Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Apollo USRE II REIT (Las Olas West) LLC See All Filings	D	2016-12-12 15:27:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001691535 Filed Document 0000950142-16-004910 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:27:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Charybdis Global Fund, LP See All Filings	D	2016-12-12 15:26:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692122 Filed Document 0001692122-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:26:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo USRE II REIT (HS Opportunistic Industrial) LLC See All Filings	D	2016-12-12 15:26:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001691521 Filed Document 0000950142-16-004909 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:26:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo USRE II REIT (HP Industrial Platform) LLC See All Filings	D	2016-12-12 15:25:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001691520 Filed Document 0000950142-16-004908 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:25:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HG OPPORTUNITY FUND, LP See All Filings	D/A	2016-12-12 15:20:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626773 Filed Document 0001626773-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:20:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIPHERLOC Corp See All Filings	D/A	2016-12-12 15:16:12 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0001493152-16-015811 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:16:12 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PROFECTUS BIOSCIENCES, INC See All Filings	D/A	2016-12-12 15:05:22 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001444253 Filed Document 0001444253-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:05:22 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Managed by Q Inc See All Filings	D	2016-12-12 15:03:27 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001609467 Filed Document 0001609467-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:03:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kalamata Short Duration, High Yield Fixed Income Fund (Domestic) LP See All Filings	D	2016-12-12 14:55:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FDX Capital LLC CIK Number 0001676463 Filed Document 0001676463-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:55:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Method Advisors 2009, LP See All Filings	D/A	2016-12-12 14:47:26 UTC
Amount To Be Raised $88,650,000 Associated Brokers / Dealers Marwood Group CIK Number 0001544979 Filed Document 0001544979-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:47:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Bayou City Energy Affiliate Fund II, L.P. See All Filings	D	2016-12-12 14:47:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691828 Filed Document 0001140361-16-089356 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:47:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NeuroTechnology Investors, LLC See All Filings	D	2016-12-12 14:46:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001674457 Filed Document 0001674457-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:46:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bayou City Energy II, L.P. See All Filings	D	2016-12-12 14:44:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691825 Filed Document 0001140361-16-089354 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:44:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZZX, LLC See All Filings	D	2016-12-12 14:42:35 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001691924 Filed Document 0001691924-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:42:35 UTC Type of Offering D Industry Restaurants Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Edison Agrosciences, Inc. See All Filings	D/A	2016-12-12 14:41:48 UTC
Amount To Be Raised $830,000 Associated Brokers / Dealers N/A CIK Number 0001650232 Filed Document 0001650232-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:41:48 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Method Advisors 2012, LP See All Filings	D/A	2016-12-12 14:31:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001544980 Filed Document 0001544980-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:31:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Xirgo Technologies Intermediate Holdings, LLC See All Filings	D	2016-12-12 14:25:41 UTC
Amount To Be Raised $60,599,999 Associated Brokers / Dealers N/A CIK Number 0001691963 Filed Document 0000906555-16-000037 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:25:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
NeuroTechnology Investors, LLC See All Filings	D	2016-12-12 14:22:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001674457 Filed Document 0001674457-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:22:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waterway Grove Holdings, LLC See All Filings	D	2016-12-12 14:13:02 UTC
Amount To Be Raised $14,159,880 Associated Brokers / Dealers N/A CIK Number 0001691323 Filed Document 0001691323-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:13:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Polus International Corp See All Filings	D	2016-12-12 14:10:01 UTC
Amount To Be Raised $2,050 Associated Brokers / Dealers N/A CIK Number 0001691574 Filed Document 0001144204-16-138918 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:10:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
1893 Fund, LLC See All Filings	D/A	2016-12-12 14:09:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626927 Filed Document 0001676614-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:09:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allegory Law, Inc. See All Filings	D	2016-12-12 14:05:47 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001573042 Filed Document 0001573042-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-12 14:05:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Brookfield Strategic Real Estate Partners II Office REIT LLC See All Filings	D	2016-12-12 13:56:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001690309 Filed Document 0001690309-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:56:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
J.H. Whitney VII-A, L.P. See All Filings	D	2016-12-12 13:54:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692118 Filed Document 0001692118-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:54:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Lateral U.S. Credit Opportunities Fund, L.P. See All Filings	D/A	2016-12-12 13:53:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001660532 Filed Document 0001660532-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:53:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TDR Capital IV 'A' L.P. See All Filings	D	2016-12-12 13:52:49 UTC
Amount To Be Raised $3,184,020,000 Associated Brokers / Dealers Campbell Lutyens & Co. Ltd, Campbell Lutyens & Co. Inc., Campbell Lutyens Asia Pacific Ltd, and Mirae Asset Securities Co., Ltd CIK Number 0001691797 Filed Document 0001691797-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:52:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Polus Inc. See All Filings	D	2016-12-12 13:47:30 UTC
Amount To Be Raised $5,947,138 Associated Brokers / Dealers N/A CIK Number 0001691609 Filed Document 0001144204-16-138911 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:47:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets $No Revenues Type of Security Equity
ApplePie Capital, Inc. See All Filings	D	2016-12-12 13:45:16 UTC
Amount To Be Raised $16,514,791 Associated Brokers / Dealers N/A CIK Number 0001607185 Filed Document 0001607185-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:45:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AWI CDS, LLC See All Filings	D	2016-12-12 13:39:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691823 Filed Document 0000935836-16-001214 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:39:53 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHARD Stewart Partners LP See All Filings	D/A	2016-12-12 13:37:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564991 Filed Document 0000919574-16-017112 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:37:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND V LLC See All Filings	D/A	2016-12-12 13:33:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001682383 Filed Document 0001687621-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:33:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MVP ES FUND VI LLC See All Filings	D/A	2016-12-12 13:28:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001691453 Filed Document 0001687621-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:28:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sherman Square Capital, L.P. See All Filings	D/A	2016-12-12 13:23:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523620 Filed Document 0001523620-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:23:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES Fund IV LLC See All Filings	D/A	2016-12-12 13:21:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace CIK Number 0001687621 Filed Document 0001687621-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:21:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Aquilo Capital II, L.P. See All Filings	D	2016-12-12 13:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691902 Filed Document 0000935836-16-001212 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:11:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timberland Nashville 3, LLC See All Filings	D	2016-12-12 13:09:01 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001675301 Filed Document 0001675301-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 13:09:01 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Immunostics, Inc. See All Filings	D	2016-12-12 12:53:24 UTC
Amount To Be Raised $3,000,330 Associated Brokers / Dealers N/A CIK Number 0001684904 Filed Document 0001684904-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-12-12 12:53:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cents Technologies Inc. See All Filings	D	2016-12-12 12:51:58 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001691707 Filed Document 0001691707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 12:51:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
Innovatel, LLC See All Filings	D	2016-12-12 12:41:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001692126 Filed Document 0001692126-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 12:41:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Sterling Land Partners LLC See All Filings	D	2016-12-12 12:34:57 UTC
Amount To Be Raised $4,084,450 Associated Brokers / Dealers N/A CIK Number 0001688914 Filed Document 0001688914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 12:34:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
GiveGab, Inc. See All Filings	D/A	2016-12-12 12:31:03 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001569039 Filed Document 0001569039-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-12 12:31:03 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Little Pumpkin Creek North Investments, LLC See All Filings	D	2016-12-12 12:26:59 UTC
Amount To Be Raised $3,994,650 Associated Brokers / Dealers N/A CIK Number 0001692091 Filed Document 0001692091-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 12:26:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
R65 Labs, Inc. See All Filings	D	2016-12-12 12:25:56 UTC
Amount To Be Raised $3,013,217 Associated Brokers / Dealers N/A CIK Number 0001630536 Filed Document 0001630536-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-12 12:25:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
OneEnergy, Inc. See All Filings	D/A	2016-12-12 12:22:51 UTC
Amount To Be Raised $1,412,798 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-12 12:22:51 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MVB FINANCIAL CORP See All Filings	D	2016-12-12 12:19:34 UTC
Amount To Be Raised $22,000,006 Associated Brokers / Dealers Keefe Bruyette & Woods Inc CIK Number 0001277902 Filed Document 0001277902-16-000089 Exclusions or Exemptions 506b Accepted Date 2016-12-12 12:19:34 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WEST VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
5401 Overton, LP See All Filings	D	2016-12-12 12:17:47 UTC
Amount To Be Raised $9,025,000 Associated Brokers / Dealers N/A CIK Number 0001692061 Filed Document 0001692061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 12:17:47 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
1814 Estrada, LP See All Filings	D	2016-12-12 12:03:16 UTC
Amount To Be Raised $5,450,000 Associated Brokers / Dealers N/A CIK Number 0001692055 Filed Document 0001692056-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 12:03:16 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Portsea U.S. Fund, a series of Portsea U.S. Feeder Fund LLC See All Filings	D/A	2016-12-12 11:57:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661997 Filed Document 0000943663-16-000514 Exclusions or Exemptions 506b Accepted Date 2016-12-12 11:57:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lowland Creek Partners LLC See All Filings	D	2016-12-12 11:51:15 UTC
Amount To Be Raised $4,084,450 Associated Brokers / Dealers N/A CIK Number 0001690601 Filed Document 0001690601-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 11:51:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
8301 Boat, LP See All Filings	D	2016-12-12 11:49:04 UTC
Amount To Be Raised $5,070,000 Associated Brokers / Dealers N/A CIK Number 0001692056 Filed Document 0001692056-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 11:49:04 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity