Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
UAG Participation Fund, LP See All Filings	D	2016-11-14 15:48:53 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001689542 Filed Document 0001689542-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:48:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESJ MALLARD, L.P. See All Filings	D	2016-11-14 15:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684757 Filed Document 0001684757-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:44:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIG TECH INC. See All Filings	D/A	2016-11-14 15:44:17 UTC
Amount To Be Raised $1,102,110 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001681670 Filed Document 0001681670-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:44:17 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
InFocus Capital Partners - Trefoil, LLC See All Filings	D	2016-11-14 15:41:50 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001689909 Filed Document 0001689909-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:41:50 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Melody Special Situations Offshore Credit Fund, L.P. See All Filings	D/A	2016-11-14 15:40:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587956 Filed Document 0000950142-16-004722 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:40:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
REVELRY VINTNERS, LLC See All Filings	D	2016-11-14 15:35:46 UTC
Amount To Be Raised $1,000,500 Associated Brokers / Dealers N/A CIK Number 0001690004 Filed Document 0001690004-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:35:46 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
YTEL, INC. See All Filings	D	2016-11-14 15:35:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers CEO Advisor, Inc. CIK Number 0001689932 Filed Document 0001689932-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:35:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Security Services TopCo Parent, L.P. See All Filings	D	2016-11-14 15:35:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648361 Filed Document 0000950142-16-004721 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:35:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Profitect Inc. See All Filings	D	2016-11-14 15:34:41 UTC
Amount To Be Raised $7,248,062 Associated Brokers / Dealers N/A CIK Number 0001604908 Filed Document 0001604908-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:34:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund VIII LLC See All Filings	D/A	2016-11-14 15:29:21 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001684388 Filed Document 0001687623-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:29:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CLEAN DIESEL TECHNOLOGIES INC See All Filings	D	2016-11-14 15:21:32 UTC
Amount To Be Raised $10,344,500 Associated Brokers / Dealers MDB Capital Group LLC CIK Number 0000949428 Filed Document 0000949428-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:21:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INTERCONTINENTAL BUILD REAL ESTATE INVESTMENT FUND, LLC See All Filings	D/A	2016-11-14 15:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Matrix Capital Group, Inc. and CapFinancial Securities, LLC CIK Number 0001513724 Filed Document 0001513724-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:16:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enterprise Housing Partners XXVIII Limited Partnership See All Filings	D	2016-11-14 15:13:07 UTC
Amount To Be Raised $185,500,000 Associated Brokers / Dealers N/A CIK Number 0001689635 Filed Document 0001689635-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:13:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES Fund III LLC See All Filings	D/A	2016-11-14 15:12:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687623 Filed Document 0001687623-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:12:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Raine Liquid Master Fund LP See All Filings	D/A	2016-11-14 15:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001562220 Filed Document 0001562220-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:11:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JeffHedge, LLC See All Filings	D/A	2016-11-14 15:09:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535860 Filed Document 0001659828-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:09:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JeffPM, LLC See All Filings	D/A	2016-11-14 15:07:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562408 Filed Document 0001659828-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-14 15:07:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hill Path Capital Partners LP See All Filings	D/A	2016-11-14 14:50:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BEARTOOTH ADVISORS, A DIVISION OF RIVERSTONE CAPITAL SERVICES LLC CIK Number 0001661914 Filed Document 0001315863-16-001898 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:50:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEMSPRING CAPITAL EXECUTIVE FUND I, LP See All Filings	D	2016-11-14 14:48:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers ACALYX HOLDINGS, INC. CIK Number 0001685543 Filed Document 0001685543-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:48:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ortho Kinematics, Inc. See All Filings	D/A	2016-11-14 14:46:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:46:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Art Craft Entertainment, Inc. See All Filings	D	2016-11-14 14:44:41 UTC
Amount To Be Raised $611,352 Associated Brokers / Dealers N/A CIK Number 0001611945 Filed Document 0001611945-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:44:41 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ad Lightning Inc. See All Filings	D	2016-11-14 14:41:02 UTC
Amount To Be Raised $2,091,331 Associated Brokers / Dealers N/A CIK Number 0001689763 Filed Document 0001689763-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:41:02 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TRANSATLANTIC PETROLEUM LTD. See All Filings	D	2016-11-14 14:39:57 UTC
Amount To Be Raised $46,050,000 Associated Brokers / Dealers N/A CIK Number 0001092289 Filed Document 0001209191-16-149665 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:39:57 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Other
Tola Ventures, LP See All Filings	D/A	2016-11-14 14:33:20 UTC
Amount To Be Raised $295,500,000 Associated Brokers / Dealers N/A CIK Number 0001643922 Filed Document 0001643922-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:33:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care Marlton, LLC See All Filings	D	2016-11-14 14:29:47 UTC
Amount To Be Raised $3,229,217 Associated Brokers / Dealers N/A CIK Number 0001688885 Filed Document 0001461373-16-000118 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:29:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Windhorse Reserve, LP See All Filings	D	2016-11-14 14:26:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687105 Filed Document 0001687105-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:26:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BookNook Inc. See All Filings	D	2016-11-14 14:19:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001689931 Filed Document 0001689931-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:19:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FX Aviation Capital Fund I, LLC See All Filings	D	2016-11-14 14:14:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001689641 Filed Document 0001689641-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:14:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LINDSELL TRAIN GLOBAL EQUITY LLC See All Filings	D/A	2016-11-14 14:12:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Elizabeth Armstrong Palmer CIK Number 0001623798 Filed Document 0001623798-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:12:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unified Enterprises Corp. See All Filings	D/A	2016-11-14 14:08:39 UTC
Amount To Be Raised $2,100,794 Associated Brokers / Dealers N/A CIK Number 0001552489 Filed Document 0001552489-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:08:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Welch Entrepreneurial Fund (QP), L.P. See All Filings	D/A	2016-11-14 14:08:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461245 Filed Document 0001140361-16-086275 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:08:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unified Enterprises Corp. See All Filings	D/A	2016-11-14 14:05:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001552489 Filed Document 0001552489-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:05:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Multifamily Fund 2016, LLC See All Filings	D	2016-11-14 14:04:17 UTC
Amount To Be Raised $770,000 Associated Brokers / Dealers N/A CIK Number 0001689894 Filed Document 0001689894-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:04:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINESENSE TECHNOLOGIES LTD. See All Filings	D	2016-11-14 14:01:21 UTC
Amount To Be Raised $954,903 Associated Brokers / Dealers N/A CIK Number 0001571702 Filed Document 0001140361-16-086262 Exclusions or Exemptions 506b Accepted Date 2016-11-14 14:01:21 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
CLOVER LETTER, INC. See All Filings	D	2016-11-14 13:53:51 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001689826 Filed Document 0001689826-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:53:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WISErg Corp See All Filings	D/A	2016-11-14 13:46:03 UTC
Amount To Be Raised $20,913,152 Associated Brokers / Dealers N/A CIK Number 0001538943 Filed Document 0001538943-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:46:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Venatcity Systems Inc. See All Filings	D/A	2016-11-14 13:39:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001673420 Filed Document 0001673420-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:39:11 UTC Type of Offering D/A Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Hawk Ridge Partners Offshore Ltd. See All Filings	D	2016-11-14 13:23:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689927 Filed Document 0001689927-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:23:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Innovation Fund II, L.P. See All Filings	D	2016-11-14 13:19:57 UTC
Amount To Be Raised $38,500,000 Associated Brokers / Dealers N/A CIK Number 0001689717 Filed Document 0001689717-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:19:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC - Segregated Portfolio 19 See All Filings	D/A	2016-11-14 13:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476195 Filed Document 0001659828-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:17:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TURNMARK PARTNERS LP See All Filings	D/A	2016-11-14 13:16:51 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001429728 Filed Document 0000935836-16-001190 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:16:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCH Manager Fund, SPC-Segregated Portfolio 205 See All Filings	D/A	2016-11-14 13:15:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658381 Filed Document 0001659828-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:15:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCH Manager Fund, SPC-Segregated Portfolio 204 See All Filings	D/A	2016-11-14 13:10:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656906 Filed Document 0001659828-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:10:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEye, Inc. See All Filings	D	2016-11-14 13:08:58 UTC
Amount To Be Raised $18,747,913 Associated Brokers / Dealers N/A CIK Number 0001590825 Filed Document 0001590825-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:08:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Principal Strategies Offshore Fund L.P. See All Filings	D	2016-11-14 13:08:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001689547 Filed Document 0001689547-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:08:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReliantHeart Inc. See All Filings	D/A	2016-11-14 13:07:45 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001586240 Filed Document 0001586240-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:07:45 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 38 See All Filings	D/A	2016-11-14 13:07:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624759 Filed Document 0001659828-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:07:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DGROYAL, LLC See All Filings	D	2016-11-14 13:02:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001689301 Filed Document 0001689301-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:02:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kahua, Inc. See All Filings	D	2016-11-14 13:00:47 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001595071 Filed Document 0001595071-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-14 13:00:47 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 33 See All Filings	D/A	2016-11-14 12:54:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591418 Filed Document 0001659828-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-14 12:54:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund