Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kinstate, Inc. See All Filings	D	2016-12-12 19:12:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691556 Filed Document 0001691556-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 19:12:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Stryder Corp. See All Filings	D	2016-12-12 19:01:37 UTC
Amount To Be Raised $21,999,970 Associated Brokers / Dealers N/A CIK Number 0001666438 Filed Document 0001666438-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 19:01:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evolve Fitness, Inc. See All Filings	D	2016-12-12 19:01:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692153 Filed Document 0001692153-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 19:01:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Numerai, LLC See All Filings	D/A	2016-12-12 18:59:30 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001668527 Filed Document 0001668527-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-12 18:59:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BELLEVILLE SURGICAL CENTER LTD See All Filings	D	2016-12-12 18:47:56 UTC
Amount To Be Raised $124,000 Associated Brokers / Dealers N/A CIK Number 0001339286 Filed Document 0001339286-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-12 18:47:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Oneva, Inc. See All Filings	D	2016-12-12 18:21:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001692023 Filed Document 0001692023-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 18:21:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Marble Capital Fund I-AI, L.P. See All Filings	D	2016-12-12 18:12:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691432 Filed Document 0001691432-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 18:12:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jericho Oil Corp See All Filings	D	2016-12-12 17:53:22 UTC
Amount To Be Raised $1,595,000 Associated Brokers / Dealers N/A CIK Number 0001602380 Filed Document 0001602380-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-12 17:53:22 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ProSOC, Inc. See All Filings	D	2016-12-12 17:46:56 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001692046 Filed Document 0001692046-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 17:46:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CC PLUS FUND Ltd See All Filings	D/A	2016-12-12 17:36:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542683 Filed Document 0000919574-16-017126 Exclusions or Exemptions 506b Accepted Date 2016-12-12 17:36:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FinDox Inc. See All Filings	D	2016-12-12 17:30:18 UTC
Amount To Be Raised $274,996 Associated Brokers / Dealers N/A CIK Number 0001690513 Filed Document 0001690513-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 17:30:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRATIA CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-12-12 17:24:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562912 Filed Document 0000919574-16-017124 Exclusions or Exemptions 506b Accepted Date 2016-12-12 17:24:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tinkergarten, Inc. See All Filings	D	2016-12-12 17:15:41 UTC
Amount To Be Raised $1,720,556 Associated Brokers / Dealers N/A CIK Number 0001690745 Filed Document 0000905718-16-001800 Exclusions or Exemptions 506b Accepted Date 2016-12-12 17:15:41 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nasuni Corp See All Filings	D	2016-12-12 17:12:14 UTC
Amount To Be Raised $17,682,373 Associated Brokers / Dealers N/A CIK Number 0001507987 Filed Document 0001140361-16-089400 Exclusions or Exemptions 506b Accepted Date 2016-12-12 17:12:14 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Witt/Kieffer Inc. See All Filings	D	2016-12-12 17:08:14 UTC
Amount To Be Raised $360,271 Associated Brokers / Dealers N/A CIK Number 0001411942 Filed Document 0001411942-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-12 17:08:14 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Fifth Wall Ventures SPV II, L.P. See All Filings	D	2016-12-12 17:05:10 UTC
Amount To Be Raised $8,288,500 Associated Brokers / Dealers N/A CIK Number 0001691169 Filed Document 0001691169-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 17:05:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONCIERGE TECHNOLOGIES INC See All Filings	D	2016-12-12 16:59:28 UTC
Amount To Be Raised $85,500,000 Associated Brokers / Dealers N/A CIK Number 0001005101 Filed Document 0001654954-16-004755 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:59:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLOOM & ERIE, LLC See All Filings	D	2016-12-12 16:55:21 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers BLOOM & ERIE, LLC CIK Number 0001692040 Filed Document 0001692040-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:55:21 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
SolarMax Technology, Inc. See All Filings	D	2016-12-12 16:42:19 UTC
Amount To Be Raised $19,500,000 Associated Brokers / Dealers N/A CIK Number 0001519472 Filed Document 0001519472-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:42:19 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Lyxor Alphadyne SPC See All Filings	D/A	2016-12-12 16:38:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483575 Filed Document 0001483575-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:38:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G.D.R. Concepts I, LLC See All Filings	D	2016-12-12 16:37:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692074 Filed Document 0001692074-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:37:20 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
O'Connor US Equities Long/Short Select LLC See All Filings	D/A	2016-12-12 16:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001562552 Filed Document 0001562552-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:27:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parsley Health, Inc. See All Filings	D	2016-12-12 16:26:34 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001676665 Filed Document 0001676665-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:26:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
FAMOUS HIPPIE LEASE, LTD See All Filings	D	2016-12-12 16:20:01 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001691931 Filed Document 0001691931-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:20:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
LocalGlobe VIII, L.P. See All Filings	D	2016-12-12 16:19:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691684 Filed Document 0001691684-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:19:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Canfield Medical Supply, Inc. See All Filings	D	2016-12-12 16:17:30 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001553788 Filed Document 0000948830-16-000143 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:17:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Varden Pacific Opportunity Partners I LP See All Filings	D/A	2016-12-12 16:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and Omar R.Allam (c/o Hawthorne Lane Capital Group LLC) CIK Number 0001518756 Filed Document 0001405086-16-000722 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:14:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fair Lane Investment Partners, L.P. See All Filings	D/A	2016-12-12 16:11:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626346 Filed Document 0001676614-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:11:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'Brien Investment Group Trend Fund, LP See All Filings	D/A	2016-12-12 16:08:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660366 Filed Document 0001660366-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:08:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Preserver, L.P. See All Filings	D/A	2016-12-12 16:06:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gregory Garland and Robert Callaghan CIK Number 0001480112 Filed Document 0001480112-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:06:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pergament Multi-Strategy Opportunities, LP See All Filings	D/A	2016-12-12 16:06:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464874 Filed Document 0001689439-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:06:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
G III APPAREL GROUP LTD /DE/ See All Filings	D	2016-12-12 16:01:59 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0000821002 Filed Document 0001571049-16-020536 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:01:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Varden Pacific Opportunity Offshore Fund I Ltd See All Filings	D/A	2016-12-12 16:01:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and Omar R. Allam (c/o Hawthorne Lane Capital Group LLC) CIK Number 0001544843 Filed Document 0001405086-16-000721 Exclusions or Exemptions 506b Accepted Date 2016-12-12 16:01:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE VALUE OPPORTUNITIES (CAYMAN) FUND, LTD. See All Filings	D/A	2016-12-12 15:57:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443588 Filed Document 0001443588-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:57:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Impact Hub of Santa Barbara, LLC See All Filings	D	2016-12-12 15:55:07 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001652314 Filed Document 0001652314-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:55:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
OAKTREE VALUE OPPORTUNITIES FEEDER FUND, L.P. See All Filings	D/A	2016-12-12 15:55:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443590 Filed Document 0001443590-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:55:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Resources, LLC See All Filings	D/A	2016-12-12 15:51:03 UTC
Amount To Be Raised $788,919,519 Associated Brokers / Dealers N/A CIK Number 0001646815 Filed Document 0001646815-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:51:03 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Ocean Centinel SPC See All Filings	D	2016-12-12 15:49:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692121 Filed Document 0001692121-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:49:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare Interactive, Inc. See All Filings	D	2016-12-12 15:47:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001612708 Filed Document 0001612708-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:47:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OpenDoor Labs Inc. See All Filings	D	2016-12-12 15:47:26 UTC
Amount To Be Raised $213,385,103 Associated Brokers / Dealers N/A CIK Number 0001609437 Filed Document 0001609437-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:47:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thirteen Partners Private Equity 5, L.P. See All Filings	D	2016-12-12 15:44:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691117 Filed Document 0000902664-16-009059 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:44:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highland Copper Co Inc. See All Filings	D	2016-12-12 15:43:07 UTC
Amount To Be Raised $625,651 Associated Brokers / Dealers N/A CIK Number 0001552157 Filed Document 0001183740-16-000480 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:43:07 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
7501 Kingswood, LP See All Filings	D	2016-12-12 15:37:38 UTC
Amount To Be Raised $2,225,000 Associated Brokers / Dealers N/A CIK Number 0001692058 Filed Document 0001692058-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:37:38 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CMWA Private Equity 2016 LLC See All Filings	D/A	2016-12-12 15:36:51 UTC
Amount To Be Raised $33,795,000 Associated Brokers / Dealers N/A CIK Number 0001669714 Filed Document 0001669714-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:36:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AGRE MHC Platform REIT, LLC See All Filings	D	2016-12-12 15:33:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001691742 Filed Document 0000950142-16-004915 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:33:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AGRE DCP Palm Springs REIT LLC See All Filings	D	2016-12-12 15:32:41 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001691740 Filed Document 0000950142-16-004914 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:32:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AGRE DCP Oakland City Center REIT LLC See All Filings	D	2016-12-12 15:32:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001691739 Filed Document 0000950142-16-004913 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:32:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
255 Courtland REIT LLC See All Filings	D	2016-12-12 15:31:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001691738 Filed Document 0000950142-16-004912 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:31:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rock Hill Capital III, LP See All Filings	D/A	2016-12-12 15:30:10 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001660106 Filed Document 0001660106-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:30:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Apollo USRE II REIT (Portfolio A) LLC See All Filings	D	2016-12-12 15:28:26 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001691536 Filed Document 0000950142-16-004911 Exclusions or Exemptions 506b Accepted Date 2016-12-12 15:28:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity