Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
American NW Fund-B, LLC See All Filings	D	2016-11-16 12:42:16 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001655864 Filed Document 0001655864-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 12:42:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Second City Broadway Fund LLC See All Filings	D	2016-11-16 12:40:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001690228 Filed Document 0001690228-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 12:40:53 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Sea Pharmaceuticals, LLC See All Filings	D/A	2016-11-16 12:37:18 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001667677 Filed Document 0001667677-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 12:37:18 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kalysta Capital Fund II (Mauritius) See All Filings	D/A	2016-11-16 12:36:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655563 Filed Document 0001655563-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 12:36:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReUp Distribution Inc. See All Filings	D	2016-11-16 12:33:19 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001689374 Filed Document 0001689374-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 12:33:19 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Tuscan Gardens Growth & Income Fund, LLC See All Filings	D	2016-11-16 12:32:02 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001690030 Filed Document 0001690030-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 12:32:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
1 North Equity Healthcare Long/Short Fund LLC See All Filings	D/A	2016-11-16 12:31:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591835 Filed Document 0001012975-16-001586 Exclusions or Exemptions 506b Accepted Date 2016-11-16 12:31:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ReUp Distribution Inc. See All Filings	D	2016-11-16 12:23:58 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001689374 Filed Document 0001689374-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 12:23:58 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Ferox Investments ICAV - Chinook Global Convertible Bond Fund See All Filings	D	2016-11-16 12:23:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690078 Filed Document 0000945621-16-000762 Exclusions or Exemptions 506b Accepted Date 2016-11-16 12:23:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES Fund II LLC See All Filings	D/A	2016-11-16 12:20:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001676431 Filed Document 0001676431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 12:20:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Hubb, Inc. See All Filings	D	2016-11-16 12:20:16 UTC
Amount To Be Raised $3,939,661 Associated Brokers / Dealers N/A CIK Number 0001690104 Filed Document 0001690104-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 12:20:16 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GREEN SOURCE HOLDINGS LLC See All Filings	D/A	2016-11-16 12:11:41 UTC
Amount To Be Raised $33,000,381 Associated Brokers / Dealers N/A CIK Number 0001452391 Filed Document 0001144204-16-134893 Exclusions or Exemptions 506b Accepted Date 2016-11-16 12:11:41 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SEVENTH SENSE BIOSYSTEMS, INC. See All Filings	D	2016-11-16 12:02:35 UTC
Amount To Be Raised $12,750,000 Associated Brokers / Dealers N/A CIK Number 0001451718 Filed Document 0001451718-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-16 12:02:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ALL PRO MESA RIDGE, LLLP See All Filings	D	2016-11-16 11:57:04 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001689870 Filed Document 0001689870-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 11:57:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Beech Tree Private Equity Partners II, L.P. See All Filings	D	2016-11-16 11:55:18 UTC
Amount To Be Raised $80,743,140 Associated Brokers / Dealers N/A CIK Number 0001689650 Filed Document 0001689650-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 11:55:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
TINKA RESOURCES Ltd See All Filings	D	2016-11-16 11:49:34 UTC
Amount To Be Raised $8,804,658 Associated Brokers / Dealers GMP Securities L.P. CIK Number 0001368845 Filed Document 0000949353-16-000133 Exclusions or Exemptions 506b Accepted Date 2016-11-16 11:49:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
C360 Technologies, Inc. See All Filings	D	2016-11-16 11:31:36 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001689049 Filed Document 0001689049-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-16 11:31:36 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DHC 2016 LLC See All Filings	D	2016-11-16 11:29:55 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001690151 Filed Document 0001690151-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 11:29:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cyteir Therapeutics, Inc. See All Filings	D/A	2016-11-16 11:26:37 UTC
Amount To Be Raised $5,817,996 Associated Brokers / Dealers N/A CIK Number 0001662244 Filed Document 0001662244-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-16 11:26:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
C360 Technologies, Inc. See All Filings	D	2016-11-16 11:25:44 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001689049 Filed Document 0001689049-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-16 11:25:44 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Balam Fund I, L.P. See All Filings	D/A	2016-11-16 11:13:59 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001582127 Filed Document 0001582127-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 11:13:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEMPRIUS INC See All Filings	D	2016-11-16 11:08:10 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001393412 Filed Document 0001393412-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-11-16 11:08:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Indus Emerging Markets Fund, Ltd. See All Filings	D/A	2016-11-16 10:57:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562497 Filed Document 0000919574-16-016733 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:57:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Emerging Markets Long Only Fund, L.P. See All Filings	D/A	2016-11-16 10:55:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562318 Filed Document 0000919574-16-016731 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:55:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICG Asia Pacific Fund III Investor Feeder Limited Partnership See All Filings	D	2016-11-16 10:55:03 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001690213 Filed Document 0001690213-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:55:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PVE European Distressed Fund 2 See All Filings	D/A	2016-11-16 10:54:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658366 Filed Document 0001658366-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:54:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lincoln Drive Holding, L.L.C. See All Filings	D	2016-11-16 10:48:38 UTC
Amount To Be Raised $26,300,000 Associated Brokers / Dealers N/A CIK Number 0001689714 Filed Document 0001689714-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:48:38 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
McClain Landing 2 Joint Venture See All Filings	D	2016-11-16 10:40:31 UTC
Amount To Be Raised $113,515 Associated Brokers / Dealers N/A CIK Number 0001690189 Filed Document 0001690189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:40:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Abingworth Bioventures VII LP See All Filings	D/A	2016-11-16 10:39:35 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Asante Capital Group Advisors LLC and Asante Capital Group LLP CIK Number 0001688313 Filed Document 0001688313-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:39:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Noble Environmental, Inc. See All Filings	D	2016-11-16 10:38:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001685763 Filed Document 0001685763-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:38:18 UTC Type of Offering D Industry Environmental Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar PRA Fund Ltd See All Filings	D/A	2016-11-16 10:37:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658376 Filed Document 0001658376-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:37:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FMR LLC See All Filings	D	2016-11-16 10:32:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315066 Filed Document 0001470831-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:32:53 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
LSV Special Opportunities Domestic Fund IV, L.P. See All Filings	D/A	2016-11-16 10:24:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591997 Filed Document 0001591997-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:24:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Alpha Fund LP See All Filings	D/A	2016-11-16 10:17:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534938 Filed Document 0001140361-16-086897 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:17:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPALA FUND LP See All Filings	D/A	2016-11-16 10:15:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299681 Filed Document 0001140361-16-086895 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:15:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Fund Ltd. See All Filings	D/A	2016-11-16 10:13:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486138 Filed Document 0001140361-16-086891 Exclusions or Exemptions 506b Accepted Date 2016-11-16 10:13:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BizCents LLC See All Filings	D/A	2016-11-16 09:58:09 UTC
Amount To Be Raised $1,004,500 Associated Brokers / Dealers N/A CIK Number 0001629669 Filed Document 0001629669-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:58:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Axcent Litigation Finance Fund, LP See All Filings	D	2016-11-16 09:54:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690182 Filed Document 0001690182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:54:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waddell & Reed Small Co Growth Fund, LLC See All Filings	D/A	2016-11-16 09:46:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001449286 Filed Document 0001393725-16-000273 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:46:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waddell & Reed Asset Strategy Fund, LLC See All Filings	D/A	2016-11-16 09:45:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001462237 Filed Document 0001393725-16-000272 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:45:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WADDELL & REED LARGE CO GROWTH FUND LLC See All Filings	D/A	2016-11-16 09:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001367843 Filed Document 0001393725-16-000271 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SyncOnSet Technologies, Inc. See All Filings	D	2016-11-16 09:27:32 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001594814 Filed Document 0001594814-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:27:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arrow Ridge Capital Feeder-A, L.P. See All Filings	D	2016-11-16 09:27:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689639 Filed Document 0000902664-16-008837 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:27:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHP Holdings, LLC See All Filings	D	2016-11-16 09:24:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001690185 Filed Document 0001690185-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 09:24:42 UTC Type of Offering D Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
South Coast Group, LLC See All Filings	D	2016-11-16 08:56:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689905 Filed Document 0001689905-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:56:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Caledonia ICG Investors Ltd. See All Filings	D	2016-11-16 08:54:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689071 Filed Document 0001689071-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:54:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caledonia ICG Investors (US), L.P. See All Filings	D	2016-11-16 08:49:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689554 Filed Document 0001689071-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:49:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
14 CONGRATS/INTENTIONAL FEVER, LLC See All Filings	D	2016-11-16 08:44:50 UTC
Amount To Be Raised $134,500 Associated Brokers / Dealers N/A CIK Number 0001690170 Filed Document 0001690170-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:44:50 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-16 08:29:02 UTC
Amount To Be Raised $4,708,422 Associated Brokers / Dealers Kevin Ballou, Gordon Chisholm, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-16-000698 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:29:02 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-16 08:25:11 UTC
Amount To Be Raised $15,745,838 Associated Brokers / Dealers Kevin Ballou, Gordon Chisholm, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-16-000697 Exclusions or Exemptions 506b Accepted Date 2016-11-16 08:25:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund