Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Penzance DC Real Estate Fund REIT LLC See All Filings	D	2018-12-03 17:46:50 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001760530 Filed Document 0001760530-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:46:50 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 42 See All Filings	D/A	2018-12-03 17:41:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659818 Filed Document 0001724485-18-000135 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:41:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Land 2018 Investments Fund, LLC See All Filings	D/A	2018-12-03 17:39:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760175 Filed Document 0001760175-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:39:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
4DX Ventures M1, L.P. See All Filings	D	2018-12-03 17:39:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001759240 Filed Document 0001759240-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:39:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Incentive Management, LLC See All Filings	D	2018-12-03 17:36:45 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers n/a CIK Number 0001720574 Filed Document 0001720574-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:36:45 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Bling Capital Fund I-A LP See All Filings	D	2018-12-03 17:34:32 UTC
Amount To Be Raised $1,845,000 Associated Brokers / Dealers N/A CIK Number 0001759682 Filed Document 0001759682-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:34:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Legacy Real Estate Opportunity Fund, LLC See All Filings	D/A	2018-12-03 17:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760177 Filed Document 0001760177-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:32:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
BSREP III Antlia Co-Invest 2 L.P. See All Filings	D	2018-12-03 17:27:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC and Brookfield Singapore Pte. Ltd CIK Number 0001760340 Filed Document 0001760340-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:27:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BSREP III Antlia Co-Invest L.P. See All Filings	D	2018-12-03 17:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001760341 Filed Document 0001760340-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:27:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Lighting Group, Inc. See All Filings	D/A	2018-12-03 17:26:14 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001536394 Filed Document 0001615774-18-013748 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:26:14 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
InvestX Series G-3 Limited Partnership See All Filings	D	2018-12-03 17:25:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760043 Filed Document 0001760043-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-03 17:25:50 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ARLON BFG INVESTORS II, L.P. See All Filings	D	2018-12-03 17:25:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001760563 Filed Document 0001760563-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:25:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flat Rock Falls Investors, LLC See All Filings	D	2018-12-03 17:20:06 UTC
Amount To Be Raised $4,330,000 Associated Brokers / Dealers N/A CIK Number 0001760394 Filed Document 0001760394-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-12-03 17:20:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Ascent360, Inc. See All Filings	D	2018-12-03 17:19:16 UTC
Amount To Be Raised $4,114,971 Associated Brokers / Dealers N/A CIK Number 0001693854 Filed Document 0001693854-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:19:16 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TerraCycle US Inc. See All Filings	1-A POS	2018-12-03 17:18:07 UTC
Amount To Be Raised $21,581,758 Associated Brokers / Dealers Strategic Capital Investments CIK Number 0001714781 Filed Document 0001144204-18-062934 Accepted Date 2018-12-03 17:18:07 UTC Type of Offering 1-A POS Industry REFUSE SYSTEMS Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $9,453,499 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
CER Penha Longa Co-Investment, S.C.Sp. See All Filings	D	2018-12-03 17:12:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001757219 Filed Document 0001757219-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:12:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
COIL APTS LLC See All Filings	D	2018-12-03 17:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760153 Filed Document 0001760153-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:11:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laird Superfood, Inc. See All Filings	D	2018-12-03 17:03:31 UTC
Amount To Be Raised $32,000,004 Associated Brokers / Dealers N/A CIK Number 0001650696 Filed Document 0001567619-18-007248 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:03:31 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Copper Cow Coffee, Inc. See All Filings	D	2018-12-03 17:03:23 UTC
Amount To Be Raised $2,478,570 Associated Brokers / Dealers N/A CIK Number 0001760497 Filed Document 0001760497-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:03:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adamera Minerals Corp. See All Filings	D	2018-12-03 17:00:18 UTC
Amount To Be Raised $56,565 Associated Brokers / Dealers N/A CIK Number 0001583190 Filed Document 0001567619-18-007246 Exclusions or Exemptions 506b Accepted Date 2018-12-03 17:00:18 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Elizabeth OZ, LLC See All Filings	D	2018-12-03 16:52:38 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001757853 Filed Document 0001757853-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:52:38 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Swoon City Music LLC See All Filings	C/A	2018-12-03 16:48:59 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001673927 Filed Document 0001669191-18-000524 Accepted Date 2018-12-03 16:48:59 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State NEW YORK
Visuwall Technologies Inc. See All Filings	C	2018-12-03 16:44:52 UTC
Financial Interest The intermediary will receive a number of Crowd SAFE Units of the issuer that is equal to two percent (2.0%) of the total number of SAFEs sold by the issuer in the Offering. Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001755873 Filed Document 0001754776-18-000005 Accepted Date 2018-12-03 16:44:52 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
Coinseed, Inc. See All Filings	C	2018-12-03 16:30:44 UTC
Financial Interest None Filing Platform MicroVentures Marketplace Inc. Offering Amount $107,000 CIK Number 0001760049 Filed Document 0001760049-18-000001 Accepted Date 2018-12-03 16:30:44 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
InforMed Data Systems Inc. See All Filings	D	2018-12-03 16:30:30 UTC
Amount To Be Raised $11,580,000 Associated Brokers / Dealers N/A CIK Number 0001644327 Filed Document 0001644327-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:30:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TVV Capital Partners IV-A, L.P. See All Filings	D	2018-12-03 16:28:42 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Wiley Bros.-Aintree Capital, LLC, Harpeth Securities, LLC, Avondale Partners, LLC, and Harken Capital Securities, LLC CIK Number 0001757631 Filed Document 0001757631-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:28:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BlackRock Private Opportunities Fund IV (Cayman), L.P. See All Filings	D/A	2018-12-03 16:25:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IBK SECURITIES CO. LTD CIK Number 0001726276 Filed Document 0001726276-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:25:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Medical REIT L.P. See All Filings	D	2018-12-03 16:15:48 UTC
Amount To Be Raised $2,738,698 Associated Brokers / Dealers N/A CIK Number 0001718214 Filed Document 0001144204-18-062872 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:15:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Two Spirit LLC See All Filings	C/A	2018-12-03 16:15:17 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001754776 Filed Document 0001754776-18-000004 Accepted Date 2018-12-03 16:15:17 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
POCKETNEST INC. See All Filings	D/A	2018-12-03 16:14:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001760539 Filed Document 0001760539-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:14:53 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
Activ Technologies, Inc. See All Filings	D	2018-12-03 16:12:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001558854 Filed Document 0001558854-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:12:57 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenbriar Coinvestment BDP-A, L.P. See All Filings	D	2018-12-03 16:06:30 UTC
Amount To Be Raised $138,600,000 Associated Brokers / Dealers N/A CIK Number 0001760281 Filed Document 0001760281-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:06:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOSENSOR, INC See All Filings	D	2018-12-03 16:04:26 UTC
Amount To Be Raised $3,323,332 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0000897069-18-000625 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:04:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
usell.com, Inc. See All Filings	D	2018-12-03 16:02:53 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001271075 Filed Document 0001615774-18-013740 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:02:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Debt
Fort Worth Tollway Retail, LLC See All Filings	D	2018-12-03 16:00:09 UTC
Amount To Be Raised $5,340,000 Associated Brokers / Dealers N/A CIK Number 0001760328 Filed Document 0001760328-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 16:00:09 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Weston & Co. XI LLC See All Filings	D	2018-12-03 15:58:00 UTC
Amount To Be Raised $28,880,000 Associated Brokers / Dealers N/A CIK Number 0001759804 Filed Document 0001759804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 15:58:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Watermark Lodging Investors, LLC See All Filings	D/A	2018-12-03 15:46:47 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers n/a, n/a, n/a, n/a, n/a, n/a, n/a, n/a, n/a, n/a, and n/a CIK Number 0001744194 Filed Document 0001744194-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-12-03 15:46:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
3250 Lakeshore LP See All Filings	D	2018-12-03 15:41:04 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001760553 Filed Document 0001760553-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 15:41:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PLANALYTICS INC See All Filings	D	2018-12-03 15:34:28 UTC
Amount To Be Raised $13,158,000 Associated Brokers / Dealers N/A CIK Number 0001137476 Filed Document 0001137476-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-03 15:34:28 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cityfreighter Inc See All Filings	C/A	2018-12-03 15:25:23 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001750512 Filed Document 0001665160-18-001291 Accepted Date 2018-12-03 15:25:23 UTC Type of Offering C/A Security Offered Amount 1,000 Security Offered Type Common Stock State CALIFORNIA
PAC ONE FUND, L.P. See All Filings	D/A	2018-12-03 15:20:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001736075 Filed Document 0001461859-18-000023 Exclusions or Exemptions 506c Accepted Date 2018-12-03 15:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Harmonic Investors LLC Fund I See All Filings	D/A	2018-12-03 15:03:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676758 Filed Document 0001676758-18-000008 Exclusions or Exemptions 506c Accepted Date 2018-12-03 15:03:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
SLP Holdings Ltd. See All Filings	D	2018-12-03 15:03:22 UTC
Amount To Be Raised $1,766,186 Associated Brokers / Dealers N/A CIK Number 0001760489 Filed Document 0001760489-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 15:03:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Membrion, Inc. See All Filings	D/A	2018-12-03 14:59:04 UTC
Amount To Be Raised $1,484,998 Associated Brokers / Dealers N/A CIK Number 0001750214 Filed Document 0001750214-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:59:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tulavi Therapeutics, Inc. See All Filings	D/A	2018-12-03 14:58:06 UTC
Amount To Be Raised $4,003,404 Associated Brokers / Dealers N/A CIK Number 0001738995 Filed Document 0001738995-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-12-03 14:58:06 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thingy Thing Inc. See All Filings	D	2018-12-03 14:50:56 UTC
Amount To Be Raised $5,907,982 Associated Brokers / Dealers N/A CIK Number 0001760516 Filed Document 0001760516-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:50:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1080 Investments, LLC See All Filings	D	2018-12-03 14:49:19 UTC
Amount To Be Raised $6,525,000 Associated Brokers / Dealers n/a CIK Number 0001760547 Filed Document 0001760547-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-03 14:49:19 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
J3 BIOSCIENCE, INC. See All Filings	D/A	2018-12-03 14:49:18 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001408012 Filed Document 0001408012-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:49:18 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Sunset Patio Lounge LLC See All Filings	C	2018-12-03 14:41:28 UTC
Financial Interest None Filing Platform NextSeed US LLC Offering Amount $150,000 CIK Number 0001756092 Filed Document 0001756092-18-000002 Accepted Date 2018-12-03 14:41:28 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State TEXAS
Silverstein Capital Partners JV I REIT LLC See All Filings	D	2018-12-03 14:37:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001759680 Filed Document 0000950172-18-000117 Exclusions or Exemptions 506b Accepted Date 2018-12-03 14:37:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity