Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KKR HCS Growth Fund SBS L.P. See All Filings	D	2016-12-01 16:08:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691295 Filed Document 0001691295-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:08:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuSirt Sciences Inc. See All Filings	D	2016-12-01 16:07:21 UTC
Amount To Be Raised $1,999,997 Associated Brokers / Dealers N/A CIK Number 0001642239 Filed Document 0001642239-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:07:21 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Knighthead Offshore Fund, Ltd. See All Filings	D/A	2016-12-01 16:01:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465823 Filed Document 0001012975-16-001608 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:01:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD See All Filings	D/A	2016-12-01 16:01:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001430674 Filed Document 0001430674-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:01:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO GLOBAL CREDIT OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2016-12-01 15:57:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001370509 Filed Document 0001370509-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:57:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sousatzka Broadway Limited Partnership See All Filings	D	2016-12-01 15:56:57 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001691000 Filed Document 0001691000-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:56:57 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Pipeline Capital Partners I, LP See All Filings	D/A	2016-12-01 15:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643258 Filed Document 0001643258-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Multi-Asset Volatility Offshore Fund II Ltd. See All Filings	D/A	2016-12-01 15:54:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001567357 Filed Document 0001567357-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:54:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADH2 Ltd Liability Co See All Filings	D	2016-12-01 15:52:52 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001691332 Filed Document 0001691332-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:52:52 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
PIMCO Loan Interests & Credit Offshore Fund Ltd. See All Filings	D/A	2016-12-01 15:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001555573 Filed Document 0001555573-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:52:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPJ III, LLC See All Filings	D	2016-12-01 15:50:40 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers None CIK Number 0001690984 Filed Document 0001690984-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:50:40 UTC Type of Offering D Industry Agriculture Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Pipeline Capital Partners Affiliates I LP See All Filings	D/A	2016-12-01 15:46:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643256 Filed Document 0001643256-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:46:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. See All Filings	D/A	2016-12-01 15:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001527490 Filed Document 0001567357-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:44:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Combined Alpha Strategies Offshore Fund Ltd See All Filings	D/A	2016-12-01 15:42:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001389537 Filed Document 0001389537-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:42:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curiouser Products Inc See All Filings	D	2016-12-01 15:42:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001691255 Filed Document 0001691255-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:42:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Absolute Return Strategy II Offshore Fund Ltd See All Filings	D/A	2016-12-01 15:40:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001412058 Filed Document 0001412058-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:40:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KNIGHTHEAD DOMESTIC FUND, LP See All Filings	D/A	2016-12-01 15:39:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438287 Filed Document 0001012975-16-001607 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:39:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IMPEL NEUROPHARMA INC See All Filings	D	2016-12-01 15:37:44 UTC
Amount To Be Raised $37,300,000 Associated Brokers / Dealers Kevin Cable CIK Number 0001445499 Filed Document 0001168404-16-000044 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:37:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KKR HCS Growth Fund ESC L.P. See All Filings	D	2016-12-01 15:37:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691294 Filed Document 0001691294-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:37:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HK 7010 Grand LLC See All Filings	D	2016-12-01 15:31:37 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers N/A CIK Number 0001691213 Filed Document 0001691213-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:31:37 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 166 See All Filings	D	2016-12-01 15:25:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001691002 Filed Document 0001691002-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:25:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Multifamily Portfolio I DST See All Filings	D/A	2016-12-01 15:24:47 UTC
Amount To Be Raised $120,096,882 Associated Brokers / Dealers Christina S. Nielson, Matthew T. Adams, James T. Walesa, Mark G. Kosanke, Lois A. Leynse, Robert S. Smith, Robert R. Tweed, Inland Securites Corporation, John V. Petraglia, Michael P. Black, David B. Levinson, Jeffrey A. Kiesnoski, Eric S. Scaff, Bradford J. Pinter, James M. Gambaccini, Richard J. Zaegal, Eric A, Bicknese, Michael S. Cullen, Robert C. Straton, Thomas J. Ealy, Jeffrey B. Baker, Donovan C. Cheek, Kenneth H. Williams, Daryl C. Debol, Grant A. Knox, Jeanne E. Morelli, Jeanne Y. Duce, John H. Scully, Enoch Chung, Jan I. Zenner, Joseph G. Michaletz, Kent A. Cooper, Clifton M. Yasutomi, Marilyn A. Schmitt, James E. Fereday, Neel J. Keiser, Ryan P. Sullivan, Mark R. Swartz, Arnold T. Beck Jr., Edward P. Deicke, Nathaniel M. Kuhn, Stanley B. Secor, Peter Maniscalco, Spencer L. Weston, Joseph J. Reynolds, Mark L. Lopez, Robert A. Horning, Adam J. Bryan, Robert H. Chapman, and Jeffery S. Powell CIK Number 0001685331 Filed Document 0001685331-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:24:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
PIMCO Global Inflation Linked Bond Fund Ltd. See All Filings	D/A	2016-12-01 15:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001628775 Filed Document 0001628775-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:22:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Krispy Kreme Holdings, Inc. See All Filings	D	2016-12-01 15:19:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691325 Filed Document 0001691325-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:19:23 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Get Smart Content, Inc. See All Filings	D	2016-12-01 15:19:17 UTC
Amount To Be Raised $1,890,000 Associated Brokers / Dealers N/A CIK Number 0001592971 Filed Document 0001592971-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:19:17 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. See All Filings	D/A	2016-12-01 15:19:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001565437 Filed Document 0001565437-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:19:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun To Water Technologies, LLC See All Filings	D	2016-12-01 15:16:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001691321 Filed Document 0001691321-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:16:49 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 155 See All Filings	D	2016-12-01 15:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001681768 Filed Document 0001681768-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:16:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YI XI XIN INC See All Filings	D	2016-12-01 15:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691233 Filed Document 0001520138-16-001278 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:16:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Cambridge West 2 LLC See All Filings	D	2016-12-01 15:16:27 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001691241 Filed Document 0001691241-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:16:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ACON BioMatrix Investors I, L.L.C. See All Filings	D	2016-12-01 15:11:41 UTC
Amount To Be Raised $57,500,000 Associated Brokers / Dealers N/A CIK Number 0001691205 Filed Document 0001140361-16-088364 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:11:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Diamcor Mining Inc. See All Filings	D	2016-12-01 15:05:36 UTC
Amount To Be Raised $122,100 Associated Brokers / Dealers N/A CIK Number 0001484874 Filed Document 0001484874-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:05:36 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Accel India V L.P. See All Filings	D	2016-12-01 15:01:32 UTC
Amount To Be Raised $430,000,000 Associated Brokers / Dealers N/A CIK Number 0001687347 Filed Document 0001687347-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 15:01:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Walden Ridge Acquisitions, LLC See All Filings	D/A	2016-12-01 14:58:52 UTC
Amount To Be Raised $3,825,000 Associated Brokers / Dealers Corporate Finance Securities, Inc., Patrick Capital Markets, LLC, and Andrew D. Mercer CIK Number 0001681404 Filed Document 0001681404-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:58:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Capriotti's Sandwich Shop, Inc. See All Filings	D	2016-12-01 14:57:32 UTC
Amount To Be Raised $500,500 Associated Brokers / Dealers N/A CIK Number 0001573096 Filed Document 0001573096-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:57:32 UTC Type of Offering D Industry Restaurants Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Western Alternative Strategies, L.P. See All Filings	D/A	2016-12-01 14:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529252 Filed Document 0001315863-16-001944 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:56:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Western Alternative Strategies, L.P. See All Filings	D/A	2016-12-01 14:55:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529252 Filed Document 0001315863-16-001943 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:55:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AXPM Services, LLC See All Filings	D	2016-12-01 14:40:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690424 Filed Document 0001690424-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:40:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Green Commuter, Inc. See All Filings	D	2016-12-01 14:40:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001690810 Filed Document 0001690810-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:40:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Covalis Capital Fund LP See All Filings	D/A	2016-12-01 14:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618100 Filed Document 0000902664-16-008942 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:39:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Health Care Strategic Growth Fund L.P. See All Filings	D	2016-12-01 14:34:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691293 Filed Document 0001691293-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:34:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVTPI, LLC See All Filings	D	2016-12-01 14:34:31 UTC
Amount To Be Raised $4,860,000 Associated Brokers / Dealers N/A CIK Number 0001688681 Filed Document 0001688681-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:34:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Anfiro, Inc. See All Filings	D	2016-12-01 14:34:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001691113 Filed Document 0001691113-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:34:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Allergy Amulet, Inc. See All Filings	D/A	2016-12-01 14:32:16 UTC
Amount To Be Raised $1,024,987 Associated Brokers / Dealers N/A CIK Number 0001684003 Filed Document 0000897069-16-001126 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:32:16 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Materna Medical Inc See All Filings	D	2016-12-01 14:26:43 UTC
Amount To Be Raised $5,106,035 Associated Brokers / Dealers N/A CIK Number 0001498158 Filed Document 0001498158-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:26:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BBM Brazil Equity Fund LLC See All Filings	D/A	2016-12-01 14:17:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535188 Filed Document 0001535188-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:17:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InScape Circle, LLC See All Filings	D	2016-12-01 14:08:24 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers N/A CIK Number 0001671567 Filed Document 0001671567-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 14:08:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
DELAWARE LIFE SEPARATE ACCOUNT S See All Filings	D/A	2016-12-01 13:58:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., GA Financial, Inc., Becker & Suffern, Ltd, Commonwealth Financial Network, Geneos Wealth Management, Inc, FNBB Capital Markets, LLC, and KCG Securities CIK Number 0001407851 Filed Document 0001459942-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:58:30 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Worcester Investments, LLC See All Filings	D	2016-12-01 13:56:23 UTC
Amount To Be Raised $759,980 Associated Brokers / Dealers None CIK Number 0001613112 Filed Document 0001613112-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:56:23 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Common
Jewel Fund, L, P, See All Filings	D/A	2016-12-01 13:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324427 Filed Document 0001324427-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 13:52:58 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity