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:20:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Palladium Group Holdings Pty Ltd See All Filings	D	2016-11-10 12:19:21 UTC
Amount To Be Raised $3,222,870 Associated Brokers / Dealers N/A CIK Number 0001652768 Filed Document 0001652768-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:19:21 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA PARTNERS GLOBAL FUND See All Filings	D/A	2016-11-10 12:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001341615 Filed Document 0001641582-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Art Research & Technology, L.L.C. See All Filings	D	2016-11-10 12:15:28 UTC
Amount To Be Raised $2,003,751 Associated Brokers / Dealers N/A CIK Number 0001541782 Filed Document 0001541782-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:15:28 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NBEC CLO XXII SP See All Filings	D	2016-11-10 12:12:31 UTC
Amount To Be Raised $423,750 Associated Brokers / Dealers N/A CIK Number 0001689736 Filed Document 0001689736-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:12:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calamos Global Opportunities Fund LP See All Filings	D/A	2016-11-10 12:12:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403002 Filed Document 0001403002-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:12:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Apokalupsis, LLC See All Filings	D	2016-11-10 12:04:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001689364 Filed Document 0001689364-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:04:37 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund VII (Cayman), LP See All Filings	D/A	2016-11-10 11:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676874 Filed Document 0001315863-16-001893 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:58:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund VII, LP See All Filings	D/A	2016-11-10 11:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672790 Filed Document 0001315863-16-001892 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:57:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (Non-US), L.P. See All Filings	D/A	2016-11-10 11:56:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669251 Filed Document 0001315863-16-001891 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:56:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (USTE) II, L.P. See All Filings	D/A	2016-11-10 11:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560984 Filed Document 0001315863-16-001890 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:55:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (USTE), L.P. See All Filings	D/A	2016-11-10 11:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560985 Filed Document 0001315863-16-001889 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:54:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND II, LTD. See All Filings	D/A	2016-11-10 11:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431698 Filed Document 0001315863-16-001888 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:52:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2016-11-10 11:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431697 Filed Document 0001315863-16-001887 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:52:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, L.P. See All Filings	D/A	2016-11-10 11:51:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431432 Filed Document 0001315863-16-001886 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:51:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SILVERFERN SW (CAYMAN), L.P. See All Filings	D	2016-11-10 11:50:40 UTC
Amount To Be Raised $15,800,000 Associated Brokers / Dealers N/A CIK Number 0001689619 Filed Document 0001689619-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:50:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (Non-US) II, L.P. See All Filings	D/A	2016-11-10 11:48:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562295 Filed Document 0001315863-16-001885 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:48:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (Non-US), L.P. See All Filings	D/A	2016-11-10 11:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562263 Filed Document 0001315863-16-001884 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:47:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA PARTNERS FOCUS FUND LLC See All Filings	D/A	2016-11-10 11:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001387466 Filed Document 0001641582-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSP BAILEY LLC See All Filings	D	2016-11-10 11:46:40 UTC
Amount To Be Raised $9,235,631 Associated Brokers / Dealers N/A CIK Number 0001687839 Filed Document 0001687839-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:46:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree International Value Fund (USTE) II, L.P. See All Filings	D/A	2016-11-10 11:46:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560963 Filed Document 0001315863-16-001883 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:46:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (USTE), L.P. See All Filings	D/A	2016-11-10 11:45:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560982 Filed Document 0001315863-16-001882 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:45:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE INTERNATIONAL VALUE FUND II, LTD. See All Filings	D/A	2016-11-10 11:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431699 Filed Document 0001315863-16-001881 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:44:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE INTERNATIONAL VALUE FUND, LTD. See All Filings	D/A	2016-11-10 11:43:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431627 Filed Document 0001315863-16-001880 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:43:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE VALUE FUND, L.P. See All Filings	D/A	2016-11-10 11:42:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918478 Filed Document 0001315863-16-001879 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:42:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Optika Fund LLC See All Filings	D/A	2016-11-10 11:36:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001641563 Filed Document 0001641582-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:36:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marble Point Investments I LP See All Filings	D	2016-11-10 11:35:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688610 Filed Document 0000945621-16-000758 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:35:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Illumitex, Inc. See All Filings	D	2016-11-10 11:35:03 UTC
Amount To Be Raised $5,016,000 Associated Brokers / Dealers N/A CIK Number 0001473911 Filed Document 0001473911-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:35:03 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Marble Point Investments LP See All Filings	D	2016-11-10 11:29:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688613 Filed Document 0000945621-16-000757 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:29:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Blue Chip Opportunity Fund LLC See All Filings	D/A	2016-11-10 11:27:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optima Securities LLC CIK Number 0001512766 Filed Document 0001641582-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:27:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Praxis Precision Medicines, Inc. See All Filings	D	2016-11-10 11:26:30 UTC
Amount To Be Raised $7,741,849 Associated Brokers / Dealers N/A CIK Number 0001689548 Filed Document 0001689548-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:26:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA PARTNERS FOCUS FUND See All Filings	D/A	2016-11-10 11:21:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001387475 Filed Document 0001641582-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:21:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 66 See All Filings	D	2016-11-10 11:16:34 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001689623 Filed Document 0001689623-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:16:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Optika Fund Ltd See All Filings	D/A	2016-11-10 11:12:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001641582 Filed Document 0001641582-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:12:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maxim Health, LLC See All Filings	D	2016-11-10 11:09:42 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001689807 Filed Document 0000898432-16-003069 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:09:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Keywise Phoenix Development Onshore Fund See All Filings	D/A	2016-11-10 11:04:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534527 Filed Document 0001534527-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:04:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blockhouse Partners Fund LP See All Filings	D	2016-11-10 11:01:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689799 Filed Document 0000919574-16-016193 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:01:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Keywise Greater China Onshore Fund See All Filings	D/A	2016-11-10 10:48:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534530 Filed Document 0001534530-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:48:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGNALLAMP HEALTH, LLC See All Filings	D	2016-11-10 10:40:24 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001689705 Filed Document 0001689705-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:40:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Shadowbox Holdings LLC See All Filings	D	2016-11-10 10:30:59 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001688673 Filed Document 0001688673-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:30:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
TrendKite Inc. See All Filings	D	2016-11-10 10:30:05 UTC
Amount To Be Raised $16,629,995 Associated Brokers / Dealers N/A CIK Number 0001657791 Filed Document 0001657791-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:30:05 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Hospice Holdings, Inc. See All Filings	D	2016-11-10 10:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001689808 Filed Document 0001689808-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:19:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
UNION Real Estate II LP See All Filings	D	2016-11-10 10:10:59 UTC
Amount To Be Raised $292,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001689522 Filed Document 0001689522-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:10:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SIGNALLAMP HEALTH, LLC See All Filings	D	2016-11-10 10:07:38 UTC
Amount To Be Raised $244,809 Associated Brokers / Dealers N/A CIK Number 0001689705 Filed Document 0001689705-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:07:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Temnein Ventures I, L.P. See All Filings	D/A	2016-11-10 10:02:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645703 Filed Document 0001315863-16-001878 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:02:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caption Partners, LP See All Filings	D/A	2016-11-10 10:01:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551048 Filed Document 0000919574-16-016190 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:01:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
POLAR CAPITAL FUNDS PUBLIC LTD CO See All Filings	D/A	2016-11-10 09:54:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170710 Filed Document 0000902664-16-008703 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:54:36 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business IRELAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Premier Imaging Holdings, LLC See All Filings	D	2016-11-10 09:36:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689521 Filed Document 0001689521-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:36:38 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ternus Pharma, Inc. See All Filings	D	2016-11-10 09:25:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688608 Filed Document 0001688608-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:25:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt