Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HarbourVest Real Assets Fund III L.P. See All Filings	D/A	2016-12-09 13:17:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001666636 Filed Document 0001666636-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-09 13:17:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AEG Mineral, LLC See All Filings	D/A	2016-12-09 13:17:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001651303 Filed Document 0001651303-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 13:17:08 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Uboro Africa SPC Ltd - Rubicon Aggressive Hedge Fund See All Filings	D/A	2016-12-09 13:10:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654036 Filed Document 0001654036-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 13:10:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Ocean USSS Fund I (A) Del Feeder LP See All Filings	D	2016-12-09 13:10:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691998 Filed Document 0001691998-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 13:10:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warburg Pincus China Partners, L.P. See All Filings	D	2016-12-09 13:03:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688811 Filed Document 0001688811-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 13:03:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Doblones Investment Fund, LP See All Filings	D/A	2016-12-09 13:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661376 Filed Document 0001315863-16-001964 Exclusions or Exemptions 506b Accepted Date 2016-12-09 13:02:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glady Fork Partners, LLC See All Filings	D	2016-12-09 13:00:35 UTC
Amount To Be Raised $2,573,010 Associated Brokers / Dealers N/A CIK Number 0001691907 Filed Document 0001691907-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 13:00:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Warburg Pincus China, L.P. See All Filings	D	2016-12-09 12:58:31 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001688836 Filed Document 0001688811-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:58:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Metolius Capital, L.P. See All Filings	D	2016-12-09 12:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coronado Investments CIK Number 0001691699 Filed Document 0000935836-16-001210 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:56:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS Fund X LLC See All Filings	D/A	2016-12-09 12:54:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687618 Filed Document 0001687617-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:54:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Tumalo Capital, L.P. See All Filings	D	2016-12-09 12:54:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Coronado Investments CIK Number 0001691702 Filed Document 0000935836-16-001209 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:54:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEPF Private Investors Offshore III, L.P. See All Filings	D	2016-12-09 12:50:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691402 Filed Document 0001012975-16-001621 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:50:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AEPF Private Investors III, LLC See All Filings	D	2016-12-09 12:48:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691422 Filed Document 0001012975-16-001620 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:48:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Plaza 32 LLP See All Filings	D	2016-12-09 12:48:06 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001691953 Filed Document 0001691953-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:48:06 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES Fund I LLC See All Filings	D/A	2016-12-09 12:47:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001676429 Filed Document 0001687617-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:47:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Motek Strategies, LP See All Filings	D	2016-12-09 12:45:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691968 Filed Document 0001691968-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:45:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
S&R Real Estate Fund IX, LP See All Filings	D	2016-12-09 12:41:58 UTC
Amount To Be Raised $12,420,000 Associated Brokers / Dealers N/A CIK Number 0001685451 Filed Document 0001685451-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:41:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES Fund V LLC See All Filings	D/A	2016-12-09 12:35:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVentures Marketplace, Inc. CIK Number 0001687620 Filed Document 0001687617-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:35:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Monarch Special Opportunities Fund Ltd See All Filings	D/A	2016-12-09 12:33:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628993 Filed Document 0001628993-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:33:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Special Opportunities Fund LP See All Filings	D/A	2016-12-09 12:28:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636602 Filed Document 0001636602-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:28:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE HIGH INCOME CONVERTIBLE FUND II, L.P. See All Filings	D/A	2016-12-09 12:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219635 Filed Document 0001219635-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:27:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree High Income Convertible Fund, L.P. See All Filings	D/A	2016-12-09 12:23:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001162436 Filed Document 0001162436-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:23:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEXT REALTY FUND IX, LP See All Filings	D	2016-12-09 12:23:09 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001690254 Filed Document 0001690254-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:23:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS Fund IX LLC See All Filings	D/A	2016-12-09 12:19:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687619 Filed Document 0001687617-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:19:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Upshot Real Estate Fund I, LP See All Filings	D/A	2016-12-09 12:19:44 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001690371 Filed Document 0001690371-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:19:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
REDWOOD GROVE CAPITAL FUND, LP See All Filings	D	2016-12-09 12:18:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691171 Filed Document 0001691171-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:18:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCM Longview Omaha 1303, LLC See All Filings	D	2016-12-09 12:10:42 UTC
Amount To Be Raised $1,293,304 Associated Brokers / Dealers N/A CIK Number 0001691966 Filed Document 0001691967-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:10:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
OAKTREE NON-U.S. CONVERTIBLE FUND, L.P. See All Filings	D/A	2016-12-09 12:07:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000946224 Filed Document 0000946224-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:07:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carlin Gold Corp See All Filings	D	2016-12-09 12:06:14 UTC
Amount To Be Raised $298,480 Associated Brokers / Dealers N/A CIK Number 0001342325 Filed Document 0001183740-16-000479 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:06:14 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MV EI Fund IV LLC See All Filings	D/A	2016-12-09 12:04:58 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventures Marketplace, Inc. CIK Number 0001687579 Filed Document 0001687617-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:04:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
OCM CONVERTIBLE TRUST See All Filings	D/A	2016-12-09 12:04:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461251 Filed Document 0001461251-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:04:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BINGHAM CANYON CORP See All Filings	D	2016-12-09 12:02:23 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001119897 Filed Document 0001554795-16-000985 Exclusions or Exemptions 506b Accepted Date 2016-12-09 12:02:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
United Eagle Ford #2, LP See All Filings	D	2016-12-09 11:56:28 UTC
Amount To Be Raised $288,000 Associated Brokers / Dealers N/A CIK Number 0001692019 Filed Document 0001692019-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:56:28 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
West Face Credit Opportunities Fund Ltd. See All Filings	D/A	2016-12-09 11:56:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534658 Filed Document 0001534658-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:56:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS Fund XI LLC See All Filings	D/A	2016-12-09 11:53:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687617 Filed Document 0001687617-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SAM Alternative Assets SPC See All Filings	D	2016-12-09 11:47:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690303 Filed Document 0001690303-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:47:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Face Credit Opportunities (USA) L.P. See All Filings	D/A	2016-12-09 11:39:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534657 Filed Document 0001534657-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:39:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIG Holdings, LLC See All Filings	D	2016-12-09 11:39:01 UTC
Amount To Be Raised $36,475,924 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:39:01 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
YG Enhanced Fund, LP See All Filings	D/A	2016-12-09 11:35:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660753 Filed Document 0000919574-16-017101 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:35:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Old North Capital Investments, LLC See All Filings	D	2016-12-09 11:34:51 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001692001 Filed Document 0001692001-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:34:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
TCC V, LLC See All Filings	D	2016-12-09 11:29:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691746 Filed Document 0001691746-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:29:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mawson Resources Ltd See All Filings	D	2016-12-09 11:20:44 UTC
Amount To Be Raised $7,895,924 Associated Brokers / Dealers N/A CIK Number 0001622629 Filed Document 0000949353-16-000135 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:20:44 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CEF Total Return Opportunity Fund LP See All Filings	D/A	2016-12-09 11:20:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490996 Filed Document 0001490996-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:20:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Social Property Impact Holdings LP See All Filings	D/A	2016-12-09 11:19:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627544 Filed Document 0000945621-16-000796 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:19:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Social Property Impact Holdings Inc. See All Filings	D/A	2016-12-09 11:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627549 Filed Document 0000945621-16-000795 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YG PARTNERS FUND, LP See All Filings	D/A	2016-12-09 11:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PAPAMARKOU WELLNER & CO., INC. CIK Number 0001580997 Filed Document 0000919574-16-017096 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:16:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Total Return Credit Fund 2019 L.P. See All Filings	D/A	2016-12-09 11:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590899 Filed Document 0000945621-16-000794 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:14:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVISIBLE APPS, INC. See All Filings	D	2016-12-09 11:14:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690912 Filed Document 0001690912-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:14:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Total Return Credit Fund 2019 Inc. See All Filings	D/A	2016-12-09 11:12:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590868 Filed Document 0000945621-16-000793 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:12:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marcato International Ltd. See All Filings	D/A	2016-12-09 11:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502802 Filed Document 0000919574-16-017094 Exclusions or Exemptions 506b Accepted Date 2016-12-09 11:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity