Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AP IX Private Investors, LLC See All Filings	D	2016-11-30 16:48:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001691054 Filed Document 0001691054-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:48:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonmundo, Inc. See All Filings	D/A	2016-11-30 16:48:28 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001527602 Filed Document 0001527602-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:48:28 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Radian Capital Partners, L.P. See All Filings	D	2016-11-30 16:45:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers GCA Advisors, LLC CIK Number 0001690111 Filed Document 0001690111-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:45:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sight Machine, Inc. See All Filings	D/A	2016-11-30 16:43:06 UTC
Amount To Be Raised $19,536,369 Associated Brokers / Dealers N/A CIK Number 0001578366 Filed Document 0001578366-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:43:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Union Square Food Concepts, LLC See All Filings	D	2016-11-30 16:40:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Third Seven Capita LLC CIK Number 0001690317 Filed Document 0001690317-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:40:35 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GTI Investments, LLC See All Filings	D/A	2016-11-30 16:37:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001672785 Filed Document 0001672785-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:37:59 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Reeve Foundation - Presidio Partners NRT, L.P. See All Filings	D	2016-11-30 16:35:18 UTC
Amount To Be Raised $2,460,000 Associated Brokers / Dealers N/A CIK Number 0001688986 Filed Document 0001688986-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:35:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LANSDOWNE DEVELOPED MARKETS STRATEGIC INVESTMENT FUND, L.P. See All Filings	D/A	2016-11-30 16:34:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421737 Filed Document 0000919574-16-016955 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:34:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
eNeura, INC. See All Filings	D	2016-11-30 16:30:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001561799 Filed Document 0001561799-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:30:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LANSDOWNE EUROPEAN STRATEGIC EQUITY FUND L P See All Filings	D/A	2016-11-30 16:29:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001215740 Filed Document 0000919574-16-016952 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:29:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
trsry, LLC See All Filings	D	2016-11-30 16:27:39 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers N/A CIK Number 0001691089 Filed Document 0001691089-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:27:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LANSDOWNE EUROPEAN LONG ONLY FUND L P See All Filings	D/A	2016-11-30 16:21:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370857 Filed Document 0000919574-16-016949 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:21:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
COUNTRY BANK HOLDING CO INC See All Filings	D/A	2016-11-30 16:15:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001276919 Filed Document 0001140361-16-088249 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:15:36 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
LANSDOWNE DEVELOPED MARKETS LONG ONLY FUND LTD See All Filings	D/A	2016-11-30 16:05:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569654 Filed Document 0000919574-16-016944 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:05:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
LANSDOWNE DEVELOPED MARKETS LONG ONLY FUND, L.P. See All Filings	D/A	2016-11-30 16:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555901 Filed Document 0000919574-16-016942 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:01:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
BPC OPPORTUNITIES FUND III LP See All Filings	D	2016-11-30 16:00:42 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001684300 Filed Document 0001684300-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 16:00:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LANSDOWNE DEVELOPED MARKETS FUND LTD. See All Filings	D/A	2016-11-30 15:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372153 Filed Document 0000919574-16-016940 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:57:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
JETCLOSING INC. See All Filings	D	2016-11-30 15:48:31 UTC
Amount To Be Raised $2,355,199 Associated Brokers / Dealers N/A CIK Number 0001690662 Filed Document 0001690662-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:48:31 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Maverick Lien Fund IV LP See All Filings	D	2016-11-30 15:41:38 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001690900 Filed Document 0001690900-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:41:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Delta Risk, LLC See All Filings	D	2016-11-30 15:40:53 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001690916 Filed Document 0001566114-16-000153 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:40:53 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Zebedee Growth Fund Ltd See All Filings	D/A	2016-11-30 15:36:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484264 Filed Document 0000919574-16-016938 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:36:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Founder Collective III, L.P. See All Filings	D	2016-11-30 15:29:12 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001690664 Filed Document 0001690664-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:29:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GestVision, Inc. See All Filings	D/A	2016-11-30 15:29:09 UTC
Amount To Be Raised $17,106,300 Associated Brokers / Dealers N/A CIK Number 0001657762 Filed Document 0001657762-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:29:09 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Roy G. Niederhoffer Optimal Alpha Fund (Onshore) L.P. See All Filings	D/A	2016-11-30 15:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467720 Filed Document 0001315863-16-001941 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:28:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ehave, Inc. See All Filings	D	2016-11-30 15:26:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653606 Filed Document 0001144204-16-137234 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:26:29 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Turin Capital Partners I, LP See All Filings	D/A	2016-11-30 15:23:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001688488 Filed Document 0001688488-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:23:07 UTC Type of Offering D/A Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SMALL CAP US EQUITY FUND See All Filings	D/A	2016-11-30 15:11:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001440914 Filed Document 0001659828-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:11:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tamarack Aerospace Group, Inc. See All Filings	D/A	2016-11-30 15:09:20 UTC
Amount To Be Raised $1,978,000 Associated Brokers / Dealers Monarch Bay Securities LLC CIK Number 0001507045 Filed Document 0001507045-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:09:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Asset Core Plus Fund See All Filings	D/A	2016-11-30 15:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001563333 Filed Document 0001659828-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOW DURATION BOND FUND See All Filings	D/A	2016-11-30 15:07:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001551848 Filed Document 0001659828-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:07:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LARGE CAP US EQUITY FUND See All Filings	D/A	2016-11-30 15:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001440784 Filed Document 0001659828-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:05:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWO BROTHERS CULTIVATION, LLC See All Filings	D	2016-11-30 15:05:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687248 Filed Document 0001687248-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:05:34 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NW SPV XLVI, LLC See All Filings	D	2016-11-30 15:05:28 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001691190 Filed Document 0001691190-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:05:28 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D	2016-11-30 15:03:49 UTC
Amount To Be Raised $21,600,000 Associated Brokers / Dealers Jim Cheney CIK Number 0001343394 Filed Document 0001343394-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:03:49 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
INTERNATIONAL EQUITY FUND See All Filings	D/A	2016-11-30 15:03:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001440913 Filed Document 0001659828-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:03:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Yield Bond Fund See All Filings	D/A	2016-11-30 15:01:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001563291 Filed Document 0001659828-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-11-30 15:01:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL SMALL CAP FUND See All Filings	D/A	2016-11-30 14:59:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001643950 Filed Document 0001659828-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:59:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Real Estate Securities Fund See All Filings	D/A	2016-11-30 14:58:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001582937 Filed Document 0001659828-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:58:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAZARUS 3D, LLC See All Filings	D	2016-11-30 14:57:11 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001690281 Filed Document 0001690281-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:57:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D	2016-11-30 14:56:45 UTC
Amount To Be Raised $547,023,872 Associated Brokers / Dealers William Lynch CIK Number 0001343394 Filed Document 0001343394-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:56:45 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Global Listed Infrastructure Fund See All Filings	D/A	2016-11-30 14:56:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001582874 Filed Document 0001659828-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:56:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InSight EyeCare Partners, L.P. See All Filings	D	2016-11-30 14:54:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690464 Filed Document 0000897069-16-001125 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:54:19 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL EQUITY PLUS FUND See All Filings	D/A	2016-11-30 14:52:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001627919 Filed Document 0001659828-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:52:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Equity Plus Fund See All Filings	D/A	2016-11-30 14:50:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001563388 Filed Document 0001659828-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:50:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamic Commodity Strategies Fund See All Filings	D/A	2016-11-30 14:49:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001582909 Filed Document 0001659828-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:49:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C-F Brickell, LLC See All Filings	D	2016-11-30 14:48:21 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001691052 Filed Document 0001691052-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:48:21 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CV1 P, LLC See All Filings	D	2016-11-30 14:46:51 UTC
Amount To Be Raised $1,545,000 Associated Brokers / Dealers N/A CIK Number 0001690428 Filed Document 0001140361-16-088193 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:46:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Code Ocean, Inc. See All Filings	D	2016-11-30 14:45:12 UTC
Amount To Be Raised $2,529,999 Associated Brokers / Dealers N/A CIK Number 0001691093 Filed Document 0001691093-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:45:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COGNITION THERAPEUTICS INC See All Filings	D	2016-11-30 14:44:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001455365 Filed Document 0001455365-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:44:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DEFENSIVE U.S. EQUITY FUND See All Filings	D/A	2016-11-30 14:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Investments Implementation Services, LLC CIK Number 0001440781 Filed Document 0001659828-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-11-30 14:44:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund