Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Truehitt 1 LLC See All Filings	D/A	2016-11-22 13:42:49 UTC
Amount To Be Raised $3,275,000 Associated Brokers / Dealers N/A CIK Number 0001688042 Filed Document 0001688042-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:42:49 UTC Type of Offering D/A Industry Agriculture Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
109-05 120th Street, Inc. See All Filings	D	2016-11-22 13:41:30 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690602 Filed Document 0001690602-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:41:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ProMIS Neurosciences Inc. See All Filings	D/A	2016-11-22 13:37:26 UTC
Amount To Be Raised $296,635 Associated Brokers / Dealers CIBC WORLD MARKETS CORP. and ENCLAVE CAPITAL LLC CIK Number 0001374339 Filed Document 0001183740-16-000471 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:37:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: STRATEGIC ALPHA TRUST See All Filings	D/A	2016-11-22 13:29:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:29:31 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-22 13:28:36 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Brett Ellen, Armand Fidler, Michael M. Darley, Brian T. Marshall, Kimberly I. Cutler, and Richard H. Lapham CIK Number 0001135856 Filed Document 0001135856-16-000709 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:28:36 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AFFL ASSOCIATES, LLC See All Filings	D	2016-11-22 13:28:07 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001690433 Filed Document 0001690433-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:28:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
87-14 129th Street, Inc. See All Filings	D	2016-11-22 13:22:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690606 Filed Document 0001690606-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:22:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SILVERWEST HOTEL FEEDER LLC See All Filings	D	2016-11-22 13:21:04 UTC
Amount To Be Raised $7,044,872 Associated Brokers / Dealers N/A CIK Number 0001689852 Filed Document 0001689852-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:21:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eFILECABINET, Inc. See All Filings	D	2016-11-22 13:14:51 UTC
Amount To Be Raised $8,695,902 Associated Brokers / Dealers N/A CIK Number 0001641088 Filed Document 0001641088-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:14:51 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Credit Asset Trust See All Filings	D/A	2016-11-22 13:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460284 Filed Document 0001460284-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:13:13 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
139-09 34th Road, Inc. See All Filings	D	2016-11-22 13:09:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690610 Filed Document 0001690610-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:09:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Handll, Inc. See All Filings	D	2016-11-22 13:02:21 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001618842 Filed Document 0001618842-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:02:21 UTC Type of Offering D Industry Telecommunications Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Droplet Measurement Technologies, LLC See All Filings	D	2016-11-22 12:58:05 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001690663 Filed Document 0001690663-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:58:05 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Entvantage Diagnostics, Inc. See All Filings	D/A	2016-11-22 12:57:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001619159 Filed Document 0001619159-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:57:34 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
139-06, 139-08 34th Road, Inc. See All Filings	D	2016-11-22 12:57:32 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690611 Filed Document 0001690611-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:57:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Top Advisory Group Hockey Holdings LLC See All Filings	D/A	2016-11-22 12:55:30 UTC
Amount To Be Raised $13,565,000 Associated Brokers / Dealers N/A CIK Number 0001680669 Filed Document 0001144204-16-135845 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:55:30 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Volpara Health Technologies Ltd See All Filings	D/A	2016-11-22 12:52:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001685294 Filed Document 0001685294-16-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-22 12:52:41 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW ZEALAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MVP LS Fund II LLC See All Filings	D/A	2016-11-22 12:51:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001676428 Filed Document 0001687621-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:51:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Kidfund, Inc. See All Filings	D	2016-11-22 12:50:04 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001655250 Filed Document 0001655250-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:50:04 UTC Type of Offering D Industry Computers Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
First Reserve Upstream Annex Fund, L.P. See All Filings	D	2016-11-22 12:49:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690365 Filed Document 0001690365-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:49:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OP Eagle Ridge Holdings, LLC See All Filings	D	2016-11-22 12:45:52 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001689486 Filed Document 0001689486-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:45:52 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND V LLC See All Filings	D/A	2016-11-22 12:42:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682383 Filed Document 0001687621-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:42:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
La Mesa Verde Apartments, Inc. See All Filings	D	2016-11-22 12:41:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690621 Filed Document 0001690621-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:41:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Balanced Fund L.P. See All Filings	D/A	2016-11-22 12:37:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296469 Filed Document 0001296469-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:37:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SensorShare, LLC See All Filings	D	2016-11-22 12:36:48 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001612968 Filed Document 0001612968-16-000006 Exclusions or Exemptions 504 and 506b Accepted Date 2016-11-22 12:36:48 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Waters of Wexford Investors LLC See All Filings	D	2016-11-22 12:34:22 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001690647 Filed Document 0001690647-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:34:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES Fund IV LLC See All Filings	D/A	2016-11-22 12:32:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace CIK Number 0001687621 Filed Document 0001687621-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:32:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FR Ascent Co-Investment, L.P. See All Filings	D	2016-11-22 12:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690363 Filed Document 0001690363-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:32:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sparta Software Corp See All Filings	D	2016-11-22 12:32:28 UTC
Amount To Be Raised $2,699,940 Associated Brokers / Dealers N/A CIK Number 0001690564 Filed Document 0001690564-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:32:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Big Anvil Partners LLC See All Filings	D	2016-11-22 12:27:05 UTC
Amount To Be Raised $4,151,409 Associated Brokers / Dealers N/A CIK Number 0001688669 Filed Document 0001688669-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:27:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Ojai Natural Foods, Inc. See All Filings	D	2016-11-22 12:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688802 Filed Document 0001688802-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:00:53 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PASSCO COMPANIES, LLC See All Filings	D/A	2016-11-22 12:00:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PASSCO CAPITAL, INC CIK Number 0001454529 Filed Document 0001454529-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 12:00:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beamreach Solar, Inc. See All Filings	D	2016-11-22 11:59:49 UTC
Amount To Be Raised $16,200,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001549837 Filed Document 0001549837-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:59:49 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
J.I. LENDING CLUB LP See All Filings	D	2016-11-22 11:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EVEREST HOLDING S.P.R.L., FLEXAM INVEST S.A.R.L., FLEXAM INVEST SA, and CAHVA S.A.R.L. CIK Number 0001684819 Filed Document 0001684819-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:26:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regent Street Special Situations Fund S 2016-2, LLC See All Filings	D	2016-11-22 11:25:30 UTC
Amount To Be Raised $31,701,000 Associated Brokers / Dealers N/A CIK Number 0001690571 Filed Document 0001015325-16-000081 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:25:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
IL Villaggio at San Luis Obispo, LLC See All Filings	D/A	2016-11-22 11:15:02 UTC
Amount To Be Raised $2,905,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:15:02 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Newton Capital Fund II, LP See All Filings	D	2016-11-22 11:10:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690492 Filed Document 0001690492-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:10:44 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Prescriber's Choice, Inc. See All Filings	D/A	2016-11-22 11:07:39 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001678126 Filed Document 0001678126-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:07:39 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Twyla, Inc. See All Filings	D	2016-11-22 11:01:07 UTC
Amount To Be Raised $20,265,444 Associated Brokers / Dealers N/A CIK Number 0001689915 Filed Document 0001689915-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 11:01:07 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Peak Labs LLC See All Filings	D	2016-11-22 10:55:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001689795 Filed Document 0000897069-16-001120 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:55:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Ratan Capital Fund (Cayman), Ltd. See All Filings	D/A	2016-11-22 10:51:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560744 Filed Document 0001560744-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:51:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ratan Capital Fund, LP See All Filings	D/A	2016-11-22 10:30:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464094 Filed Document 0001464094-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:30:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WV FEEDER III (A2), L.P. See All Filings	D	2016-11-22 10:22:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684783 Filed Document 0001684783-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:22:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midwest Energy Emissions Corp. See All Filings	D	2016-11-22 10:21:37 UTC
Amount To Be Raised $13,457,962 Associated Brokers / Dealers Oppenheimer & Co. Inc. and Feltl and Company CIK Number 0000728385 Filed Document 0001477932-16-013767 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:21:37 UTC Type of Offering D Industry Environmental Services Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ShockWave Medical, Inc. See All Filings	D	2016-11-22 10:20:43 UTC
Amount To Be Raised $44,999,993 Associated Brokers / Dealers N/A CIK Number 0001642545 Filed Document 0001642545-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:20:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leeds Equity Partners VI, L.P. See All Filings	D	2016-11-22 10:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE and NONE CIK Number 0001689358 Filed Document 0001689358-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:14:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nocterra Brewing Co LLC See All Filings	D	2016-11-22 10:11:25 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001685820 Filed Document 0000949265-16-000025 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:11:25 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FFIP, L.P. See All Filings	D/A	2016-11-22 10:11:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243092 Filed Document 0001243092-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:11:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neighborhood Beer Company, Inc. See All Filings	D	2016-11-22 10:10:43 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001626143 Filed Document 0001626143-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:10:43 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Zazove Investment Grade Blend Convertible Fund, L.P. See All Filings	D/A	2016-11-22 10:02:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337951 Filed Document 0001337951-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 10:02:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund