Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD See All Filings	D/A	2016-12-02 13:47:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171962 Filed Document 0001171962-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-02 13:47:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINSTON GOLD MINING CORP. See All Filings	D	2016-12-02 13:37:32 UTC
Amount To Be Raised $124,270 Associated Brokers / Dealers N/A CIK Number 0001680962 Filed Document 0001183740-16-000474 Exclusions or Exemptions 506b Accepted Date 2016-12-02 13:37:32 UTC Type of Offering D Industry Other Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AGS InvestCo LLC See All Filings	D	2016-12-02 13:31:13 UTC
Amount To Be Raised $7,570,000 Associated Brokers / Dealers N/A CIK Number 0001691135 Filed Document 0001691134-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-02 13:31:13 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Whittaker LLC See All Filings	D/A	2016-12-02 13:26:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652626 Filed Document 0001652626-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-02 13:26:57 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Ezuza, Inc. See All Filings	D	2016-12-02 13:25:34 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001512882 Filed Document 0001512882-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-02 13:25:34 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Davenforth LLC See All Filings	D/A	2016-12-02 13:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625512 Filed Document 0001625512-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-02 13:20:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Alliant Strategic Preservation Fund II, Ltd. See All Filings	D	2016-12-02 13:11:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Alliant Equity Investments, LLC CIK Number 0001691285 Filed Document 0001691285-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 13:11:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS ASSET WVDS LLC See All Filings	D	2016-12-02 13:05:33 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001691454 Filed Document 0001691454-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 13:05:33 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Owl Creek Asia II, L.P. See All Filings	D/A	2016-12-02 12:59:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001407985 Filed Document 0000902664-16-008959 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:59:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ti Bouchon Partners, L.P. See All Filings	D/A	2016-12-02 12:57:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624290 Filed Document 0000919574-16-016992 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:57:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Owl Creek I, L.P. See All Filings	D/A	2016-12-02 12:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001178254 Filed Document 0000902664-16-008958 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:56:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek Asia I, L.P. See All Filings	D/A	2016-12-02 12:53:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001407986 Filed Document 0000902664-16-008957 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:53:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek Socially Responsible Investment Fund, Ltd. See All Filings	D/A	2016-12-02 12:51:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001413450 Filed Document 0000902664-16-008956 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:51:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek Credit Opportunities Fund, Ltd. See All Filings	D/A	2016-12-02 12:48:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001554491 Filed Document 0000902664-16-008955 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:48:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek Credit Opportunities Fund, L.P. See All Filings	D/A	2016-12-02 12:45:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001554485 Filed Document 0000902664-16-008953 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:45:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KATZ LA JOLLA TERRACE LLC See All Filings	D	2016-12-02 12:44:38 UTC
Amount To Be Raised $6,620,000 Associated Brokers / Dealers N/A CIK Number 0001691444 Filed Document 0001691444-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:44:38 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Owl Creek II, L.P. See All Filings	D/A	2016-12-02 12:43:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Owl Creek Asset Management Marketing, LLC CIK Number 0001178296 Filed Document 0000902664-16-008952 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:43:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek Asia Fund, Ltd. See All Filings	D/A	2016-12-02 12:41:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. (Barclays Wealth Americas), Barclays Bank PLC, Stifel, Nicolaus & Company, Inc., and Owl Creek Asset Management Marketing, LLC CIK Number 0001528994 Filed Document 0000902664-16-008951 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:41:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CFC IV LLC See All Filings	D	2016-12-02 12:35:19 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001688588 Filed Document 0001315863-16-001945 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:35:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
RECURSION PHARMACEUTICALS, INC. See All Filings	D/A	2016-12-02 12:33:35 UTC
Amount To Be Raised $15,034,984 Associated Brokers / Dealers N/A CIK Number 0001601830 Filed Document 0001601830-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:33:35 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Owl Creek Overseas Fund, Ltd. See All Filings	D/A	2016-12-02 12:33:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Owl Creek Asset Management Marketing, LLC CIK Number 0001178193 Filed Document 0000902664-16-008950 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:33:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHC Momentum Offshore Feeder Ltd See All Filings	D	2016-12-02 12:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690886 Filed Document 0000919574-16-016990 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:30:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
COOK & BYNUM CAPITAL QP LLC See All Filings	D/A	2016-12-02 12:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387691 Filed Document 0001387691-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:13:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Owl Creek MGM Fund, L.P. See All Filings	D/A	2016-12-02 12:08:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001689504 Filed Document 0000902664-16-008949 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:08:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Massar Macro Commodity Fund, L.P. See All Filings	D/A	2016-12-02 12:03:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640609 Filed Document 0001640609-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-02 12:03:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koco Life, LLC See All Filings	D	2016-12-02 11:58:02 UTC
Amount To Be Raised $15,017,014 Associated Brokers / Dealers N/A CIK Number 0001632367 Filed Document 0001680174-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:58:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ProCARE Portal, LLC See All Filings	D	2016-12-02 11:44:19 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001691366 Filed Document 0001691366-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:44:19 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
AGS Automotive Solutions Holdings LLC See All Filings	D	2016-12-02 11:39:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691134 Filed Document 0001691134-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:39:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ehave, Inc. See All Filings	D	2016-12-02 11:38:06 UTC
Amount To Be Raised $1,702,000 Associated Brokers / Dealers N/A CIK Number 0001653606 Filed Document 0001144204-16-137596 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:38:06 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
uSeek, Inc. See All Filings	D	2016-12-02 11:37:34 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001691159 Filed Document 0001691159-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:37:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
H/2 CP L.P. See All Filings	D/A	2016-12-02 11:25:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659257 Filed Document 0000919574-16-016987 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:25:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PCX HOLDING CORP. See All Filings	D	2016-12-02 11:24:27 UTC
Amount To Be Raised $1,696,867 Associated Brokers / Dealers N/A CIK Number 0001606344 Filed Document 0001405086-16-000699 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:24:27 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bergen Medical Products, Inc. See All Filings	D	2016-12-02 11:08:43 UTC
Amount To Be Raised $3,027,000 Associated Brokers / Dealers N/A CIK Number 0001615712 Filed Document 0001615712-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:08:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
MOON CAPITAL GLOBAL EQUITY FUND LP See All Filings	D/A	2016-12-02 11:08:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324389 Filed Document 0000902664-16-008948 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:08:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOON CAPITAL GLOBAL EQUITY PARTNERS OFFSHORE FUND LTD. See All Filings	D/A	2016-12-02 11:07:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486131 Filed Document 0000902664-16-008947 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:07:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioMatrix Holdings, L.L.C. See All Filings	D	2016-12-02 11:06:04 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001691206 Filed Document 0001140361-16-088496 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:06:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MOON CAPITAL GLOBAL EQUITY OFFSHORE FUND LTD. See All Filings	D/A	2016-12-02 11:05:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324541 Filed Document 0000902664-16-008946 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:05:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerald Creek Capital Income Fund IV, LLC See All Filings	D/A	2016-12-02 11:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635211 Filed Document 0001635211-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
LOWER WACKER SMALL CAP INVESTMENT FUND LLC See All Filings	D/A	2016-12-02 11:04:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276687 Filed Document 0001276687-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:04:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOON CAPITAL GLOBAL EQUITY PARTNERS FUND LP See All Filings	D/A	2016-12-02 11:04:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460115 Filed Document 0000902664-16-008945 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:04:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DA Argentina Recovery Fund, LP See All Filings	D	2016-12-02 11:03:46 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001637769 Filed Document 0001637769-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:03:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LEE Fund Ltd See All Filings	D/A	2016-12-02 10:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559240 Filed Document 0000919574-16-016985 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:50:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bellus Partners, LP See All Filings	D/A	2016-12-02 10:39:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659556 Filed Document 0000919574-16-016982 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Terlingua Fund 1, LP See All Filings	D/A	2016-12-02 10:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563658 Filed Document 0001563658-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cathedral Lake III, Ltd. See All Filings	D/A	2016-12-02 10:29:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffries LLC CIK Number 0001660031 Filed Document 0000945621-16-000778 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:29:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Access Bazaar, Inc. See All Filings	D	2016-12-02 10:24:57 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001691244 Filed Document 0001691244-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:24:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ANCHOR BOLT OFFSHORE FUND LTD. See All Filings	D/A	2016-12-02 10:24:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594372 Filed Document 0000919574-16-016980 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:24:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AdvisorEngine Inc. See All Filings	D	2016-12-02 10:22:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001607589 Filed Document 0001607589-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:22:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Georgia Pastures I LLC See All Filings	D	2016-12-02 10:19:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001691287 Filed Document 0001691287-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:19:43 UTC Type of Offering D Industry Agriculture Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
WINSTON HEDGED EQUITY FUND LTD See All Filings	D/A	2016-12-02 10:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC CIK Number 0001097940 Filed Document 0001097940-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:13:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund