|
|
D |
2016-12-06 10:41:03 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649781
- Filed Document
- 0001649781-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 10:41:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-06 10:40:40 UTC |
- Amount To Be Raised
- $26,400,000
- Associated Brokers / Dealers
- CMB Swiss Co GmbH
- CIK Number
- 0001687586
- Filed Document
- 0001687586-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 10:40:40 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-06 10:39:32 UTC |
- Amount To Be Raised
- $561,115
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691435
- Filed Document
- 0001461373-16-000123
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 10:39:32 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-06 10:20:16 UTC |
- Amount To Be Raised
- $882,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668483
- Filed Document
- 0001362118-16-000058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 10:20:16 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-06 10:17:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AON Securities Corp.
- CIK Number
- 0001498521
- Filed Document
- 0001498521-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 10:17:55 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D |
2016-12-06 10:16:21 UTC |
- Amount To Be Raised
- $1,066,500,000
- Associated Brokers / Dealers
- Capstone Advisors SA and CSP SECURITIES, LP
- CIK Number
- 0001689196
- Filed Document
- 0001689196-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 10:16:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-06 10:14:51 UTC |
- Amount To Be Raised
- $5,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502119
- Filed Document
- 0001502119-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 10:14:51 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-06 10:13:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548214
- Filed Document
- 0001548214-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 10:13:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-06 10:02:49 UTC |
- Amount To Be Raised
- $4,969,623
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000728447
- Filed Document
- 0001209191-16-153554
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 10:02:49 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-06 09:59:15 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487523
- Filed Document
- 0001487523-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 09:59:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2016-12-06 09:55:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691563
- Filed Document
- 0001691563-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 09:55:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-06 09:46:25 UTC |
- Amount To Be Raised
- $228,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668483
- Filed Document
- 0001362118-16-000057
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 09:46:25 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-06 09:43:21 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691503
- Filed Document
- 0001691503-16-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2016-12-06 09:43:21 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2016-12-06 09:42:43 UTC |
- Amount To Be Raised
- $190,459
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001380247
- Filed Document
- 0001380247-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 09:42:43 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-12-06 09:40:58 UTC |
- Amount To Be Raised
- $5,094,746
- Associated Brokers / Dealers
- Bryant Kirk and James Gajewski
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000726
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 09:40:58 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-06 09:30:09 UTC |
- Amount To Be Raised
- $7,356,621
- Associated Brokers / Dealers
- Michael Shannon, Joseph Thompson, and Bruce Brownell
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000725
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 09:30:09 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-06 09:26:06 UTC |
- Amount To Be Raised
- $14,517,543
- Associated Brokers / Dealers
- Scott Holton, William Holton, and Richard Devita
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000724
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 09:26:06 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-06 09:20:56 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000723
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 09:20:56 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-06 09:15:26 UTC |
- Amount To Be Raised
- $10,446,738
- Associated Brokers / Dealers
- Centaurus Financial, Inc., DFPG Investments, Dyche Wealth Management, Inc., Lindner Capital Advisors, Inc., NPB Financial Group, LLC, Prakash Investment Advisors, LLC, The Strategic Financial Alliance, Inc., and Trloma Securities, LLC
- CIK Number
- 0001683694
- Filed Document
- 0001683694-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 09:15:26 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-06 09:14:30 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000722
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 09:14:30 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-06 08:55:20 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677799
- Filed Document
- 0001677799-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 08:55:20 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-06 08:25:24 UTC |
- Amount To Be Raised
- $2,343,158
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685038
- Filed Document
- 0001461373-16-000122
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 08:25:24 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-06 08:21:37 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691487
- Filed Document
- 0001691487-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 08:21:37 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-06 08:11:01 UTC |
- Amount To Be Raised
- $31,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658608
- Filed Document
- 0001658608-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 08:11:01 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-06 07:48:29 UTC |
- Amount To Be Raised
- $10,800,000
- Associated Brokers / Dealers
- Steve Russell, Michael Leonard, Erik Dahlquist, and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000721
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 07:48:29 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-06 07:42:20 UTC |
- Amount To Be Raised
- $12,849,584
- Associated Brokers / Dealers
- Steve Russell, Michael Leonard, Erik Dahlquist, and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000720
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 07:42:20 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-06 07:37:49 UTC |
- Amount To Be Raised
- $1,501,653
- Associated Brokers / Dealers
- Kenneth Dayton, Danford Meishen, Susan Heuer, and Patrica Wenzel
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000719
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 07:37:49 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-06 07:32:24 UTC |
- Amount To Be Raised
- $65,006,070
- Associated Brokers / Dealers
- Andrew Arigo
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000718
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 07:32:24 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-06 07:26:42 UTC |
- Amount To Be Raised
- $10,922,748
- Associated Brokers / Dealers
- Jim Edwards and William Schantz
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000717
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 07:26:42 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-06 07:19:53 UTC |
- Amount To Be Raised
- $2,485,458
- Associated Brokers / Dealers
- James Bosley and Race Stowell
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000716
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 07:19:53 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-06 07:04:28 UTC |
- Amount To Be Raised
- $29,866
- Associated Brokers / Dealers
- Donald Harrington and Scott Seibel
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000715
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-06 07:04:28 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-05 20:09:55 UTC |
- Amount To Be Raised
- $4,471,038
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690616
- Filed Document
- 0001690616-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 20:09:55 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-05 19:50:56 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691547
- Filed Document
- 0001691547-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 19:50:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-05 19:22:46 UTC |
- Amount To Be Raised
- $6,525,437
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685861
- Filed Document
- 0001690616-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 19:22:46 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-05 18:53:43 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001691459
- Filed Document
- 0001691459-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 18:53:43 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-05 18:47:43 UTC |
- Amount To Be Raised
- $900,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691568
- Filed Document
- 0001691568-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 18:47:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-05 18:36:15 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691275
- Filed Document
- 0001691275-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 18:36:15 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-05 18:30:30 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690691
- Filed Document
- 0001690691-16-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2016-12-05 18:30:30 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-05 18:16:34 UTC |
- Amount To Be Raised
- $21,827,931
- Associated Brokers / Dealers
- Inland Securites Corporation, David B. Levinson, and Eric S. Scaff
- CIK Number
- 0001691225
- Filed Document
- 0001691225-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 18:16:34 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-05 17:59:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691348
- Filed Document
- 0001140361-16-088849
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 17:59:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-05 17:53:18 UTC |
- Amount To Be Raised
- $222,436
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643715
- Filed Document
- 0001643715-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 17:53:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-05 17:45:02 UTC |
- Amount To Be Raised
- $4,458,891
- Associated Brokers / Dealers
- SPROTT GLOBAL RESOURCE INVESTMENTS LTD
- CIK Number
- 0001650196
- Filed Document
- 0001534122-16-000121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 17:45:02 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-05 17:30:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689668
- Filed Document
- 0001689668-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 17:30:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-05 17:28:50 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691458
- Filed Document
- 0001691458-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 17:28:50 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-05 17:18:56 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691491
- Filed Document
- 0001691491-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 17:18:56 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-12-05 17:18:48 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Bentley Securities Corporation and Young America Capital, LLC
- CIK Number
- 0001658108
- Filed Document
- 0001658108-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 17:18:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-05 17:18:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561528
- Filed Document
- 0001561528-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 17:18:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-05 17:11:06 UTC |
- Amount To Be Raised
- $355,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001383457
- Filed Document
- 0001383457-16-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 17:11:06 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- KANSAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2016-12-05 17:10:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC and affiliated entities, Raymond James & Associates, Inc. and affiliated entities, and Hightower Advisors LLC
- CIK Number
- 0001544206
- Filed Document
- 0001544206-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 17:10:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-05 17:05:55 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651005
- Filed Document
- 0001651005-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-05 17:05:55 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|