Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AG FDS, L.P. See All Filings	D/A	2016-12-01 18:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572145 Filed Document 0001572145-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:46:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empire Biotechnologies, Inc. See All Filings	D	2016-12-01 18:44:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001691107 Filed Document 0001691107-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:44:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Canvas Media Studios, Inc. See All Filings	D	2016-12-01 18:42:35 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001691368 Filed Document 0001691368-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:42:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lands, LLLP See All Filings	D	2016-12-01 18:34:33 UTC
Amount To Be Raised $1,376,300 Associated Brokers / Dealers N/A CIK Number 0001691388 Filed Document 0001691388-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:34:33 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AG SCS Fund, L.P. See All Filings	D/A	2016-12-01 18:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617272 Filed Document 0001617272-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:30:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosperity Organic Foods, Inc. See All Filings	D	2016-12-01 18:21:49 UTC
Amount To Be Raised $4,477,107 Associated Brokers / Dealers N/A CIK Number 0001484621 Filed Document 0001484621-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:21:49 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RSG1, LLC See All Filings	D	2016-12-01 18:11:07 UTC
Amount To Be Raised $376,000 Associated Brokers / Dealers N/A CIK Number 0001690174 Filed Document 0001690174-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:11:07 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ETK NET LEASE FUND I, LLC See All Filings	D	2016-12-01 18:10:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers NONE CIK Number 0001691180 Filed Document 0001691180-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:10:24 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-12-01 18:04:17 UTC
Amount To Be Raised $674,016 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000473 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:04:17 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
First Boston Bridge Lending Pool II, LLC See All Filings	D	2016-12-01 17:46:08 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001690993 Filed Document 0001690993-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:46:08 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TRUSTED KEY SOLUTIONS INC. See All Filings	D	2016-12-01 17:40:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001690929 Filed Document 0001690929-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:40:15 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Mudita Archimedes LP See All Filings	D	2016-12-01 17:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690812 Filed Document 0001690812-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:39:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InFocus - Vois, LLC See All Filings	D	2016-12-01 17:38:20 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001691288 Filed Document 0001691288-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:38:20 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Red Road Ventures, LLC See All Filings	D	2016-12-01 17:34:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691356 Filed Document 0001691356-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:34:58 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
WM Capital Partners 58, LLC See All Filings	D	2016-12-01 17:32:17 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers N/A CIK Number 0001688221 Filed Document 0001688221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:32:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SQZ Biotechnologies Co See All Filings	D/A	2016-12-01 17:28:49 UTC
Amount To Be Raised $24,061,840 Associated Brokers / Dealers N/A CIK Number 0001604477 Filed Document 0001604477-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:28:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BAM Ventures Partners II, L.P. See All Filings	D	2016-12-01 17:28:20 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001691175 Filed Document 0001691175-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:28:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurovance, Inc. See All Filings	D/A	2016-12-01 17:27:03 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001544176 Filed Document 0000914760-16-000498 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:27:03 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
Emerald Creek Capital Cayman Income Fund IV, LP See All Filings	D/A	2016-12-01 17:20:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652242 Filed Document 0001682437-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:20:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
L Capital I LP See All Filings	D	2016-12-01 17:19:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691333 Filed Document 0001691333-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:19:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MPIC Fund I LP See All Filings	D/A	2016-12-01 17:14:39 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001363357 Filed Document 0001209191-16-152694 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:14:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stroke Project, Inc. See All Filings	D/A	2016-12-01 17:11:30 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001668962 Filed Document 0001668962-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:11:30 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 161 See All Filings	D	2016-12-01 17:07:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001690778 Filed Document 0001690778-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:07:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECC Income Fund Series X, LP See All Filings	D/A	2016-12-01 17:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677481 Filed Document 0001682437-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PVTPI, LLC See All Filings	D/A	2016-12-01 17:06:12 UTC
Amount To Be Raised $4,860,000 Associated Brokers / Dealers N/A CIK Number 0001688681 Filed Document 0001688681-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:06:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
JAWANASHOP INC. See All Filings	D	2016-12-01 17:04:48 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers Chris Sargent CIK Number 0001671991 Filed Document 0001671991-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:04:48 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
PIMCO BRAVO Fund III Special Offshore Feeder, L.P. See All Filings	D	2016-12-01 17:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001690891 Filed Document 0001690891-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:04:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P. See All Filings	D	2016-12-01 17:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001690896 Filed Document 0001690896-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:03:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO Fund III Special Onshore Feeder, L.P. See All Filings	D	2016-12-01 17:02:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001690895 Filed Document 0001690895-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:02:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO Fund III Offshore Feeder, L.P. See All Filings	D	2016-12-01 16:59:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC and MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001690892 Filed Document 0001690892-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:59:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FJ Labs LEH LLC See All Filings	D	2016-12-01 16:58:54 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001690857 Filed Document 0001690857-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:58:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO Fund III Onshore Feeder TE, L.P. See All Filings	D	2016-12-01 16:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001690893 Filed Document 0001690893-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:57:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jasper Ridge Private Opportunities II (TE), L.P. See All Filings	D	2016-12-01 16:57:26 UTC
Amount To Be Raised $51,530,000 Associated Brokers / Dealers N/A CIK Number 0001659876 Filed Document 0001519924-16-000039 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:57:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO BRAVO Fund III Onshore Feeder, L.P. See All Filings	D	2016-12-01 16:55:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001690894 Filed Document 0001690894-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:55:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indianapolis Medical Office DST See All Filings	D/A	2016-12-01 16:55:17 UTC
Amount To Be Raised $13,897,674 Associated Brokers / Dealers Robert S. Smith, Lois A. Leynse, Joseph G. Michaletz, Roger T. Tadsen, John E. Bishop, Eric S. Scaff, Chay Lapin, Jeffrey B. Baker, Eric A. Bicknese, Thomas J. Ealy, Silver Portal Capital LLC, Nathaniel M. Kuhn, Dwight K. Kay, Trawnegan Gall, John P. Harvey Jr., Jeffrey L. Davis, David B. Levinson, and Verln B. Dewit CIK Number 0001686014 Filed Document 0001686014-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:55:17 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
TALON 110 ATRIUM LLC See All Filings	D	2016-12-01 16:55:01 UTC
Amount To Be Raised $3,725,000 Associated Brokers / Dealers N/A CIK Number 0001690926 Filed Document 0001690926-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:55:01 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
ECC Income Fund Series CH, LLC See All Filings	D/A	2016-12-01 16:54:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682437 Filed Document 0001682437-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:54:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BC Platforms AG See All Filings	D	2016-12-01 16:54:04 UTC
Amount To Be Raised $2,950,751 Associated Brokers / Dealers N/A CIK Number 0001689132 Filed Document 0001689132-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:54:04 UTC Type of Offering D Industry Other Technology Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Debt
BIOINCEPT LLC See All Filings	D/A	2016-12-01 16:52:59 UTC
Amount To Be Raised $7,284,757 Associated Brokers / Dealers N/A CIK Number 0001401750 Filed Document 0001192482-16-000761 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:52:59 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
C.L.-Ascent, L.P. See All Filings	D	2016-12-01 16:48:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691227 Filed Document 0000902664-16-008943 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:48:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Jasper Ridge Private Opportunities II, L.P. See All Filings	D	2016-12-01 16:45:57 UTC
Amount To Be Raised $290,820,000 Associated Brokers / Dealers N/A CIK Number 0001659838 Filed Document 0001519924-16-000038 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:45:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ikarian Healthcare Fund, L.P. See All Filings	D/A	2016-12-01 16:45:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656436 Filed Document 0001656436-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:45:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Energy Founders Fund, LP See All Filings	D	2016-12-01 16:37:11 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001691060 Filed Document 0001691060-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:37:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roanoke MOB, LP See All Filings	D	2016-12-01 16:36:07 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001691316 Filed Document 0001691316-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:36:07 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SR REALTY TRUST, INC. See All Filings	D	2016-12-01 16:21:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001621522 Filed Document 0001621522-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:21:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Infrastructure Networks, Inc. See All Filings	D	2016-12-01 16:16:36 UTC
Amount To Be Raised $4,773,805 Associated Brokers / Dealers N/A CIK Number 0001590956 Filed Document 0001590956-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:16:36 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ACRG HOLDINGS LLC See All Filings	D	2016-12-01 16:14:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001690868 Filed Document 0001690868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:14:09 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
YELLOWSTONE STORAGE FUND 2014, LP See All Filings	D	2016-12-01 16:12:01 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001610797 Filed Document 0001610797-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:12:01 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Combate Americas, LLC See All Filings	D	2016-12-01 16:11:07 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001690989 Filed Document 0001012975-16-001610 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:11:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KNIGHTHEAD MASTER FUND LP See All Filings	D/A	2016-12-01 16:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438289 Filed Document 0001012975-16-001609 Exclusions or Exemptions 506b Accepted Date 2016-12-01 16:11:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity