Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alexiam Opportunities Onshore Fund LP See All Filings	D/A	2017-03-27 12:26:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505146 Filed Document 0000902664-17-001780 Exclusions or Exemptions 506b Accepted Date 2017-03-27 12:26:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regroup Therapy Inc. See All Filings	D	2017-03-27 12:08:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001566759 Filed Document 0001566759-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 12:08:55 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Alexiam Opportunities Offshore Fund Ltd. See All Filings	D/A	2017-03-27 12:02:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573230 Filed Document 0000902664-17-001779 Exclusions or Exemptions 506b Accepted Date 2017-03-27 12:02:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-Squared Domino Opportunity I, L.P. See All Filings	D/A	2017-03-27 11:58:29 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers Global Alliance Securities, LLC CIK Number 0001685015 Filed Document 0001685015-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 11:58:29 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Big Squid Inc. See All Filings	D	2017-03-27 11:48:08 UTC
Amount To Be Raised $3,645,607 Associated Brokers / Dealers N/A CIK Number 0001701615 Filed Document 0001701615-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 11:48:08 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Superfoods Tour Ltd Liability Co See All Filings	D	2017-03-27 11:36:19 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001700585 Filed Document 0001700585-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 11:36:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
GMI-Long Island HWS, LP See All Filings	D/A	2017-03-27 11:35:55 UTC
Amount To Be Raised $10,088,757 Associated Brokers / Dealers Richard A Gagne, Bobby K Cowand, Tory Scott, Azam Jaber, Brian Smith, Carlos Resendez, Javier Larrea, Charles R Huffington, Nicholas Ippolito, and Joseph Ondris CIK Number 0001699490 Filed Document 0001699490-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-27 11:35:55 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rosenthal Income Strategies Fund, L.P. See All Filings	D	2017-03-27 11:26:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700208 Filed Document 0001700208-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 11:26:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
OFI Global: Emerging Markets Equity Fund L P See All Filings	D/A	2017-03-27 10:49:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321877 Filed Document 0000319767-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 10:49:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
K2 Bay Resource Partners Fund LLC See All Filings	D	2017-03-27 10:48:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701293 Filed Document 0001659828-17-000029 Exclusions or Exemptions 506b Accepted Date 2017-03-27 10:48:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Apollo Liquid Credit Fund LLC See All Filings	D	2017-03-27 10:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701355 Filed Document 0001659828-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-03-27 10:41:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RightSciences LLC See All Filings	D	2017-03-27 10:28:36 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001701999 Filed Document 0001701999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 10:28:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Straightpoint Capital Fund LP See All Filings	D/A	2017-03-27 10:08:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634513 Filed Document 0001634513-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-27 10:08:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OFI Global: Cat Bond Fund, LP See All Filings	D/A	2017-03-27 10:00:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672288 Filed Document 0000319767-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 10:00:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Orthopaedics-Indianapolis, Inc. See All Filings	D	2017-03-27 09:52:42 UTC
Amount To Be Raised $988,000 Associated Brokers / Dealers N/A CIK Number 0001701894 Filed Document 0001701894-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-27 09:52:42 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Helomics Holding Corp See All Filings	D/A	2017-03-27 09:32:11 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers DAWSON JAMES SECURITES, INC. CIK Number 0001691887 Filed Document 0001213900-17-002793 Exclusions or Exemptions 506b Accepted Date 2017-03-27 09:32:11 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-03-27 09:17:08 UTC
Amount To Be Raised $8,708,718 Associated Brokers / Dealers Jennifer Kephart, Michael W. Kozemchak, and Barry W. Stoey CIK Number 0001135856 Filed Document 0001135856-17-000085 Exclusions or Exemptions 506b Accepted Date 2017-03-27 09:17:08 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Blackbell Inc. See All Filings	D	2017-03-27 07:19:38 UTC
Amount To Be Raised $1,911,329 Associated Brokers / Dealers N/A CIK Number 0001601721 Filed Document 0001601721-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-27 07:19:38 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Science Ventures Fund II, L.P. See All Filings	D	2017-03-24 20:45:22 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001698567 Filed Document 0001698567-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 20:45:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pristine Homes LLC See All Filings	D	2017-03-24 19:38:46 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001701890 Filed Document 0001701890-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 19:38:46 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Grabr Inc. See All Filings	D	2017-03-24 19:15:39 UTC
Amount To Be Raised $4,600,507 Associated Brokers / Dealers N/A CIK Number 0001638252 Filed Document 0001638252-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 19:15:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
You World Inc. See All Filings	D	2017-03-24 19:02:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001701798 Filed Document 0001701798-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 19:02:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
You World Inc. See All Filings	D	2017-03-24 18:55:26 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001701798 Filed Document 0001701798-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 18:55:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
OneEnergy, Inc. See All Filings	D/A	2017-03-24 18:35:56 UTC
Amount To Be Raised $1,999,798 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 18:35:56 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
IWD Enterprises, LLC See All Filings	D	2017-03-24 18:16:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001700485 Filed Document 0001700485-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 18:16:41 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TransVoyant, Inc. See All Filings	D	2017-03-24 18:16:10 UTC
Amount To Be Raised $3,749,994 Associated Brokers / Dealers N/A CIK Number 0001701987 Filed Document 0001701987-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 18:16:10 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
JoBox, Inc. See All Filings	D	2017-03-24 18:11:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001701753 Filed Document 0001701753-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 18:11:26 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ProMIS Neurosciences Inc. See All Filings	D	2017-03-24 18:09:41 UTC
Amount To Be Raised $514,153 Associated Brokers / Dealers Canaccord Genuity Corp. CIK Number 0001374339 Filed Document 0001183740-17-000054 Exclusions or Exemptions 506b Accepted Date 2017-03-24 18:09:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
JSDI Celmark VOTS, LLC See All Filings	D	2017-03-24 17:46:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001698916 Filed Document 0001698916-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:46:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Solidian Fund (Cayman) Ltd. See All Filings	D/A	2017-03-24 17:46:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672314 Filed Document 0001544824-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:46:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gibbs Value Capital, LP See All Filings	D/A	2017-03-24 17:45:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562780 Filed Document 0001562555-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:45:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEV TECHNOLOGIES, INC. See All Filings	D	2017-03-24 17:45:45 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001679789 Filed Document 0001679789-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:45:45 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SOLIDIAN FUND LP See All Filings	D/A	2017-03-24 17:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001158358 Filed Document 0001544824-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:43:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dataworks Holding Co. See All Filings	D	2017-03-24 17:40:31 UTC
Amount To Be Raised $11,865,420 Associated Brokers / Dealers N/A CIK Number 0001701393 Filed Document 0001701393-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:40:31 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Home Ec Inc. See All Filings	D	2017-03-24 17:40:25 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001528566 Filed Document 0001528566-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:40:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GREEN MATTERS INC. See All Filings	D	2017-03-24 17:38:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001701572 Filed Document 0001085037-17-000027 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:38:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OCA LCP VIII Segregated Portfolio See All Filings	D/A	2017-03-24 17:34:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637288 Filed Document 0001620642-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Twist Bioscience Corp See All Filings	D	2017-03-24 17:32:59 UTC
Amount To Be Raised $33,197,668 Associated Brokers / Dealers N/A CIK Number 0001581280 Filed Document 0001581280-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:32:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Armada Latin America Opportunity Master Fund Ltd See All Filings	D/A	2017-03-24 17:19:54 UTC
Amount To Be Raised $163,950,000 Associated Brokers / Dealers N/A CIK Number 0001635227 Filed Document 0001615774-17-001241 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:19:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Armada Latin America Opportunity Fund Ltd See All Filings	D/A	2017-03-24 17:18:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and Vincent Brouwer CIK Number 0001634135 Filed Document 0001615774-17-001239 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:18:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RJW Capital Partners LP See All Filings	D/A	2017-03-24 17:18:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628640 Filed Document 0001628640-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:18:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CONNECTURE INC See All Filings	D	2017-03-24 17:16:58 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001211759 Filed Document 0001211759-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:16:58 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
SNIDER HEALTH, LLC See All Filings	D	2017-03-24 17:15:10 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001700809 Filed Document 0001700809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:15:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
AQR Offshore Multi-Strategy Fund V Ltd. See All Filings	D/A	2017-03-24 17:05:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454207 Filed Document 0001454207-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:05:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bullseye Disciplined Long Short Fund LP See All Filings	D/A	2017-03-24 17:03:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513780 Filed Document 0001315863-17-000278 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:03:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HighBar Partners III, L.P. See All Filings	D/A	2017-03-24 17:00:20 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001655751 Filed Document 0001655751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 17:00:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Squatty Potty, LLC See All Filings	D	2017-03-24 16:57:27 UTC
Amount To Be Raised $15,688,000 Associated Brokers / Dealers Robert A. Gaida Jr. CIK Number 0001701645 Filed Document 0001701645-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 16:57:27 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Prologue Delaware Feeder Fund, L.P. See All Filings	D/A	2017-03-24 16:55:26 UTC
Amount To Be Raised $563,425,708 Associated Brokers / Dealers Barclays Capital Inc. and Anchor Asset Management LLC CIK Number 0001453817 Filed Document 0001453817-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 16:55:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prologue Feeder Fund Ltd. See All Filings	D/A	2017-03-24 16:52:01 UTC
Amount To Be Raised $276,720,000 Associated Brokers / Dealers Anchor Asset Management, LLC CIK Number 0001481780 Filed Document 0001481780-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 16:52:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medical Technology Venture Partners I, LP See All Filings	D	2017-03-24 16:48:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001698489 Filed Document 0001698489-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 16:48:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund