Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TREDICI BRYN MAWR LLC See All Filings	D	2016-11-30 08:47:47 UTC
Amount To Be Raised $1,100,001 Associated Brokers / Dealers N/A CIK Number 0001690890 Filed Document 0001690890-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-30 08:47:47 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AZTLAN Emerging & Frontier Smidcap Fund, LP See All Filings	D	2016-11-30 08:00:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690999 Filed Document 0001690999-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 08:00:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares ICOF III Fund (Cayman) LP See All Filings	D	2016-11-29 21:45:35 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001684350 Filed Document 0001684350-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 21:45:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Rivers Partners IV, L.P. See All Filings	D	2016-11-29 20:44:56 UTC
Amount To Be Raised $87,000,000 Associated Brokers / Dealers N/A CIK Number 0001691072 Filed Document 0001691072-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 20:44:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RH Fund XIII, LLC See All Filings	D	2016-11-29 20:13:33 UTC
Amount To Be Raised $3,405,000 Associated Brokers / Dealers N/A CIK Number 0001691074 Filed Document 0001691074-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 20:13:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
CARBON ENGINEERING LIMITED PARTNERSHIP See All Filings	D	2016-11-29 19:56:00 UTC
Amount To Be Raised $8,936,212 Associated Brokers / Dealers N/A CIK Number 0001689156 Filed Document 0001689156-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 19:56:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silverback Therapeutics, Inc. See All Filings	D	2016-11-29 19:52:19 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001671858 Filed Document 0001671858-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 19:52:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
In House LLC See All Filings	D	2016-11-29 19:03:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001690946 Filed Document 0001690946-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 19:03:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Goldsky Global Alpha Fund, LP See All Filings	D	2016-11-29 18:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679726 Filed Document 0001679726-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:52:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
NoveTechnologies, LLC See All Filings	D	2016-11-29 18:41:54 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001690944 Filed Document 0001690944-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:41:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Debt
Xeras Medical Technologies, Inc. See All Filings	D	2016-11-29 18:29:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639813 Filed Document 0001639813-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:29:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ares ICOF III Fund (Delaware) LP See All Filings	D/A	2016-11-29 18:23:09 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001664549 Filed Document 0001664549-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:23:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR GRP EL Dynamic Fund, L.P. See All Filings	D/A	2016-11-29 18:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577558 Filed Document 0001590339-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:14:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR GRP 10 Fund, L.P. See All Filings	D/A	2016-11-29 17:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521307 Filed Document 0001590339-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mudrick Distressed Energy Co-Investment Feeder, Ltd. See All Filings	D/A	2016-11-29 17:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637925 Filed Document 0000950103-16-018241 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:58:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Energy Co-Investment Feeder, L.P. See All Filings	D/A	2016-11-29 17:56:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637879 Filed Document 0000950103-16-018240 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:56:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Fund Offshore, Ltd. See All Filings	D/A	2016-11-29 17:54:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606026 Filed Document 0000950103-16-018239 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:54:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOSENSOR, INC See All Filings	D/A	2016-11-29 17:52:11 UTC
Amount To Be Raised $1,807,041 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0000897069-16-001124 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:52:11 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Fund, L.P. See All Filings	D/A	2016-11-29 17:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470474 Filed Document 0000950103-16-018238 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:52:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crosstimbers Opportunity Fund, LP See All Filings	D	2016-11-29 17:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683174 Filed Document 0001683174-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:43:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR DELTA AlphaPort 500 Fund, L.P. See All Filings	D/A	2016-11-29 17:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590339 Filed Document 0001590339-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:34:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Sandbox, Inc. See All Filings	D	2016-11-29 17:28:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001248902 Filed Document 0000913849-16-000692 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:28:51 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Phil, Inc. See All Filings	D	2016-11-29 17:23:28 UTC
Amount To Be Raised $5,495,000 Associated Brokers / Dealers N/A CIK Number 0001650812 Filed Document 0001650812-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:23:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INdependent Data Management, LLC See All Filings	D	2016-11-29 17:17:46 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001562511 Filed Document 0001666752-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:17:46 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WRR - Madison #3 LP See All Filings	D	2016-11-29 17:12:48 UTC
Amount To Be Raised $3,005,940 Associated Brokers / Dealers N/A CIK Number 0001691079 Filed Document 0001654954-16-004385 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:12:48 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Hydropothecary Corp See All Filings	D/A	2016-11-29 16:54:32 UTC
Amount To Be Raised $10,231,000 Associated Brokers / Dealers AXIOM CAPITAL MANAGEMENT, INC. CIK Number 0001690947 Filed Document 0001209191-16-152311 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:54:32 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
LovePop, Inc. See All Filings	D	2016-11-29 16:50:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001644573 Filed Document 0001644573-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:50:24 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Celldex Therapeutics, Inc. See All Filings	D	2016-11-29 16:46:29 UTC
Amount To Be Raised $62,500,000 Associated Brokers / Dealers N/A CIK Number 0000744218 Filed Document 0000905718-16-001790 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:46:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Pharmacy, LLC See All Filings	D/A	2016-11-29 16:45:15 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001668917 Filed Document 0001668917-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:45:15 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
INdependent Data Management, LLC See All Filings	D	2016-11-29 16:19:59 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001562511 Filed Document 0001666752-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:19:59 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Main Street Exchange Corp See All Filings	D	2016-11-29 16:09:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661941 Filed Document 0001661941-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:09:23 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Vertical Opportunity Fund, LP See All Filings	D	2016-11-29 16:07:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691069 Filed Document 0001691069-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:07:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. Select Private Opportunities Fund III LP See All Filings	D/A	2016-11-29 16:03:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689585 Filed Document 0001689585-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:03:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revolutionary Security LLC See All Filings	D	2016-11-29 16:02:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001690635 Filed Document 0001690635-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:02:09 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CenterGate Co-Invest I, L.P. See All Filings	D	2016-11-29 16:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690915 Filed Document 0001690915-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:01:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Highland Quantitative Investment Fund, LP See All Filings	D	2016-11-29 15:58:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690938 Filed Document 0001690938-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:58:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taurus CD 191 South Winds MA LP See All Filings	D	2016-11-29 15:45:57 UTC
Amount To Be Raised $14,250,000 Associated Brokers / Dealers Robert Clifford, T Capital Funding, LLC, Alexander Jeffers, Cynthia Frye, Jay Newmark, and Allison Walk CIK Number 0001689647 Filed Document 0001546927-16-000548 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:45:57 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
M3 PARTNERS LP See All Filings	D/A	2016-11-29 15:37:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426094 Filed Document 0001426094-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:37:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PERIMETER CENTER FOR OUTPATIENT SURGERY LP See All Filings	D/A	2016-11-29 15:33:22 UTC
Amount To Be Raised $206,000 Associated Brokers / Dealers N/A CIK Number 0001160740 Filed Document 0001160740-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:33:22 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Tactical Offshore Fund II Ltd See All Filings	D/A	2016-11-29 15:32:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414070 Filed Document 0001414070-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:32:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TruSTAR Technology, Inc. See All Filings	D	2016-11-29 15:30:19 UTC
Amount To Be Raised $5,049,000 Associated Brokers / Dealers N/A CIK Number 0001680608 Filed Document 0001680608-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:30:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care El Paso West, LLC See All Filings	D	2016-11-29 15:29:49 UTC
Amount To Be Raised $240,823 Associated Brokers / Dealers N/A CIK Number 0001690988 Filed Document 0001461373-16-000121 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:29:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HJKS Partners, LLC See All Filings	D/A	2016-11-29 15:28:35 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001643751 Filed Document 0001643751-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:28:35 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Baker Technologies, Inc. See All Filings	D	2016-11-29 15:26:23 UTC
Amount To Be Raised $3,239,453 Associated Brokers / Dealers N/A CIK Number 0001668349 Filed Document 0001668349-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:26:23 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NAM Special Situations Fund II, LLC (Palantir Series 1) See All Filings	D	2016-11-29 15:24:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers National Securities Corporation CIK Number 0001689654 Filed Document 0000905718-16-001788 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:24:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2016-11-29 15:19:56 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000041 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:19:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Solar Energy Solutions, Inc. See All Filings	D	2016-11-29 15:11:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001690736 Filed Document 0001213900-16-019014 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:11:08 UTC Type of Offering D Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Sperry Equities, LLC See All Filings	D	2016-11-29 15:01:28 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001690863 Filed Document 0001690863-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:01:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
F2017 EMPLOYEE PARTICIPATION FUND LLC See All Filings	D	2016-11-29 14:56:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001688514 Filed Document 0001140361-16-088048 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:56:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Resource Fund 2017 Holdings LLC See All Filings	D	2016-11-29 14:55:22 UTC
Amount To Be Raised $220,000,000 Associated Brokers / Dealers N/A CIK Number 0001688506 Filed Document 0001140361-16-088046 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:55:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund