Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Highline Enhanced, Ltd. See All Filings	D/A	2019-02-01 16:35:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489295 Filed Document 0001489295-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 16:35:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLINE CAPITAL INTERNATIONAL LTD See All Filings	D/A	2019-02-01 16:30:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372659 Filed Document 0001372659-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 16:30:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
AGENUS INC See All Filings	D	2019-02-01 16:30:26 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001098972 Filed Document 0001209191-19-006432 Exclusions or Exemptions 506b Accepted Date 2019-02-01 16:30:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Patriot Software Co See All Filings	D/A	2019-02-01 16:28:38 UTC
Amount To Be Raised $3,992,945 Associated Brokers / Dealers N/A CIK Number 0001665036 Filed Document 0001665036-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-01 16:28:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
DFN Alpha Advantage Fund LP See All Filings	D/A	2019-02-01 16:25:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Bolos CIK Number 0001656904 Filed Document 0001656905-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-01 16:25:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DFN Alpha 90/10 Fund LP See All Filings	D/A	2019-02-01 16:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656905 Filed Document 0001656905-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 16:24:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Emerging Markets Managed Volatility Equity Fund, LLC See All Filings	D/A	2019-02-01 16:13:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001592916 Filed Document 0001592916-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-01 16:13:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project Healthy Living, Inc. See All Filings	D	2019-02-01 16:13:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001641486 Filed Document 0001641486-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 16:13:26 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Holistic Hyperbarics Inc. See All Filings	D/A	2019-02-01 16:08:14 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001761923 Filed Document 0001761923-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-02-01 16:08:14 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pantheon Resources plc See All Filings	D	2019-02-01 16:03:04 UTC
Amount To Be Raised $1,047,190 Associated Brokers / Dealers N/A CIK Number 0001621910 Filed Document 0000950138-19-000055 Exclusions or Exemptions 506b Accepted Date 2019-02-01 16:03:04 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Lyon Street Qualified Investors, L.P. See All Filings	D/A	2019-02-01 16:02:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567508 Filed Document 0001567508-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 16:02:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LYON STREET INVESTORS LP See All Filings	D/A	2019-02-01 16:00:07 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001452246 Filed Document 0001452246-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 16:00:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Resources plc See All Filings	D	2019-02-01 15:58:05 UTC
Amount To Be Raised $676,975 Associated Brokers / Dealers N/A CIK Number 0001621910 Filed Document 0000950138-19-000054 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:58:05 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
HAMBLETONIAN PARTNERS L.P. See All Filings	D/A	2019-02-01 15:57:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000909403 Filed Document 0000919574-19-000738 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:57:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CIII LLC See All Filings	D	2019-02-01 15:55:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001765060 Filed Document 0001765060-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:55:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TW Lone Peak Master, LLC See All Filings	D/A	2019-02-01 15:48:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695398 Filed Document 0000950103-19-001459 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:48:15 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Immunome Inc. See All Filings	D	2019-02-01 15:45:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001472012 Filed Document 0001472012-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:45:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Pantheon Resources plc See All Filings	D	2019-02-01 15:45:11 UTC
Amount To Be Raised $39,802,082 Associated Brokers / Dealers N/A CIK Number 0001621910 Filed Document 0000950138-19-000053 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:45:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
3000 Hanover REIT, LLC See All Filings	D	2019-02-01 15:43:35 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766769 Filed Document 0001766769-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:43:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fronen Foods, Inc. See All Filings	D	2019-02-01 15:40:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001743296 Filed Document 0001743296-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:40:17 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
CoJax Oil & Gas Corp See All Filings	D	2019-02-01 15:37:12 UTC
Amount To Be Raised $2 Associated Brokers / Dealers N/A CIK Number 0001763925 Filed Document 0001376474-19-000027 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:37:12 UTC Type of Offering D Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Peak Capital Investments, LP See All Filings	D	2019-02-01 15:36:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766757 Filed Document 0001766757-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:36:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpine Peaks Opportunity Offshore Fund, Ltd. See All Filings	D/A	2019-02-01 15:29:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726311 Filed Document 0000919574-19-000736 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:29:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Argonaut Macro Partnership, L.P. See All Filings	D/A	2019-02-01 15:28:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001317694 Filed Document 0000919574-19-000734 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:28:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eng.io Ventures, Inc. See All Filings	D	2019-02-01 15:27:23 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001765334 Filed Document 0001765334-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:27:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Meristem High Yield Municipal Fund, LLC See All Filings	D/A	2019-02-01 15:27:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708627 Filed Document 0001437749-19-001684 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:27:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Meristem Global Equity Fund LLC See All Filings	D/A	2019-02-01 15:23:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578557 Filed Document 0001437749-19-001683 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:23:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
Alpine Peaks Opportunity Fund, LP See All Filings	D/A	2019-02-01 15:20:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726303 Filed Document 0000919574-19-000732 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:20:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CII LLC See All Filings	D	2019-02-01 15:19:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001765032 Filed Document 0001765032-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:19:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TMG Solutions Plaza REIT 4, L.L.C. See All Filings	D	2019-02-01 15:13:40 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765886 Filed Document 0001765886-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:13:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HD Medical Inc. See All Filings	D	2019-02-01 15:10:51 UTC
Amount To Be Raised $4,958,878 Associated Brokers / Dealers N/A CIK Number 0001766254 Filed Document 0001766254-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:10:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TMG 1333 New Hampshire REIT, L.L.C. See All Filings	D	2019-02-01 15:10:40 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765892 Filed Document 0001765892-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:10:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Stage.O Fund, LP See All Filings	D/A	2019-02-01 15:09:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696621 Filed Document 0000919574-19-000730 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:09:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TMG 2500 Wilson Boulevard REIT, L.L.C. See All Filings	D	2019-02-01 15:08:55 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765891 Filed Document 0001765891-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:08:55 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TMG 8280 Greensboro REIT, L.L.C. See All Filings	D	2019-02-01 15:06:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765887 Filed Document 0001765887-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:06:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Stratus Capital Partners III - Gamma LP See All Filings	D	2019-02-01 15:04:12 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001762026 Filed Document 0001762026-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 15:04:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stratus Capital Partners III - Beta LP See All Filings	D	2019-02-01 14:59:36 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers VCP Advisors LLC CIK Number 0001762022 Filed Document 0001762022-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:59:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANWOOD 510, LLC See All Filings	D	2019-02-01 14:56:39 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001766362 Filed Document 0001766362-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:56:39 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
RS Low Beta Opportunity Fund, LP See All Filings	D	2019-02-01 14:49:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766626 Filed Document 0001766626-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:49:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stratus Capital Partners III - Alpha LP See All Filings	D	2019-02-01 14:48:20 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001762016 Filed Document 0001762016-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:48:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtua International Holdings, LLC See All Filings	D	2019-02-01 14:48:03 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001720005 Filed Document 0001720005-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:48:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SmarterHQ, Inc. See All Filings	D	2019-02-01 14:45:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001527696 Filed Document 0001567619-19-002143 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:45:48 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
LPF JV, LLC See All Filings	D	2019-02-01 14:43:10 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001765027 Filed Document 0001062993-19-000451 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:43:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LPF JV, LLC See All Filings	D	2019-02-01 14:41:34 UTC
Amount To Be Raised $2,739,000 Associated Brokers / Dealers Eight Capital Corp., Canaccord Genuity Corp., and Cormark Securities (USA) Limited CIK Number 0001765027 Filed Document 0001062993-19-000450 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:41:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LANDSCAPE HUB, INC. See All Filings	D	2019-02-01 14:41:16 UTC
Amount To Be Raised $5,157,999 Associated Brokers / Dealers N/A CIK Number 0001713696 Filed Document 0001713696-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:41:16 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Houston Value-Add REIT Inc. See All Filings	D	2019-02-01 14:38:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001766018 Filed Document 0001766018-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:38:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LPF JV, LLC See All Filings	D	2019-02-01 14:38:12 UTC
Amount To Be Raised $26,260,000 Associated Brokers / Dealers Eight Capital Corp., Canaccord Genuity Corp., and Cormark Securities (USA) Limited CIK Number 0001765027 Filed Document 0001062993-19-000449 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:38:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE SURGERY HOLDINGS, LLC See All Filings	D	2019-02-01 14:29:10 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001766222 Filed Document 0001766222-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:29:10 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Pott Farms, L3C See All Filings	D	2019-02-01 14:27:52 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001766687 Filed Document 0001766687-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:27:52 UTC Type of Offering D Industry Agriculture Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Traxo, Inc. See All Filings	D/A	2019-02-01 14:21:35 UTC
Amount To Be Raised $2,703,329 Associated Brokers / Dealers N/A CIK Number 0001588545 Filed Document 0001588545-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-01 14:21:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity