Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BYE AEROSPACE INC See All Filings	D	2019-01-14 19:41:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Galileo Global Securities, LLC CIK Number 0001403665 Filed Document 0001763567-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:41:10 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DOKKIO, INC. See All Filings	D	2019-01-14 19:39:44 UTC
Amount To Be Raised $249,999 Associated Brokers / Dealers N/A CIK Number 0001393483 Filed Document 0001393483-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:39:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ellisville Capital Investments LLC See All Filings	D/A	2019-01-14 19:35:40 UTC
Amount To Be Raised $4,684,400 Associated Brokers / Dealers Dempsey Lord Smith, LLC, Cabin Securities, Inc, Center Street Securities, Inc, and Sandlapper Securities, Inc CIK Number 0001760191 Filed Document 0001757540-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:35:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Anderson Forest Capital Investments LLC See All Filings	D/A	2019-01-14 19:28:41 UTC
Amount To Be Raised $6,869,800 Associated Brokers / Dealers Dempsey Lord Smith, LLC, Cabin Securities, Inc, and Sandlapper Securities, Inc CIK Number 0001761286 Filed Document 0001757540-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:28:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Norcave Capital Investments LLC See All Filings	D/A	2019-01-14 19:20:17 UTC
Amount To Be Raised $15,876,000 Associated Brokers / Dealers Dempsey Lord Smith, LLC, Cabin Securities, Inc, Capulent LLC, and Sandlapper Securities, LLC CIK Number 0001760203 Filed Document 0001757540-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:20:17 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
EnTrustPermal Special Opportunities Evergreen Fund Ltd. See All Filings	D	2019-01-14 19:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001763984 Filed Document 0000943663-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:19:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mulberry Capital Investments LLC See All Filings	D/A	2019-01-14 19:04:20 UTC
Amount To Be Raised $4,057,200 Associated Brokers / Dealers Dempsey Lord Smith, LLC, Great Point Capital, and Sandlapper Securities, LLC CIK Number 0001757540 Filed Document 0001757540-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:04:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Jennifer McKay Design Inc. See All Filings	D	2019-01-14 18:57:36 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001762649 Filed Document 0000910680-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:57:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IIF ERISA HEDGED LP See All Filings	D	2019-01-14 18:45:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. CIK Number 0001764672 Filed Document 0001764672-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:45:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ananda Scientific, Inc. See All Filings	D	2019-01-14 18:41:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Wingate Investment Management Ltd. CIK Number 0001764749 Filed Document 0001764749-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:41:51 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EOS HYPERION PARTNERS II, L.P. See All Filings	D/A	2019-01-14 18:29:39 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers EVERCORE GROUP, L.L.C. CIK Number 0001728276 Filed Document 0001393725-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LMV II NE MINNEAPOLIS LOT 2 REIT, LP See All Filings	D	2019-01-14 18:24:09 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 ASSOCIATES LLC CIK Number 0001764591 Filed Document 0001764591-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:24:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LMV II MMP REIT, LP See All Filings	D	2019-01-14 18:23:01 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764589 Filed Document 0001764589-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:23:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II LAKESIDE REIT, LP See All Filings	D	2019-01-14 18:21:59 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764587 Filed Document 0001764587-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:21:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II GRAND BAY POD V REIT, LP See All Filings	D	2019-01-14 18:20:23 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764585 Filed Document 0001764585-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:20:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II EMERYVILLE REIT, LP See All Filings	D	2019-01-14 18:19:20 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764583 Filed Document 0001764583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:19:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II CREST AT PARK WEST REIT, LP See All Filings	D	2019-01-14 18:18:09 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764566 Filed Document 0001764566-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:18:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II CREST AT PARK WEST REIT-DC, LP See All Filings	D	2019-01-14 18:18:03 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764582 Filed Document 0001764551-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:18:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II COSTA MESA REIT, LP See All Filings	D	2019-01-14 18:17:16 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764557 Filed Document 0001764557-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:17:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II 12TH STREET REIT, LP See All Filings	D	2019-01-14 18:15:48 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764529 Filed Document 0001764529-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:15:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DCP 18949 Marsh Lane, LLC See All Filings	D	2019-01-14 18:11:00 UTC
Amount To Be Raised $13,600,000 Associated Brokers / Dealers N/A CIK Number 0001764368 Filed Document 0001764350-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:11:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MPC IN DINO MCF, LLC See All Filings	D	2019-01-14 18:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729610 Filed Document 0001729610-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:08:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
Cypressbrook MCFV, LP See All Filings	D	2019-01-14 18:07:49 UTC
Amount To Be Raised $477,000 Associated Brokers / Dealers N/A CIK Number 0001764737 Filed Document 0001764737-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:07:49 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NORTH BLOCK SPRING STREET DEVELOPMENT LLC See All Filings	D	2019-01-14 18:06:58 UTC
Amount To Be Raised $123,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764539 Filed Document 0001764539-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:06:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Home Bay Technologies Inc. See All Filings	D	2019-01-14 18:06:40 UTC
Amount To Be Raised $14,210,370 Associated Brokers / Dealers N/A CIK Number 0001763243 Filed Document 0001763243-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:06:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND XCIX LLC See All Filings	D	2019-01-14 18:06:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001764740 Filed Document 0001764740-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:06:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
LMV II 12TH STREET REIT-DC, LP See All Filings	D	2019-01-14 18:05:56 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764551 Filed Document 0001764551-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:05:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II NE MINNEAPOLIS LOT 2 REIT-DC, LP See All Filings	D	2019-01-14 18:04:31 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764592 Filed Document 0001764592-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:04:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II MMP REIT-DC, LP See All Filings	D	2019-01-14 18:03:37 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764590 Filed Document 0001764590-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:03:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II LAKESIDE REIT-DC, LP See All Filings	D	2019-01-14 18:02:49 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764588 Filed Document 0001764588-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:02:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RACEREADY, INC. See All Filings	D	2019-01-14 18:02:37 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001764473 Filed Document 0001764473-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:02:37 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
LMV II GRAND BAY POD V REIT-DC, LP See All Filings	D	2019-01-14 18:02:02 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764586 Filed Document 0001764586-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:02:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II EMERYVILLE REIT-DC, LP See All Filings	D	2019-01-14 18:01:12 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764584 Filed Document 0001764584-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:01:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II COSTA MESA REIT-DC, LP See All Filings	D	2019-01-14 18:00:26 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764565 Filed Document 0001764565-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:00:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Value & Opportunity Fund L LP See All Filings	D	2019-01-14 18:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764683 Filed Document 0000902664-19-000157 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:00:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCP 1697 Nana Street, LLC See All Filings	D	2019-01-14 17:59:14 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001764350 Filed Document 0001764350-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:59:14 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IGISLMV INVESTOR LLC See All Filings	D	2019-01-14 17:58:41 UTC
Amount To Be Raised $122,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764489 Filed Document 0001764489-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:58:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Double Helix Optics, Inc. See All Filings	D/A	2019-01-14 17:54:29 UTC
Amount To Be Raised $1,811,000 Associated Brokers / Dealers N/A CIK Number 0001762616 Filed Document 0001104659-19-001866 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:54:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Bancshares, Inc. /TX See All Filings	D/A	2019-01-14 17:54:12 UTC
Amount To Be Raised $30,145,000 Associated Brokers / Dealers Independent Investment Bankers, Corp. and Performance Trust Capital Partners, LLC CIK Number 0001756433 Filed Document 0001756433-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:54:12 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IIOT-OXYS, Inc. See All Filings	D	2019-01-14 17:50:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290658 Filed Document 0001553997-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:50:42 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VentureSouth Angel Fund III LP See All Filings	D	2019-01-14 17:46:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001764722 Filed Document 0001764722-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:46:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND XCVIII LLC See All Filings	D	2019-01-14 17:40:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001764741 Filed Document 0001764741-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:40:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MVP LS FUND XCVI LLC See All Filings	D/A	2019-01-14 17:32:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001764709 Filed Document 0001764709-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:32:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
JML Capital Holdings LLC See All Filings	D	2019-01-14 17:29:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763008 Filed Document 0001763008-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:29:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR GLOBAL ASSET ALLOCATION MASTER ACCOUNT, L.P. See All Filings	D	2019-01-14 17:25:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746657 Filed Document 0001405086-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:25:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OriTrust, LLC See All Filings	D	2019-01-14 17:25:23 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001763873 Filed Document 0000900440-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:25:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
Irident Inc. See All Filings	D	2019-01-14 17:24:15 UTC
Amount To Be Raised $2,750 Associated Brokers / Dealers N/A CIK Number 0001763953 Filed Document 0001763953-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:24:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Light Street Beacon Principals I, L.P. See All Filings	D	2019-01-14 17:11:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001760989 Filed Document 0001760989-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:11:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Trend Discovery, LP See All Filings	D/A	2019-01-14 17:09:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550970 Filed Document 0001213900-19-000689 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:09:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Europe Technology Partners IV, S.C.Sp. See All Filings	D	2019-01-14 17:09:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001764163 Filed Document 0001764163-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-14 17:09:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund