Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Neuberger Berman Principal Strategies Fund L.P. See All Filings	D	2016-11-14 12:52:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001689543 Filed Document 0001689543-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:52:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SandPointe All-Seasons Fund, LLC See All Filings	D/A	2016-11-14 12:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674694 Filed Document 0001674694-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:51:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rocket Piggy Corp. See All Filings	D	2016-11-14 12:51:19 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001689291 Filed Document 0001689291-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:51:19 UTC Type of Offering D Industry Other Technology Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WELCH ENTREPRENEURIAL FUND L P See All Filings	D/A	2016-11-14 12:49:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001035638 Filed Document 0001140361-16-086212 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:49:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSL Completions Co-Invest Offshore, LP See All Filings	D	2016-11-14 12:46:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685253 Filed Document 0001685253-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:46:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin-Clarkson REIT, Inc. See All Filings	D	2016-11-14 12:45:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001689632 Filed Document 0001689632-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:45:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CSL Completions Co-Invest, LLC See All Filings	D	2016-11-14 12:44:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685248 Filed Document 0001685248-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:44:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sessa Capital (International), Ltd. See All Filings	D/A	2016-11-14 12:42:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561286 Filed Document 0001561286-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:42:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sky High Holding, Inc. See All Filings	D	2016-11-14 12:36:02 UTC
Amount To Be Raised $35,864,568 Associated Brokers / Dealers N/A CIK Number 0001688158 Filed Document 0000950142-16-004712 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:36:02 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sky High Holding, Inc. See All Filings	D	2016-11-14 12:35:37 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001688158 Filed Document 0000950142-16-004711 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:35:37 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Willis Towers Watson Protected Equity Fund L.P. See All Filings	D	2016-11-14 12:31:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001689449 Filed Document 0000935836-16-001188 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:31:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust See All Filings	D	2016-11-14 12:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689614 Filed Document 0000943663-16-000502 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:29:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OLD WEST INCOME FUND LP See All Filings	D/A	2016-11-14 12:26:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451998 Filed Document 0001451998-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:26:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sessa Capital, L.P. See All Filings	D/A	2016-11-14 12:24:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561285 Filed Document 0001561285-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:24:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OLD WEST INVESTMENT PARTNERS LP See All Filings	D/A	2016-11-14 12:14:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450413 Filed Document 0001450413-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:14:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLEXUS FUND IV-C, L.P. See All Filings	D/A	2016-11-14 12:13:11 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001683446 Filed Document 0001683446-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:13:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
MSD EIV Private, LLC See All Filings	D	2016-11-14 12:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689801 Filed Document 0000902664-16-008776 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:12:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRAYON, INC. See All Filings	D	2016-11-14 12:12:41 UTC
Amount To Be Raised $4,953,272 Associated Brokers / Dealers N/A CIK Number 0001642496 Filed Document 0001642496-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:12:41 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PLEXUS FUND IV-B, L.P. See All Filings	D/A	2016-11-14 12:12:11 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001683479 Filed Document 0001683479-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:12:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
PLEXUS FUND IV-A, L.P. See All Filings	D/A	2016-11-14 12:10:53 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001683448 Filed Document 0001683448-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:10:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
CloSys Corp See All Filings	D	2016-11-14 12:08:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers BROKER BANK SECURITIES, INC. CIK Number 0001406794 Filed Document 0001362118-16-000056 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:08:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Rubenstein Properties REIT III, LLC See All Filings	D	2016-11-14 12:03:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001689920 Filed Document 0001689920-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:03:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Man AHL (TW) Dimension SPC See All Filings	D	2016-11-14 12:00:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001689914 Filed Document 0001689914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:00:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG CLO Advisers Equity II, L.P. See All Filings	D/A	2016-11-14 11:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001670576 Filed Document 0001670576-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:56:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Siena Capital Partners Accredited, L.P. See All Filings	D/A	2016-11-14 11:45:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451701 Filed Document 0001451701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:45:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Zyptonite, Inc. See All Filings	D	2016-11-14 11:45:32 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001689459 Filed Document 0001689459-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:45:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Epic Ventures V, L.P. See All Filings	D	2016-11-14 11:45:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689906 Filed Document 0001192482-16-000753 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:45:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TICP CLO Equity II, L.P. See All Filings	D/A	2016-11-14 11:40:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001670611 Filed Document 0001670611-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:40:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LogicGate, Inc. See All Filings	D	2016-11-14 11:31:36 UTC
Amount To Be Raised $1,906,030 Associated Brokers / Dealers N/A CIK Number 0001689078 Filed Document 0000897069-16-001111 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:31:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Alpha 2X Fund LP See All Filings	D/A	2016-11-14 11:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502027 Filed Document 0000902664-16-008772 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:27:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Waha MENA Equity Fund, a Segregated Portfolio of Waha Investment Management Co SPC See All Filings	D	2016-11-14 11:26:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689230 Filed Document 0001689230-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:26:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG DLI II (Unlevered), L.P. See All Filings	D	2016-11-14 11:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679880 Filed Document 0001679880-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:22:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton International, L.P. See All Filings	D/A	2016-11-14 11:14:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459806 Filed Document 0000950103-16-017855 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:14:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vinci Vernier Offshore Fund, Ltd. See All Filings	D/A	2016-11-14 11:11:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657934 Filed Document 0000919574-16-016457 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:11:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIA Timber Growth & Value REIT, LLC See All Filings	D	2016-11-14 11:10:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001689892 Filed Document 0001689892-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:10:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
1940 Fund, Ltd. See All Filings	D/A	2016-11-14 11:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624294 Filed Document 0001666701-16-000024 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:09:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asana Partners Fund I, LP See All Filings	D	2016-11-14 11:00:22 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001689339 Filed Document 0001689339-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 11:00:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Equarian Fund, LP See All Filings	D	2016-11-14 10:55:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689346 Filed Document 0001689346-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:55:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vox Mobile, Inc. See All Filings	D	2016-11-14 10:46:42 UTC
Amount To Be Raised $493,642 Associated Brokers / Dealers N/A CIK Number 0001550988 Filed Document 0001550988-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:46:42 UTC Type of Offering D Industry Telecommunications Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
New Planet Technologies, Inc. See All Filings	D	2016-11-14 10:44:39 UTC
Amount To Be Raised $1,330,000 Associated Brokers / Dealers N/A CIK Number 0001470608 Filed Document 0001470608-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-14 10:44:39 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Real Estate Partners Europe V L.P. See All Filings	D/A	2016-11-14 10:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, NH Investment & Securities Co., Ltd., Compass Private Equity XIV Fondo De Inversion, Bank Julius Baer & Co., Ltd., UBS Financial Services Inc., and Morgan Stanley Smith Barney LLC CIK Number 0001663185 Filed Document 0001663185-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:44:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dacey Holden, LLC See All Filings	D/A	2016-11-14 10:36:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535151 Filed Document 0001535151-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:36:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEXTHERA CAPITAL PARTNERS LP See All Filings	D/A	2016-11-14 10:35:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Leumi Investment Services Inc. CIK Number 0001646357 Filed Document 0001013594-16-001307 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:35:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEXTHERA CAPITAL FUND LTD. See All Filings	D/A	2016-11-14 10:34:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers YORK STOCKBROKERS, INC. and Leumi Investment Services Inc. CIK Number 0001646379 Filed Document 0001013594-16-001306 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:34:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Health Recovery Solutions, Inc. See All Filings	D	2016-11-14 10:32:50 UTC
Amount To Be Raised $5,000,009 Associated Brokers / Dealers N/A CIK Number 0001562357 Filed Document 0001562357-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:32:50 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CarePredict, Inc. See All Filings	D/A	2016-11-14 10:30:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001641753 Filed Document 0001641753-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:30:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cloudian Holdings Inc. See All Filings	D	2016-11-14 10:29:44 UTC
Amount To Be Raised $35,623,425 Associated Brokers / Dealers N/A CIK Number 0001597765 Filed Document 0001597765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:29:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
12 Coles Holdings, LLC See All Filings	D	2016-11-14 10:27:49 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001689881 Filed Document 0001689881-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:27:49 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
K4Connect, Inc. See All Filings	D	2016-11-14 10:27:46 UTC
Amount To Be Raised $7,999,998 Associated Brokers / Dealers N/A CIK Number 0001656002 Filed Document 0001656002-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:27:46 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ovation Tax Lien Fund, L.P. See All Filings	D	2016-11-14 10:23:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526883 Filed Document 0000908662-16-000599 Exclusions or Exemptions 506b Accepted Date 2016-11-14 10:23:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity