Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Oaktree European CLO Capital Fund Ltd See All Filings	D	2019-01-14 11:04:09 UTC
Amount To Be Raised $230,000,000 Associated Brokers / Dealers N/A CIK Number 0001764119 Filed Document 0001764119-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 11:04:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anchor Insurance Holdings, Inc. See All Filings	D	2019-01-14 10:57:41 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001616234 Filed Document 0001200876-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 10:57:41 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Aquilus Inflection Fund LP See All Filings	D/A	2019-01-14 10:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478969 Filed Document 0000919574-19-000372 Exclusions or Exemptions 506b Accepted Date 2019-01-14 10:51:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lazard International Discounted Assets Portfolio, a series of Lazard Discounted Assets Funds, LLC See All Filings	D	2019-01-14 10:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525128 Filed Document 0001525128-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-14 10:36:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Ola Investments LLC See All Filings	D	2019-01-14 10:34:07 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers Cape Securities, Inc. CIK Number 0001764624 Filed Document 0001764624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 10:34:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Immy Inc. See All Filings	D	2019-01-14 10:33:20 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers XMS CAPITAL PARTNERS, LLC CIK Number 0001512992 Filed Document 0001512992-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 10:33:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fitness Integration LLC See All Filings	D	2019-01-14 10:27:40 UTC
Amount To Be Raised $2,397,787 Associated Brokers / Dealers N/A CIK Number 0001681977 Filed Document 0001681977-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-14 10:27:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Nitorum Offshore Fund, Ltd. See All Filings	D/A	2019-01-14 10:13:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630260 Filed Document 0001012975-19-000058 Exclusions or Exemptions 506b Accepted Date 2019-01-14 10:13:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alcion Fund IV REIT LLC See All Filings	D	2019-01-14 10:11:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001761953 Filed Document 0001761953-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 10:11:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INVESTURE ALTERNATIVE FUND, LTD. See All Filings	D/A	2019-01-14 10:07:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278978 Filed Document 0001398344-19-000623 Exclusions or Exemptions 506b Accepted Date 2019-01-14 10:07:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Nitorum Fund, L.P. See All Filings	D/A	2019-01-14 10:07:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630259 Filed Document 0001012975-19-000057 Exclusions or Exemptions 506b Accepted Date 2019-01-14 10:07:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Focus Fund, LLC - mREITC Series See All Filings	D/A	2019-01-14 10:07:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695405 Filed Document 0001695405-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 10:07:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERGING TRAFFIC, INC See All Filings	D/A	2019-01-14 10:06:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001678139 Filed Document 0001678139-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-14 10:06:29 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Larkspur York Capital II, LLC See All Filings	D	2019-01-14 09:57:58 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001764604 Filed Document 0001764604-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 09:57:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Uncloak See All Filings	D	2019-01-14 09:48:30 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Paperstreet VC CIK Number 0001764404 Filed Document 0001764404-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-14 09:48:30 UTC Type of Offering D Industry Computers Principal Place of Business ESTONIA Revenue or Assets $No Revenues Type of Security Equity
VPC PARTNERS XVI LLC See All Filings	D	2019-01-14 09:48:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761580 Filed Document 0001761580-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 09:48:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advance Green Energy, Inc. See All Filings	1-A/A	2019-01-14 09:45:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers various CIK Number 0001693966 Filed Document 0001683168-19-000085 Accepted Date 2019-01-14 09:45:46 UTC Type of Offering 1-A/A Industry CRUDE PETROLEUM & NATURAL GAS Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Healthcombix Inc See All Filings	D/A	2019-01-14 09:26:16 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001764283 Filed Document 0001764283-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-14 09:26:16 UTC Type of Offering D/A Industry Computers Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Ocelot18, LLC See All Filings	D	2019-01-14 09:16:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764601 Filed Document 0001764601-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 09:16:27 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
USEDC 2018 B Drilling Fund LP See All Filings	D/A	2019-01-14 09:12:13 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001739763 Filed Document 0001739763-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-01-14 09:12:13 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Broad Reach Fund Ltd See All Filings	D/A	2019-01-14 09:10:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694272 Filed Document 0000902664-19-000149 Exclusions or Exemptions 506b Accepted Date 2019-01-14 09:10:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dimensional Funds plc - Global Core Fixed Income Fund See All Filings	D	2019-01-14 09:09:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762815 Filed Document 0000945621-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-01-14 09:09:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caius Capital International Fund See All Filings	D/A	2019-01-14 08:59:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694391 Filed Document 0000902664-19-000148 Exclusions or Exemptions 506b Accepted Date 2019-01-14 08:59:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warhol REIT LLC See All Filings	D	2019-01-14 07:47:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001763015 Filed Document 0001763015-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 07:47:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NRIA Partners Portfolio Fund I, LLC See All Filings	D/A	2019-01-11 20:18:13 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001730506 Filed Document 0001730506-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-11 20:18:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lion Capital Fund IV SBS (USD), L.P. See All Filings	D	2019-01-11 19:59:39 UTC
Amount To Be Raised $23,399,055 Associated Brokers / Dealers N/A CIK Number 0001764254 Filed Document 0001764254-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 19:59:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Wilshire Finance Partners, Inc. See All Filings	D/A	2019-01-11 19:56:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499344 Filed Document 0001499344-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-11 19:56:46 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lion Capital Fund IV SBS L.P. See All Filings	D	2019-01-11 19:53:29 UTC
Amount To Be Raised $18,137,875 Associated Brokers / Dealers N/A CIK Number 0001764252 Filed Document 0001764252-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 19:53:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
VitaminPacks Inc. See All Filings	D/A	2019-01-11 19:46:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001750895 Filed Document 0001750895-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 19:46:30 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Akibah Health Corporation See All Filings	C	2019-01-11 19:12:10 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001701666 Filed Document 0001670254-19-000004 Accepted Date 2019-01-11 19:12:10 UTC Type of Offering C Security Offered Amount 50,001 Security Offered Type Other State CALIFORNIA
Jazzware, Inc. See All Filings	D	2019-01-11 19:02:07 UTC
Amount To Be Raised $500,800 Associated Brokers / Dealers N/A CIK Number 0001764534 Filed Document 0001764534-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-01-11 19:02:07 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nonlinear Materials Corp See All Filings	D	2019-01-11 18:54:29 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001764677 Filed Document 0001764677-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 18:54:29 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CC OMNIA INVESTORS LLC See All Filings	D	2019-01-11 18:51:16 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001764058 Filed Document 0001764058-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 18:51:16 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RCM Brain, Inc. See All Filings	D	2019-01-11 18:44:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001731755 Filed Document 0001731755-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 18:44:52 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
AperiSys, Inc. See All Filings	D/A	2019-01-11 18:42:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001658374 Filed Document 0001658374-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 18:42:08 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Amazing Energy Oil & Gas, Co. See All Filings	D	2019-01-11 18:26:59 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001375618 Filed Document 0001199835-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 18:26:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Point3 Farma, LLC See All Filings	D	2019-01-11 18:23:11 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001764513 Filed Document 0001764513-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-11 18:23:11 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HunniCo, Company See All Filings	C	2019-01-11 18:17:46 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $350,000 CIK Number 0001764212 Filed Document 0001670254-19-000001 Accepted Date 2019-01-11 18:17:46 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State WASHINGTON
Cabaletta Bio, Inc. See All Filings	D	2019-01-11 18:08:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cowen and Company, LLC CIK Number 0001759138 Filed Document 0001759138-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 18:08:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Huge Legal Technology Company, Inc. See All Filings	C	2019-01-11 17:50:52 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001743563 Filed Document 0001743563-19-000002 Accepted Date 2019-01-11 17:50:52 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
MPC Opportunity Fund, LLC See All Filings	D	2019-01-11 17:39:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735020 Filed Document 0001735020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 17:39:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
Terviva Bioenergy, Inc. See All Filings	D	2019-01-11 17:32:54 UTC
Amount To Be Raised $18,304,209 Associated Brokers / Dealers N/A CIK Number 0001653823 Filed Document 0001653823-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 17:32:54 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WRE at Houston Street LP See All Filings	D/A	2019-01-11 17:30:28 UTC
Amount To Be Raised $4,602,905 Associated Brokers / Dealers N/A CIK Number 0001762074 Filed Document 0001162677-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-01-11 17:30:28 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MALTA OFFSHORE, LTD. See All Filings	D/A	2019-01-11 17:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFS, LLC and Aqueduct Capital Group, LLC CIK Number 0001341506 Filed Document 0000919574-19-000363 Exclusions or Exemptions 506b Accepted Date 2019-01-11 17:29:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MPC VA Historic Credit Master Fund, LLC See All Filings	D	2019-01-11 17:28:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717593 Filed Document 0001717593-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 17:28:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
Arvensis Quantitative Long Equity Fund, LP See All Filings	D/A	2019-01-11 17:25:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nobody CIK Number 0001568386 Filed Document 0001568386-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 17:25:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATP FUND 7 GIORGETTI 2017, LP See All Filings	D	2019-01-11 17:25:18 UTC
Amount To Be Raised $7,450,000 Associated Brokers / Dealers N/A CIK Number 0001716776 Filed Document 0001716776-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 17:25:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Strategic Real Estate Partners III-C Access Fund L.P. See All Filings	D	2019-01-11 17:25:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, Brookfield Singapore Pte. Ltd, Brookfield Advisors (Hong Kong) Ltd, Brookfield Investment Management (Canada) Inc., and Brookfield Private Capital (UK) Limited CIK Number 0001764657 Filed Document 0001763862-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-11 17:25:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Strategic Real Estate Partners III-B Access Fund L.P. See All Filings	D	2019-01-11 17:24:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, Brookfield Singapore Pte. Ltd, Brookfield Advisors (Hong Kong) Ltd, Brookfield Investment Management (Canada) Inc., and Brookfield Private Capital (UK) Limited CIK Number 0001763862 Filed Document 0001763862-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 17:24:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alameda Partners LLC See All Filings	D	2019-01-11 17:23:13 UTC
Amount To Be Raised $6,339,000 Associated Brokers / Dealers N/A CIK Number 0001764651 Filed Document 0001764651-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-11 17:23:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity