Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ISAM Systematic Trend SPV Ltd See All Filings	D	2016-11-22 16:24:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690503 Filed Document 0001690503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:24:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
LBA Realty Fund VI, L.P. See All Filings	D	2016-11-22 16:21:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689671 Filed Document 0001689671-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:21:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BNNT Materials, LLC See All Filings	D	2016-11-22 16:11:27 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001551394 Filed Document 0001551394-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 16:11:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Halcyon Offshore Strategic Opportunities Fund, L.P. See All Filings	D/A	2016-11-22 15:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658649 Filed Document 0001315863-16-001935 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legion High Yield Secured Fund I, LLC See All Filings	D/A	2016-11-22 15:55:10 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers JAMES BYRD CIK Number 0001682646 Filed Document 0001682646-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:55:10 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CMB Infrastructure Investment Group 53, LP See All Filings	D	2016-11-22 15:44:26 UTC
Amount To Be Raised $52,800,000 Associated Brokers / Dealers CMB Swiss Co GmbH CIK Number 0001687592 Filed Document 0001687592-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:44:26 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
S & P Ingredient Development, LLC See All Filings	D	2016-11-22 15:43:14 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers GREENHILL & CO., LLC CIK Number 0001542080 Filed Document 0001542080-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:43:14 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GestVision, Inc. See All Filings	D	2016-11-22 15:39:25 UTC
Amount To Be Raised $12,106,300 Associated Brokers / Dealers N/A CIK Number 0001657762 Filed Document 0001657762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:39:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CEG Holdings, LLC Texas Two-Step JV See All Filings	D	2016-11-22 15:38:17 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001690515 Filed Document 0001690515-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:38:17 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Ogletree Investors, LLC See All Filings	D	2016-11-22 15:37:35 UTC
Amount To Be Raised $2,870,000 Associated Brokers / Dealers N/A CIK Number 0001690688 Filed Document 0001690688-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:37:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WorldViz, LLC See All Filings	D/A	2016-11-22 15:34:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602930 Filed Document 0001602930-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:34:30 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
QAA ACQUISITIONS, LLC See All Filings	D	2016-11-22 15:28:57 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001690593 Filed Document 0001645804-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:28:57 UTC Type of Offering D Industry Manufacturing Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ARES ENERGY INVESTORS FUND V, L.P. See All Filings	D/A	2016-11-22 15:22:53 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers None, None, None, and None CIK Number 0001656650 Filed Document 0001140361-16-087567 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:22:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SinnoVita, Inc. See All Filings	D	2016-11-22 15:22:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001690628 Filed Document 0001690628-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:22:24 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ARES ENERGY INVESTORS FEEDER FUND V, L.P. See All Filings	D/A	2016-11-22 15:21:07 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers None, None, None, None, None, None, None, and None CIK Number 0001656649 Filed Document 0001140361-16-087565 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:21:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCH, Inc See All Filings	D	2016-11-22 15:18:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001650853 Filed Document 0001650853-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:18:42 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Playground Ventures II, L.P. See All Filings	D	2016-11-22 15:15:18 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001690302 Filed Document 0001690302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:15:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SV Angel VI, L.P. See All Filings	D/A	2016-11-22 15:11:30 UTC
Amount To Be Raised $53,125,000 Associated Brokers / Dealers N/A CIK Number 0001666147 Filed Document 0001666147-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:11:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
III Convex Strategies Fund Ltd. See All Filings	D/A	2016-11-22 15:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Norfolk Markets, LLC, James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001649300 Filed Document 0001649300-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lantos Technologies, Inc. See All Filings	D	2016-11-22 15:06:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001500664 Filed Document 0001500664-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:06:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
970 Turner Investors, LLC See All Filings	D	2016-11-22 15:05:16 UTC
Amount To Be Raised $3,980,000 Associated Brokers / Dealers N/A CIK Number 0001690679 Filed Document 0001690679-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:05:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hopper Inc. See All Filings	D	2016-11-22 15:02:43 UTC
Amount To Be Raised $6,561,353 Associated Brokers / Dealers None CIK Number 0001556399 Filed Document 0001556399-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:02:43 UTC Type of Offering D Industry Other Travel Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silverado Fund I LP See All Filings	D/A	2016-11-22 15:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602574 Filed Document 0001602574-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 15:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrainFights, Inc. See All Filings	D	2016-11-22 14:58:38 UTC
Amount To Be Raised $13,379,675 Associated Brokers / Dealers N/A CIK Number 0001639369 Filed Document 0001639369-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:58:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROAR Athletic Performance Corp. See All Filings	D/A	2016-11-22 14:56:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628891 Filed Document 0001628891-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:56:52 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
DynamiCare Health, Inc. See All Filings	D	2016-11-22 14:54:54 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001690183 Filed Document 0001690183-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:54:54 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ASSUREX GLOBAL REINSURANCE LTD See All Filings	D/A	2016-11-22 14:53:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001300629 Filed Document 0001690665-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:53:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PRUDENTIAL INSURANCE CO OF AMERICA See All Filings	D/A	2016-11-22 14:50:41 UTC
Amount To Be Raised $1,135,000,000 Associated Brokers / Dealers John Barrasso, Rebecca Makas, John Scott Boyd, and Harry Dalessio CIK Number 0000729057 Filed Document 0001209191-16-151675 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:50:41 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Queen's Cove Holdings, LLC See All Filings	D	2016-11-22 14:49:15 UTC
Amount To Be Raised $13,556,970 Associated Brokers / Dealers N/A CIK Number 0001690554 Filed Document 0001690554-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:49:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Mutual Trading Co., Inc. See All Filings	D	2016-11-22 14:46:03 UTC
Amount To Be Raised $8,163,900 Associated Brokers / Dealers N/A CIK Number 0001562576 Filed Document 0001562576-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:46:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Retirement Insurance & Annuity Co See All Filings	D/A	2016-11-22 14:43:47 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers John Barrasso, John Scott Boyd, and Harry Dalessio CIK Number 0001444597 Filed Document 0001209191-16-151673 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:43:47 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Medicxi Growth I LP See All Filings	D	2016-11-22 14:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690310 Filed Document 0001690310-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:33:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHASE CHANGE SOFTWARE LLC See All Filings	D	2016-11-22 14:29:40 UTC
Amount To Be Raised $75,037 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-16-000082 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:29:40 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Patriot One Technologies Inc. See All Filings	D	2016-11-22 14:27:59 UTC
Amount To Be Raised $149,905 Associated Brokers / Dealers N/A CIK Number 0001684505 Filed Document 0001365686-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:27:59 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Patriot One Technologies Inc. See All Filings	D	2016-11-22 14:25:14 UTC
Amount To Be Raised $31,323 Associated Brokers / Dealers N/A CIK Number 0001684505 Filed Document 0001365686-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:25:14 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Gulf View Fund, LP See All Filings	D	2016-11-22 14:24:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690665 Filed Document 0001690665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:24:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
River West SC, LLC See All Filings	D	2016-11-22 14:17:12 UTC
Amount To Be Raised $9,820,000 Associated Brokers / Dealers N/A CIK Number 0001690673 Filed Document 0001690673-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:17:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Somar Global Ltd. See All Filings	D	2016-11-22 14:16:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690674 Filed Document 0000919574-16-016831 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:16:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nostalgia World Wide Media LLC See All Filings	D	2016-11-22 14:13:01 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001690617 Filed Document 0001441557-16-000107 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:13:01 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Riverton Square, Inc. See All Filings	D	2016-11-22 14:03:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690607 Filed Document 0001690607-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:03:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waratah One Offshore Fund II Ltd See All Filings	D	2016-11-22 14:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690623 Filed Document 0001625257-16-000226 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:02:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baghdaddy, Ltd Liability Co See All Filings	D/A	2016-11-22 14:01:24 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001686915 Filed Document 0001686915-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-22 14:01:24 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D	2016-11-22 13:58:18 UTC
Amount To Be Raised $10,514,154 Associated Brokers / Dealers Clark Securities, Inc. CIK Number 0001343394 Filed Document 0001343394-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:58:18 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FirePoint Solutions, Inc. See All Filings	D	2016-11-22 13:57:31 UTC
Amount To Be Raised $2,343,681 Associated Brokers / Dealers N/A CIK Number 0001661412 Filed Document 0001661412-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:57:31 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HealthPals, Inc. See All Filings	D	2016-11-22 13:56:49 UTC
Amount To Be Raised $1,900,123 Associated Brokers / Dealers N/A CIK Number 0001690655 Filed Document 0001690655-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:56:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
102-43 Corona Avenue, Inc. See All Filings	D	2016-11-22 13:53:15 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001690615 Filed Document 0001690615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:53:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PowWow, Inc. See All Filings	D/A	2016-11-22 13:51:34 UTC
Amount To Be Raised $4,685,281 Associated Brokers / Dealers N/A CIK Number 0001619582 Filed Document 0001619582-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:51:34 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MedAware Systems, Inc. See All Filings	D/A	2016-11-22 13:48:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:48:35 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
TAB Liberty Partnership XV, LLC See All Filings	D	2016-11-22 13:48:27 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001690650 Filed Document 0001690650-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:48:27 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Diplomatic Real Estate Holdings LLC See All Filings	D	2016-11-22 13:44:51 UTC
Amount To Be Raised $22,100,000 Associated Brokers / Dealers N/A CIK Number 0001675816 Filed Document 0001675816-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-22 13:44:51 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity