Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alitheon, Inc. See All Filings	D	2018-12-18 17:04:56 UTC
Amount To Be Raised $10,040,535 Associated Brokers / Dealers N/A CIK Number 0001708239 Filed Document 0001708239-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 17:04:56 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pulmatrix, Inc. See All Filings	D	2018-12-18 17:00:26 UTC
Amount To Be Raised $3,656,250 Associated Brokers / Dealers N/A CIK Number 0001574235 Filed Document 0001209191-18-063235 Exclusions or Exemptions 506b Accepted Date 2018-12-18 17:00:26 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hudson Valley Property Group LLC See All Filings	D	2018-12-18 16:58:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001593385 Filed Document 0001593385-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:58:18 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
APP ONBOARD, a Series of Breakawaygrowth LLC See All Filings	D/A	2018-12-18 16:52:31 UTC
Amount To Be Raised $5,195,009 Associated Brokers / Dealers N/A CIK Number 0001756515 Filed Document 0001748517-18-000026 Exclusions or Exemptions 506c Accepted Date 2018-12-18 16:52:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sage Equity Partners BP, LP See All Filings	D/A	2018-12-18 16:49:38 UTC
Amount To Be Raised $4,347,400 Associated Brokers / Dealers N/A CIK Number 0001740999 Filed Document 0001740999-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:49:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UrbanSitter, Inc. See All Filings	D	2018-12-18 16:46:21 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001537586 Filed Document 0001537586-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:46:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LaSalle Income & Growth Fund VIII, L.P. See All Filings	D	2018-12-18 16:45:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760192 Filed Document 0001760192-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-18 16:45:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MJLF & Associates Inc. See All Filings	D/A	2018-12-18 16:43:07 UTC
Amount To Be Raised $1,818,300 Associated Brokers / Dealers N/A CIK Number 0001535836 Filed Document 0001535836-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:43:07 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
Polysign, Inc. See All Filings	D	2018-12-18 16:43:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001722286 Filed Document 0001722286-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:43:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-NTZ, a series of Equidate Investments LLC See All Filings	D/A	2018-12-18 16:40:47 UTC
Amount To Be Raised $1,974,929 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001719154 Filed Document 0001748517-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:40:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prudential Retirement Insurance & Annuity Co See All Filings	D	2018-12-18 16:40:22 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers John Barrasso, John Scott Boyd, and Scott Gaul CIK Number 0001444597 Filed Document 0001209191-18-063217 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:40:22 UTC Type of Offering D Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
FIVE CORNERS PARTNERS LP See All Filings	D/A	2018-12-18 16:37:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001091003 Filed Document 0001091003-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:37:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiny Fund II, a series of Tiny Supercomputer Investment Companies, LP See All Filings	D/A	2018-12-18 16:34:09 UTC
Amount To Be Raised $2,732,480 Associated Brokers / Dealers N/A CIK Number 0001742698 Filed Document 0001748517-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:34:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nighthawk Redtop, LLC See All Filings	D	2018-12-18 16:33:23 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001762282 Filed Document 0001445866-18-001364 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:33:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Tiny II, a series of Continental Tiny Supercomputer Investment Companies, LP See All Filings	D/A	2018-12-18 16:31:44 UTC
Amount To Be Raised $723,000 Associated Brokers / Dealers N/A CIK Number 0001743338 Filed Document 0001748517-18-000023 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:31:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aqualitas Inc. See All Filings	D	2018-12-18 16:31:03 UTC
Amount To Be Raised $474,677 Associated Brokers / Dealers N/A CIK Number 0001711917 Filed Document 0001711917-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:31:03 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LocaLoop, Inc. See All Filings	D	2018-12-18 16:29:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001654418 Filed Document 0001654418-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:29:51 UTC Type of Offering D Industry Telecommunications Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Latitude, L.P. See All Filings	D	2018-12-18 16:29:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761868 Filed Document 0001761868-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:29:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Founders First, a series of Founders First Fund, LP See All Filings	D/A	2018-12-18 16:27:35 UTC
Amount To Be Raised $1,525,500 Associated Brokers / Dealers N/A CIK Number 0001727421 Filed Document 0001748517-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:27:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copperstate Farms, LLC See All Filings	D/A	2018-12-18 16:27:28 UTC
Amount To Be Raised $8,650,059 Associated Brokers / Dealers N/A CIK Number 0001754472 Filed Document 0001754472-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:27:28 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Swift Real Estate Partners Parallel Fund III, L.P. See All Filings	D	2018-12-18 16:25:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762187 Filed Document 0001762185-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:25:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JAZZ Human Performance Opportunity Fund, LP See All Filings	D	2018-12-18 16:25:18 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001762297 Filed Document 0001762297-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:25:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PTM Partners Opportunity Zone Fund I, LP See All Filings	D/A	2018-12-18 16:24:56 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001757649 Filed Document 0001755914-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:24:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ASP Partners 2019 LP See All Filings	D	2018-12-18 16:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756229 Filed Document 0001756229-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:24:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Mom Project Inc. See All Filings	D	2018-12-18 16:24:10 UTC
Amount To Be Raised $8,200,006 Associated Brokers / Dealers N/A CIK Number 0001727980 Filed Document 0001231919-18-000050 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:24:10 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Swift Real Estate Partners Fund III, L.P. See All Filings	D	2018-12-18 16:22:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762186 Filed Document 0001762185-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:22:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-DBE-17-Fund, a series of AX-PeSo-Funds, LLC See All Filings	D	2018-12-18 16:19:09 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001759990 Filed Document 0001748517-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:19:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street 2019 Global Fund LP See All Filings	D	2018-12-18 16:18:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756151 Filed Document 0001756151-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:18:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
A-THN-11-Fund, a series of Struck Capital Funds, LLC See All Filings	D	2018-12-18 16:17:45 UTC
Amount To Be Raised $193,000 Associated Brokers / Dealers N/A CIK Number 0001759728 Filed Document 0001748517-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:17:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RPS-14-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2018-12-18 16:16:16 UTC
Amount To Be Raised $86,444 Associated Brokers / Dealers N/A CIK Number 0001755332 Filed Document 0001748517-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:16:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenspring Global Partners IX (Strategic), L.P. See All Filings	D	2018-12-18 16:14:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001761549 Filed Document 0001761549-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:14:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KOINDRAGON CAPITAL LP See All Filings	D/A	2018-12-18 16:13:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HENRY SMITH CIK Number 0001758148 Filed Document 0001758148-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:13:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JFL-IPR Co-Invest Partners, L.P. See All Filings	D	2018-12-18 16:12:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762305 Filed Document 0001762305-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:12:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street 2019 Direct Growth Equity Fund LP See All Filings	D	2018-12-18 16:12:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756458 Filed Document 0001756458-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:12:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
LiquidPiston, Inc. See All Filings	D	2018-12-18 16:11:10 UTC
Amount To Be Raised $299,150 Associated Brokers / Dealers WeFunder Portal LLC CIK Number 0001446275 Filed Document 0001446275-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-12-18 16:11:10 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Greenspring Global Partners IX (Cayman), L.P. See All Filings	D	2018-12-18 16:08:10 UTC
Amount To Be Raised $123,000,000 Associated Brokers / Dealers VCP Advisors LLC, Innovation Partners, LLC, WaveCrest Securities, LLC, PAS Advisory Services Pty Ltd, FPA Financial Corporation Pte Ltd., Monument Group, Inc., Stifel Nicolaus & Company, Incorporated, and Kronstein Alternative Investment Advisors GmbH CIK Number 0001761548 Filed Document 0001761548-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:08:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AMP Capital Global Infrastructure Fund II A LP See All Filings	D/A	2018-12-18 16:06:56 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001725620 Filed Document 0001725620-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street 2019 Non-US Fund LP See All Filings	D	2018-12-18 16:04:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756152 Filed Document 0001756152-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:04:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
AMP Capital Global Infrastructure Fund II B LP See All Filings	D/A	2018-12-18 16:03:44 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001725521 Filed Document 0001725521-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:03:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
AlphaOne Global Innovations Fund, LP See All Filings	D/A	2018-12-18 16:02:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558772 Filed Document 0001567619-18-008238 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:02:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ridgemont Equity Partners Affiliates III, L.P. See All Filings	D	2018-12-18 16:02:15 UTC
Amount To Be Raised $26,788,000 Associated Brokers / Dealers N/A CIK Number 0001754722 Filed Document 0001754722-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:02:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
A-JUS-22-Fund, a series of AngelList-KL-Funds, LLC See All Filings	D	2018-12-18 16:01:26 UTC
Amount To Be Raised $569,676 Associated Brokers / Dealers N/A CIK Number 0001758769 Filed Document 0001748517-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-12-18 16:01:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-NWQ-12-PR-B-Fund, a series of AX-79Vc-Funds, LLC See All Filings	D	2018-12-18 15:59:12 UTC
Amount To Be Raised $320,845 Associated Brokers / Dealers N/A CIK Number 0001759687 Filed Document 0001748517-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-12-18 15:59:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMP Capital Global Infrastructure Fund II C LP See All Filings	D/A	2018-12-18 15:58:37 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001735281 Filed Document 0001735281-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 15:58:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Greenspring Global Partners IX-K, L.P. See All Filings	D	2018-12-18 15:58:33 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers VCP Advisors LLC CIK Number 0001761547 Filed Document 0001761547-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 15:58:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BPR-FF LLC See All Filings	D	2018-12-18 15:58:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001761924 Filed Document 0001761924-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 15:58:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Roar Beverages LLC See All Filings	D	2018-12-18 15:57:47 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001762159 Filed Document 0001762159-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 15:57:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
BPY Retail Holdings REIT LLC See All Filings	D	2018-12-18 15:55:48 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001761916 Filed Document 0001761916-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 15:55:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street 2019 US Fund LP See All Filings	D	2018-12-18 15:54:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756155 Filed Document 0001756155-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 15:54:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Atalaya Equipment Leasing Fund I LP See All Filings	D	2018-12-18 15:52:38 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001762227 Filed Document 0001762227-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 15:52:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund