Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HSP EDC LLC See All Filings	D	2018-12-14 18:14:43 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001760980 Filed Document 0001760980-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 18:14:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
SBA Properties LLC See All Filings	D	2018-12-14 17:53:18 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001751773 Filed Document 0001751773-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:53:18 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 214 See All Filings	D	2018-12-14 17:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001761837 Filed Document 0001761837-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:45:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maude Group, Inc. See All Filings	D	2018-12-14 17:39:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001761790 Filed Document 0001761790-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:39:36 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OWS Credit Opportunity Offshore Fund III, Ltd. See All Filings	D/A	2018-12-14 17:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660806 Filed Document 0000902664-18-004361 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:16:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Trace Genomics, Inc. See All Filings	D/A	2018-12-14 17:15:20 UTC
Amount To Be Raised $21,421,869 Associated Brokers / Dealers N/A CIK Number 0001741875 Filed Document 0001741875-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:15:20 UTC Type of Offering D/A Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OWS Credit Opportunity Offshore Fund II, Ltd. See All Filings	D/A	2018-12-14 17:14:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655496 Filed Document 0000902664-18-004360 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:14:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kairos-Foldax SPV, L.P. See All Filings	D	2018-12-14 17:13:17 UTC
Amount To Be Raised $5,632,000 Associated Brokers / Dealers N/A CIK Number 0001706803 Filed Document 0001315863-18-000948 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:13:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DOF VI REIT Holdings, LLC See All Filings	D	2018-12-14 17:12:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001761988 Filed Document 0000947871-18-000975 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:12:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Multiverse Investment Fund I, LP See All Filings	D	2018-12-14 17:11:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744844 Filed Document 0001744844-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-12-14 17:11:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRADUATE HOTELS FUND III WEST COAST REIT LLC See All Filings	D	2018-12-14 17:02:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers IROQUOIS CAPITAL ADVISORS, LLC CIK Number 0001761985 Filed Document 0001761985-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:02:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GRADUATE HOTELS FUND III EAST COAST REIT LLC See All Filings	D	2018-12-14 17:01:40 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers IROQUOIS CAPITAL ADVISORS, LLC CIK Number 0001761984 Filed Document 0001761984-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:01:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sapphire Sport, L.P. See All Filings	D/A	2018-12-14 17:00:19 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers N/A CIK Number 0001722609 Filed Document 0001722609-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 17:00:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE MUTUAL FUNDS See All Filings	D	2018-12-14 16:59:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001048702 Filed Document 0001567619-18-008025 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:59:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commercial Investment Corp See All Filings	D	2018-12-14 16:55:19 UTC
Amount To Be Raised $590,000 Associated Brokers / Dealers N/A CIK Number 0001686111 Filed Document 0001686111-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:55:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
ClinOne, Inc. See All Filings	D/A	2018-12-14 16:53:01 UTC
Amount To Be Raised $4,345,780 Associated Brokers / Dealers N/A CIK Number 0001729219 Filed Document 0001729219-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:53:01 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Item 9 Labs Corp. See All Filings	D	2018-12-14 16:52:59 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001500123 Filed Document 0001554795-18-000377 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:52:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Bay Equity LLC See All Filings	D	2018-12-14 16:45:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001412697 Filed Document 0001759923-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:45:38 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Student Housing Fund I NE OTC, LLC See All Filings	D	2018-12-14 16:44:02 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers n/a CIK Number 0001761186 Filed Document 0001761186-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:44:02 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Astorg VII (Feeder) See All Filings	D	2018-12-14 16:43:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ecus Capital and Park Hill Group LLC CIK Number 0001760868 Filed Document 0001760868-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:43:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRPG Haviland Gates Investors LLC See All Filings	D	2018-12-14 16:41:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761869 Filed Document 0001761869-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:41:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commercial Investment Corp See All Filings	D	2018-12-14 16:41:30 UTC
Amount To Be Raised $2,595,000 Associated Brokers / Dealers N/A CIK Number 0001686111 Filed Document 0001686111-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:41:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Aerial Investment Management LLC See All Filings	D	2018-12-14 16:38:33 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001761841 Filed Document 0001761841-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-14 16:38:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Upfront VI Partners, L.P. See All Filings	D	2018-12-14 16:36:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001758313 Filed Document 0001758313-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:36:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prescience Point Special Opportunity LP See All Filings	D	2018-12-14 16:33:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761838 Filed Document 0001761838-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:33:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Cancer Technology, Inc. See All Filings	1-A/A	2018-12-14 16:33:24 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001743261 Filed Document 0001683168-18-003709 Accepted Date 2018-12-14 16:33:24 UTC Type of Offering 1-A/A Industry SURGICAL & MEDICAL INSTRUMENTS & APPARATUS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
VIDA STAR PROPERTIES, LLC See All Filings	D	2018-12-14 16:33:14 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers TrustFirst, Inc. CIK Number 0001761711 Filed Document 0001761711-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:33:14 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ArtistWorks, LLC See All Filings	C/A	2018-12-14 16:32:09 UTC
Financial Interest None Filing Platform MicroVenture Marketplace Inc. Offering Amount $107,000 CIK Number 0001720035 Filed Document 0001720035-18-000004 Accepted Date 2018-12-14 16:32:09 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Propel, Inc. See All Filings	D	2018-12-14 16:31:23 UTC
Amount To Be Raised $12,819,645 Associated Brokers / Dealers N/A CIK Number 0001706352 Filed Document 0001567619-18-008018 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:31:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VP Advance Funding L.P. See All Filings	D	2018-12-14 16:29:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Pactolus Securities, LLC CIK Number 0001761342 Filed Document 0001615774-18-014469 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:29:22 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Mahartha Partners, LP See All Filings	D	2018-12-14 16:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760668 Filed Document 0001760668-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:27:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Misty Robotics, Inc. See All Filings	D	2018-12-14 16:26:01 UTC
Amount To Be Raised $10,999,998 Associated Brokers / Dealers N/A CIK Number 0001707787 Filed Document 0001707787-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:26:01 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Texas Citizens Bancorp, Inc. See All Filings	D	2018-12-14 16:23:06 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0001702235 Filed Document 0001702235-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:23:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Stray Dog Capital Fund II, L.P. See All Filings	D/A	2018-12-14 16:15:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749917 Filed Document 0001749917-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:15:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omni SPC, Ltd. See All Filings	D/A	2018-12-14 16:15:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499915 Filed Document 0001499915-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:15:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SourceDay, Inc. See All Filings	D	2018-12-14 16:14:36 UTC
Amount To Be Raised $6,540,000 Associated Brokers / Dealers N/A CIK Number 0001712112 Filed Document 0001712112-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:14:36 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OGDEN PROFESSIONAL BASEBALL INC See All Filings	D	2018-12-14 16:10:49 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0000914368 Filed Document 0000914368-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:10:49 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Kingsbridge Alternative Strategies Fund, LP See All Filings	D/A	2018-12-14 16:10:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445436 Filed Document 0001445436-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:10:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevated I Fund LP See All Filings	D	2018-12-14 16:04:33 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001761505 Filed Document 0001761505-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:04:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forthiteos, LLC See All Filings	D	2018-12-14 16:03:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001731652 Filed Document 0001731652-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:03:59 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SimpleShip Holdings,LLC See All Filings	D	2018-12-14 16:03:37 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001710876 Filed Document 0001710876-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:03:37 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Claren Road Credit Fund, Ltd. See All Filings	D/A	2018-12-14 16:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474920 Filed Document 0000905718-18-000974 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:01:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Omni SPC, Ltd. See All Filings	D/A	2018-12-14 16:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499915 Filed Document 0001499915-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:00:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claren Road Credit Partners, LP See All Filings	D/A	2018-12-14 16:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353586 Filed Document 0000905718-18-000972 Exclusions or Exemptions 506b Accepted Date 2018-12-14 16:00:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JUNIPER NETWORKS INC See All Filings	D	2018-12-14 15:59:15 UTC
Amount To Be Raised $1,568,101 Associated Brokers / Dealers N/A CIK Number 0001043604 Filed Document 0001043604-18-000081 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:59:15 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Eagle Protect, PBC See All Filings	C/A	2018-12-14 15:57:46 UTC
Financial Interest None. Filing Platform MiTec, PBC Offering Amount $1,070,000 CIK Number 0001753336 Filed Document 0001753336-18-000003 Accepted Date 2018-12-14 15:57:46 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
PRG Mobile Portfolio Investors LLC See All Filings	D	2018-12-14 15:57:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761878 Filed Document 0001660825-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:57:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORE ENDOWMENT PORTFOLIO II L P See All Filings	D/A	2018-12-14 15:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390878 Filed Document 0001390878-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOCURITY PHARMACEUTICALS INC. See All Filings	D	2018-12-14 15:50:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NANCY J. CASS CIK Number 0001639681 Filed Document 0001639681-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:50:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Starchain Capital Management LLC See All Filings	D	2018-12-14 15:47:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756850 Filed Document 0001756850-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 15:47:14 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity