Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Azarias Value Fund, L.P. See All Filings	D/A	2016-11-10 15:37:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCG Securities LLC d/b/a Merion Capital Group CIK Number 0001650069 Filed Document 0001650069-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-10 15:37:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equitation Capital L.P. See All Filings	D	2016-11-10 15:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689756 Filed Document 0001042167-16-000295 Exclusions or Exemptions 506b Accepted Date 2016-11-10 15:32:59 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Presidential Concepts, LLC See All Filings	D	2016-11-10 15:31:54 UTC
Amount To Be Raised $576,540 Associated Brokers / Dealers N/A CIK Number 0001689567 Filed Document 0001689567-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 15:31:54 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Sandstone Diagnostics Inc See All Filings	D	2016-11-10 15:30:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612978 Filed Document 0001612978-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-10 15:30:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
P.A.W. FAF, L.P. See All Filings	D/A	2016-11-10 15:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503157 Filed Document 0000919574-16-016219 Exclusions or Exemptions 506b Accepted Date 2016-11-10 15:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Blueprint Capital REIT, Inc See All Filings	D	2016-11-10 15:27:28 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001586421 Filed Document 0001586421-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-10 15:27:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
3i US Senior Loan Fund, L.P. See All Filings	D/A	2016-11-10 15:20:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448947 Filed Document 0001448947-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 15:20:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3i US Senior Loan Fund International, L.P. See All Filings	D/A	2016-11-10 15:17:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589270 Filed Document 0001589270-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 15:17:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLUTOPIAN CORP See All Filings	D	2016-11-10 15:15:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001437523 Filed Document 0001437523-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 15:15:39 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CSF Group Holdings, Inc. See All Filings	D	2016-11-10 15:06:24 UTC
Amount To Be Raised $175,785,742 Associated Brokers / Dealers N/A CIK Number 0001689423 Filed Document 0001689423-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 15:06:24 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Inform Genomics, Inc. See All Filings	D	2016-11-10 15:05:34 UTC
Amount To Be Raised $1,452,000 Associated Brokers / Dealers N/A CIK Number 0001537988 Filed Document 0001537988-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-10 15:05:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
TRINITY CAPITAL INVESTMENT INCOME FUND III, LLC See All Filings	D	2016-11-10 15:05:26 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001677271 Filed Document 0001677271-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 15:05:26 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Cristal Pictures Inc. See All Filings	D	2016-11-10 14:58:13 UTC
Amount To Be Raised $6,000 Associated Brokers / Dealers N/A CIK Number 0001689672 Filed Document 0001689672-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:58:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CycloPorters, Inc. See All Filings	D	2016-11-10 14:40:05 UTC
Amount To Be Raised $1,599,998 Associated Brokers / Dealers N/A CIK Number 0001689375 Filed Document 0001689375-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:40:05 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund VI LLC See All Filings	D/A	2016-11-10 14:35:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001684261 Filed Document 0001687621-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:35:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Greenfield Acquisition Partners VIII, L.P. See All Filings	D	2016-11-10 14:34:34 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001688007 Filed Document 0000950172-16-000247 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:34:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SIGNALLAMP HEALTH, LLC See All Filings	D	2016-11-10 14:33:42 UTC
Amount To Be Raised $249,795 Associated Brokers / Dealers N/A CIK Number 0001689705 Filed Document 0001689705-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:33:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pristine, Inc. See All Filings	D	2016-11-10 14:29:53 UTC
Amount To Be Raised $2,020,000 Associated Brokers / Dealers N/A CIK Number 0001620222 Filed Document 0001620222-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:29:53 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TCI Software, Inc. See All Filings	D	2016-11-10 14:29:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001689856 Filed Document 0001689856-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:29:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
RiskIQ, Inc. See All Filings	D	2016-11-10 14:27:57 UTC
Amount To Be Raised $30,449,994 Associated Brokers / Dealers N/A CIK Number 0001565618 Filed Document 0001565618-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:27:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lubert-Adler / Laramar Urban Neighborhood Capital Fund, L.P. See All Filings	D	2016-11-10 14:25:33 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001687811 Filed Document 0001687811-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:25:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lord Abbett International Small Cap Trust See All Filings	D/A	2016-11-10 14:25:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001624087 Filed Document 0001624087-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:25:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StepStone Tactical Growth II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2016-11-10 14:23:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001689242 Filed Document 0001625257-16-000221 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:23:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biohaven Pharmaceutical Holding Co Ltd. See All Filings	D	2016-11-10 14:21:54 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Cowen and Company and William Blair CIK Number 0001689813 Filed Document 0000908662-16-000598 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:21:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kimmeridge Mineral Fund, LP See All Filings	D	2016-11-10 14:21:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689859 Filed Document 0001689859-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:21:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES Fund IV LLC See All Filings	D	2016-11-10 14:19:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace CIK Number 0001687621 Filed Document 0001687621-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:19:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
COUNTRY BANK HOLDING CO INC See All Filings	D/A	2016-11-10 14:08:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001276919 Filed Document 0001140361-16-085777 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:08:17 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Jibo, Inc. See All Filings	D	2016-11-10 14:06:36 UTC
Amount To Be Raised $28,099,999 Associated Brokers / Dealers N/A CIK Number 0001630875 Filed Document 0001630875-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-10 14:06:36 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Boston Common All Country International Fund, LLC See All Filings	D	2016-11-10 13:55:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001552277 Filed Document 0001552277-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:55:06 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DC Capital Partners Fund II, L.P. See All Filings	D/A	2016-11-10 13:48:17 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CHAMPLAIN ADVISORS, LLC CIK Number 0001670588 Filed Document 0001670588-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:48:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marmont, Inc. See All Filings	D	2016-11-10 13:47:19 UTC
Amount To Be Raised $653,475 Associated Brokers / Dealers N/A CIK Number 0001657418 Filed Document 0001657418-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:47:19 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
InsideRE Holdings, LLC See All Filings	D	2016-11-10 13:38:40 UTC
Amount To Be Raised $16,582,447 Associated Brokers / Dealers N/A CIK Number 0001689825 Filed Document 0001080368-16-000057 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:38:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Criterion Vista Offshore, Ltd. See All Filings	D/A	2016-11-10 13:33:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561753 Filed Document 0001561753-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:33:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-EDF, a series of Equidate Investments LLC See All Filings	D	2016-11-10 13:33:12 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001689622 Filed Document 0001689622-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:33:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saints Ventures II, L.P. See All Filings	D/A	2016-11-10 13:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615398 Filed Document 0001615398-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:32:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Undercover Colors, Inc. See All Filings	D	2016-11-10 13:26:03 UTC
Amount To Be Raised $5,537,676 Associated Brokers / Dealers N/A CIK Number 0001617092 Filed Document 0001140361-16-085762 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:26:03 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-SDL, a series of Equidate Investments LLC See All Filings	D	2016-11-10 13:23:22 UTC
Amount To Be Raised $146,000 Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001689620 Filed Document 0001689620-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:23:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loge Co See All Filings	D	2016-11-10 13:22:49 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001689798 Filed Document 0001689798-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:22:49 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TRINITY STREET COMMINGLED EAFE EQUITY FUND, LP See All Filings	D/A	2016-11-10 13:19:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627305 Filed Document 0000919574-16-016210 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:19:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
ARIZONA FOUNDERS FUND, LLC See All Filings	D	2016-11-10 13:17:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001684894 Filed Document 0001684894-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:17:28 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Light Wave Holding Company, LLC See All Filings	D	2016-11-10 13:09:53 UTC
Amount To Be Raised $26,546,406 Associated Brokers / Dealers N/A CIK Number 0001688871 Filed Document 0001688871-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:09:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Parsec Trading Corp. See All Filings	D/A	2016-11-10 13:09:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474502 Filed Document 0001474502-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:09:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rootstock Partners LLC See All Filings	D/A	2016-11-10 13:05:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optima Securities LLC CIK Number 0001657587 Filed Document 0001502398-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:05:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATINUM U S TAX EXEMPT FUND See All Filings	D/A	2016-11-10 13:00:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001349963 Filed Document 0001502398-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-10 13:00:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OREMIX Ltd LIABILITY Co See All Filings	D	2016-11-10 12:59:44 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001689719 Filed Document 0001689719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:59:44 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Riggins Run Apartments I LLC See All Filings	D	2016-11-10 12:57:56 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers N/A CIK Number 0001689730 Filed Document 0001689730-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:57:56 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Platinum Fund Ltd See All Filings	D/A	2016-11-10 12:57:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001504296 Filed Document 0001502398-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:57:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATINUM FUND LLC See All Filings	D/A	2016-11-10 12:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001350499 Filed Document 0001502398-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:52:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXAGEN DIAGNOSTICS INC See All Filings	D	2016-11-10 12:49:35 UTC
Amount To Be Raised $995,889 Associated Brokers / Dealers N/A CIK Number 0001274737 Filed Document 0001140361-16-085750 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:49:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PLATINUM JAPAN FUND LLC See All Filings	D/A	2016-11-10 12:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001350497 Filed Document 0001502398-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-10 12:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund