Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SYNCORA HOLDINGS LTD See All Filings	D/A	2019-01-30 14:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358164 Filed Document 0001358164-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 14:01:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Edge Systems Technologies, LLC See All Filings	D/A	2019-01-30 13:58:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001657773 Filed Document 0001657773-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:58:31 UTC Type of Offering D/A Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
GLOBEFLEX INTERNATIONAL PARTNERS (QP), L P See All Filings	D/A	2019-01-30 13:55:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339848 Filed Document 0000925056-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:55:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RENAISSANCE ACCESS LLC See All Filings	D/A	2019-01-30 13:43:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001401868 Filed Document 0001401868-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:43:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arboretum Ventures V, L.P. See All Filings	D	2019-01-30 13:37:54 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001764841 Filed Document 0001764841-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:37:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlobeFlex International All Cap Commingled Trust a Ser of GlobeFlex Commingled TR See All Filings	D/A	2019-01-30 13:34:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394518 Filed Document 0000925056-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:34:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appia Energy Corp. See All Filings	D	2019-01-30 13:27:38 UTC
Amount To Be Raised $19,616 Associated Brokers / Dealers N/A CIK Number 0001419336 Filed Document 0001419336-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:27:38 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
AS Bruch Fund, LLC See All Filings	D/A	2019-01-30 13:18:00 UTC
Amount To Be Raised $533,700 Associated Brokers / Dealers N/A CIK Number 0001763291 Filed Document 0001753318-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:18:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sky Holdco Corp See All Filings	D	2019-01-30 13:17:36 UTC
Amount To Be Raised $277,307,262 Associated Brokers / Dealers N/A CIK Number 0001766379 Filed Document 0000950172-19-000028 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:17:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GlobeFlex Emerging Markets Small Cap, L.P. See All Filings	D/A	2019-01-30 13:11:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925056 Filed Document 0000925056-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:11:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHBRIDGE OAKLAND FUND I LP See All Filings	D	2019-01-30 13:10:30 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001766257 Filed Document 0001766257-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:10:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UZ Micromobility Project SPV I, a Series of UZ Management Capital, LLC See All Filings	D	2019-01-30 13:07:57 UTC
Amount To Be Raised $7,601,652 Associated Brokers / Dealers N/A CIK Number 0001753318 Filed Document 0001753318-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:07:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Willogrove Investors LLC See All Filings	D	2019-01-30 13:02:11 UTC
Amount To Be Raised $3,332,916 Associated Brokers / Dealers N/A CIK Number 0001765755 Filed Document 0001765755-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-01-30 13:02:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
BIOVENTRIX INC See All Filings	D/A	2019-01-30 13:01:52 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. CIK Number 0001283259 Filed Document 0001461859-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-30 13:01:52 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCM Opportunity Fund II, L.P. See All Filings	D	2019-01-30 12:50:30 UTC
Amount To Be Raised $5,270,000 Associated Brokers / Dealers N/A CIK Number 0001764200 Filed Document 0001764200-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 12:50:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Arlington Dental Associates PC See All Filings	D	2019-01-30 12:33:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758939 Filed Document 0001758939-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 12:33:08 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Gorge CoHousing, LLC See All Filings	D	2019-01-30 12:32:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001766105 Filed Document 0001766105-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 12:32:45 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Wenzel Spine, Inc. See All Filings	D	2019-01-30 12:30:12 UTC
Amount To Be Raised $3,499,789 Associated Brokers / Dealers N/A CIK Number 0001475847 Filed Document 0001475847-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 12:30:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tortoise Direct Social Infrastructure Fund II, LP See All Filings	D	2019-01-30 12:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tortoise Securities, LLC CIK Number 0001765954 Filed Document 0001765954-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 12:28:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walker Reynolds Lodging Partners, LLC See All Filings	D/A	2019-01-30 12:05:12 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001729423 Filed Document 0001729423-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 12:05:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLORADOCITY1 LLC See All Filings	D	2019-01-30 11:55:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001766303 Filed Document 0001766303-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:55:20 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
StoneHawk International, Ltd. See All Filings	D	2019-01-30 11:53:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765734 Filed Document 0001013594-19-000076 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:53:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Forest City Realty Trust, Inc. See All Filings	D	2019-01-30 11:49:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001647509 Filed Document 0001647509-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:49:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BSREP III Pyxis REIT LLC See All Filings	D	2019-01-30 11:47:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765846 Filed Document 0001765846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:47:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
StoneHawk Partners, LP See All Filings	D	2019-01-30 11:45:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765751 Filed Document 0001013594-19-000075 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:45:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
BSREP III Antlia Upper Tier REIT LLC See All Filings	D	2019-01-30 11:44:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765847 Filed Document 0001765847-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:44:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BSREP III Antlia Co-Invest REIT LLC See All Filings	D	2019-01-30 11:41:35 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001766033 Filed Document 0001766033-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:41:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Solaris Capital Partners II, LP See All Filings	D/A	2019-01-30 11:40:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597661 Filed Document 0001597661-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:40:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinata LLC See All Filings	D	2019-01-30 11:38:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001658488 Filed Document 0001658488-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:38:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YDE Angel Blocker I, LLC See All Filings	D	2019-01-30 11:30:52 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001728391 Filed Document 0001728390-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:30:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCI - SCS ENHANCED INVESTMENT GRADE CORPORATE CREDIT FUND, L.P. See All Filings	D/A	2019-01-30 11:30:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728925 Filed Document 0001724485-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:30:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCI - SCS Enhanced High Yield Corporate Credit Fund, L.P. See All Filings	D/A	2019-01-30 11:28:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728924 Filed Document 0001724485-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:28:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aqualitas Inc. See All Filings	D	2019-01-30 11:27:26 UTC
Amount To Be Raised $169,730 Associated Brokers / Dealers N/A CIK Number 0001711917 Filed Document 0001711917-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:27:26 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-DVF-13-Fund, a series of AX-WiEs-Funds, LP See All Filings	D	2019-01-30 11:22:56 UTC
Amount To Be Raised $288,000 Associated Brokers / Dealers N/A CIK Number 0001761108 Filed Document 0001728390-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:22:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terra Income Fund 6, Inc. See All Filings	D	2019-01-30 11:21:58 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers Terra Capital Markets, LLC CIK Number 0001577134 Filed Document 0001577134-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:21:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chodikee Lake Partners LP See All Filings	D/A	2019-01-30 11:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665772 Filed Document 0001665772-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:10:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Fund EQ-ONJ, a series of Equidate Investments LLC See All Filings	D/A	2019-01-30 11:05:13 UTC
Amount To Be Raised $16,137,023 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728390 Filed Document 0001728390-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Real Estate Opportunities Fund VIII Feeder (Cayman), L.P. See All Filings	D/A	2019-01-30 11:05:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763295 Filed Document 0001763295-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:05:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MetroMarke Retail Fund III,L.P. See All Filings	D	2019-01-30 11:04:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Reef Securities, Inc CIK Number 0001766297 Filed Document 0001766297-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-30 11:04:41 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
CS Disco, Inc. See All Filings	D	2019-01-30 11:03:39 UTC
Amount To Be Raised $49,999,998 Associated Brokers / Dealers N/A CIK Number 0001625641 Filed Document 0001625641-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:03:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Element Capital Feeder Fund Ltd See All Filings	D/A	2019-01-30 11:00:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542427 Filed Document 0000919574-19-000669 Exclusions or Exemptions 506b Accepted Date 2019-01-30 11:00:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hollywood Burger Holdings, Inc. See All Filings	D	2019-01-30 10:59:26 UTC
Amount To Be Raised $910,000 Associated Brokers / Dealers N/A CIK Number 0001487516 Filed Document 0001487516-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 10:59:26 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ELEMENT CAPITAL US FEEDER FUND LLC See All Filings	D/A	2019-01-30 10:58:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439657 Filed Document 0000919574-19-000667 Exclusions or Exemptions 506b Accepted Date 2019-01-30 10:58:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZUPA NOMA INC. See All Filings	D	2019-01-30 10:52:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001766287 Filed Document 0001766287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 10:52:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
JMG PARTNERS LLC See All Filings	D/A	2019-01-30 10:33:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391880 Filed Document 0001315863-19-000095 Exclusions or Exemptions 506b Accepted Date 2019-01-30 10:33:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
EMROSE PARTNERS LP See All Filings	D/A	2019-01-30 10:27:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001453586 Filed Document 0000935836-19-000052 Exclusions or Exemptions 506b Accepted Date 2019-01-30 10:27:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MHC Stable Income Fund II LLC See All Filings	D	2019-01-30 10:22:48 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers n/a CIK Number 0001766102 Filed Document 0001766102-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-30 10:22:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BC TEXAS DEBT WAREHOUSE LLC See All Filings	D	2019-01-30 10:15:20 UTC
Amount To Be Raised $11,350,000 Associated Brokers / Dealers N/A CIK Number 0001693522 Filed Document 0001693522-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 10:15:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Graylotte Fund LP See All Filings	D	2019-01-30 10:11:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760534 Filed Document 0001013594-19-000074 Exclusions or Exemptions 506b Accepted Date 2019-01-30 10:11:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Medical Nutrition Innovation, Inc. See All Filings	D	2019-01-30 10:00:18 UTC
Amount To Be Raised $4,672,500 Associated Brokers / Dealers N/A CIK Number 0001765671 Filed Document 0001765671-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-30 10:00:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity