|
|
D |
2016-12-02 19:20:03 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607700
- Filed Document
- 0001607700-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 19:20:03 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-02 18:40:33 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691404
- Filed Document
- 0000927087-16-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 18:40:33 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 18:40:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jonathan P Bren
- CIK Number
- 0001341241
- Filed Document
- 0001095449-16-000311
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 18:40:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 18:26:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jonathan P Bren
- CIK Number
- 0001359786
- Filed Document
- 0001095449-16-000310
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 18:26:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 18:22:55 UTC |
- Amount To Be Raised
- $1,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690330
- Filed Document
- 0001690330-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 18:22:55 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 18:13:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jonathan P Bren
- CIK Number
- 0001413956
- Filed Document
- 0001095449-16-000309
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 18:13:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 17:43:03 UTC |
- Amount To Be Raised
- $100,080
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616624
- Filed Document
- 0001616624-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:43:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 17:32:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651215
- Filed Document
- 0000935836-16-001206
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:32:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:31:10 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001377649
- Filed Document
- 0000935836-16-001205
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:31:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:26:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C. and Alistithmar Capital
- CIK Number
- 0001626618
- Filed Document
- 0001626618-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:26:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:26:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659818
- Filed Document
- 0001659828-16-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:26:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:25:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660048
- Filed Document
- 0001659828-16-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:25:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 17:25:08 UTC |
- Amount To Be Raised
- $425,000
- Associated Brokers / Dealers
- PALLADIUM CAPITAL ADVISORS, LLC
- CIK Number
- 0001363573
- Filed Document
- 0001580695-16-000880
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:25:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-02 17:20:04 UTC |
- Amount To Be Raised
- $800,000,000
- Associated Brokers / Dealers
- Credit Suisse Asset Management, LLC, Triago Americas, Inc., and Sword Securities LLC
- CIK Number
- 0001690787
- Filed Document
- 0000919574-16-017000
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:20:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 17:19:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001571428
- Filed Document
- 0001571428-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:19:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 17:18:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608607
- Filed Document
- 0001608607-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:18:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 17:17:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001585851
- Filed Document
- 0001585851-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:17:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:16:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001569541
- Filed Document
- 0001569541-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:16:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:13:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001589071
- Filed Document
- 0001589071-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:13:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 17:12:19 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690930
- Filed Document
- 0001690930-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:12:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 17:10:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001532934
- Filed Document
- 0001532934-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:10:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:07:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001558407
- Filed Document
- 0001558407-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:07:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 17:07:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691204
- Filed Document
- 0000902664-16-008963
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:07:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:05:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001637306
- Filed Document
- 0001637306-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:05:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 17:04:10 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653731
- Filed Document
- 0001653731-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:04:10 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 17:02:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001571718
- Filed Document
- 0001571718-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:02:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 17:00:50 UTC |
- Amount To Be Raised
- $33,099,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691421
- Filed Document
- 0001140361-16-088651
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 17:00:50 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 16:57:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001653768
- Filed Document
- 0001653768-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:57:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 16:53:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001559671
- Filed Document
- 0001559671-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:53:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 16:51:46 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690583
- Filed Document
- 0001690583-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:51:46 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 16:43:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C.
- CIK Number
- 0001023453
- Filed Document
- 0001458269-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:43:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 16:41:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wedbush Securities Inc., Capital Management Partners, Inc, Equus Financial Consulting LLC, and Equinox Group Distributors, LLC
- CIK Number
- 0001038623
- Filed Document
- 0001458269-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:41:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 16:41:13 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- John G. McCarthy III
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:41:13 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 16:37:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001375128
- Filed Document
- 0001012975-16-001616
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:37:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 16:34:02 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Jeffrey Senglaub
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:34:02 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-02 16:33:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691001
- Filed Document
- 0001140361-16-088625
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:33:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 16:26:48 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Robert Omohundro
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:26:48 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 16:22:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001432372
- Filed Document
- 0001432372-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:22:42 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-02 16:22:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690670
- Filed Document
- 0001690670-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:22:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 16:21:24 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652134
- Filed Document
- 0001652134-16-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:21:24 UTC
- Type of Offering
- D/A
- Industry
- Telecommunications
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-02 16:20:57 UTC |
- Amount To Be Raised
- $112,183,920
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691197
- Filed Document
- 0001691197-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:20:57 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-02 16:18:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001363308
- Filed Document
- 0001012975-16-001615
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:18:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 16:16:09 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Aaron Sevigny
- CIK Number
- 0001681337
- Filed Document
- 0001681337-16-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:16:09 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-02 16:15:50 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVentures Marketplace, Inc.
- CIK Number
- 0001691464
- Filed Document
- 0001682383-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:15:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 16:07:08 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace, Inc.
- CIK Number
- 0001691453
- Filed Document
- 0001682383-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:07:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 16:01:45 UTC |
- Amount To Be Raised
- $104,750,000
- Associated Brokers / Dealers
- LPL FINANCIAL LLC
- CIK Number
- 0001661036
- Filed Document
- 0001661036-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:01:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 16:00:03 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- TerraNova Capital Equities, Inc.
- CIK Number
- 0001690405
- Filed Document
- 0001209191-16-152972
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 16:00:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-12-02 15:59:43 UTC |
- Amount To Be Raised
- $53,468,000
- Associated Brokers / Dealers
- LPL FINANCIAL LLC
- CIK Number
- 0001661035
- Filed Document
- 0001661035-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 15:59:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-02 15:58:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509750
- Filed Document
- 0001012975-16-001614
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 15:58:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-02 15:57:10 UTC |
- Amount To Be Raised
- $9,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526868
- Filed Document
- 0001526868-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-02 15:57:10 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|