Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sandy Springs Properties I Member, LLC See All Filings	D	2019-02-07 10:51:20 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001765611 Filed Document 0001315863-19-000125 Exclusions or Exemptions 506b Accepted Date 2019-02-07 10:51:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Frontier TopCo Partnership, L.P. See All Filings	D	2019-02-07 10:45:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767028 Filed Document 0001767028-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 10:45:53 UTC Type of Offering D Industry Other Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
EQWITY LTD See All Filings	D	2019-02-07 10:42:23 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001766920 Filed Document 0001766920-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-07 10:42:23 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Frontier TopCo, Inc. See All Filings	D	2019-02-07 10:31:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767042 Filed Document 0001767042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 10:31:10 UTC Type of Offering D Industry Other Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Alloy US Long/Short, LP See All Filings	D/A	2019-02-07 10:25:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599528 Filed Document 0001599528-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 10:25:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Global Volatility Fund Ltd. See All Filings	D/A	2019-02-07 10:21:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001730393 Filed Document 0001730381-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-07 10:21:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urban Catalyst Opportunity Fund I LLC See All Filings	D	2019-02-07 10:19:03 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001766168 Filed Document 0001766168-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-07 10:19:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MIVI Neuroscience, Inc. See All Filings	D	2019-02-07 10:18:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001701627 Filed Document 0001209191-19-007949 Exclusions or Exemptions 506b Accepted Date 2019-02-07 10:18:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BIOCURITY PHARMACEUTICALS INC. See All Filings	D	2019-02-07 10:17:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NANCY J. CASS CIK Number 0001639681 Filed Document 0001639681-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 10:17:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hexavest EAFE Equity Fund See All Filings	D/A	2019-02-07 10:13:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamersley Partners, LLC and Eaton Vance Distributors, Inc. CIK Number 0001476502 Filed Document 0001518309-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-07 10:13:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gold Breaker Fund, LP See All Filings	D/A	2019-02-07 10:13:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697326 Filed Document 0001697326-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 10:13:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEXAVEST WORLD EQUITY FUND See All Filings	D/A	2019-02-07 10:05:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001520746 Filed Document 0001520746-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 10:05:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELM RIDGE VALUE PARTNERS LP See All Filings	D/A	2019-02-07 10:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001104150 Filed Document 0000919574-19-000822 Exclusions or Exemptions 506b Accepted Date 2019-02-07 10:04:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ELM RIDGE VALUE PARTNERS OFFSHORE FUND INC See All Filings	D/A	2019-02-07 09:57:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001269755 Filed Document 0000919574-19-000819 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:57:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hexavest ACWI Equity Fund See All Filings	D/A	2019-02-07 09:56:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hammersley Partners, LLC and Eaton Vance Distributors, Inc. CIK Number 0001518309 Filed Document 0001518309-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:56:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDENBROOK LONG ONLY VALUE FUND, LP See All Filings	D/A	2019-02-07 09:50:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities, LLC CIK Number 0001665975 Filed Document 0000919574-19-000817 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:50:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ELM RIDGE CAPITAL PARTNERS LP See All Filings	D/A	2019-02-07 09:49:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163640 Filed Document 0000919574-19-000816 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:49:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund IX Real Estate Opportunities Onshore Feeder Fund, L.P. See All Filings	D/A	2019-02-07 09:44:26 UTC
Amount To Be Raised $41,851,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. and CITI PRIVATE ADVISORY, LLC CIK Number 0001744555 Filed Document 0001744555-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:44:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nido Surgical, Inc. See All Filings	D/A	2019-02-07 09:40:44 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001656827 Filed Document 0001656827-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:40:44 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Fund IX Real Estate Opportunities Offshore Feeder Fund, L.P. See All Filings	D	2019-02-07 09:38:46 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. and CITI PRIVATE ADVISORY, LLC CIK Number 0001766751 Filed Document 0001766751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:38:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Global Volatility Fund, L.P. See All Filings	D/A	2019-02-07 09:36:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001730381 Filed Document 0001730381-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:36:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspen Digital, Inc. See All Filings	D	2019-02-07 09:34:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001694997 Filed Document 0001694997-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:34:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RTMS Technologies, LLC See All Filings	D	2019-02-07 09:12:26 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001766670 Filed Document 0001766670-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 09:12:26 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Rock Equity Plus Fund, L.P. See All Filings	D/A	2019-02-07 08:50:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369592 Filed Document 0001369592-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 08:50:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Rock All Asset Plus Fund, L.P. See All Filings	D/A	2019-02-07 08:44:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630129 Filed Document 0001630129-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 08:44:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LIV University Groves Partners, LLC See All Filings	D	2019-02-07 08:38:12 UTC
Amount To Be Raised $2,340,671 Associated Brokers / Dealers N/A CIK Number 0001767240 Filed Document 0001767240-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 08:38:12 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
International Cannabrands Inc. See All Filings	D	2019-02-06 21:30:16 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001738195 Filed Document 0001738195-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 21:30:16 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Next Page Realty LLC See All Filings	D	2019-02-06 21:29:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001767101 Filed Document 0001767101-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-06 21:29:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Driving Management Systems, Inc. See All Filings	D/A	2019-02-06 20:49:23 UTC
Amount To Be Raised $3,245,599 Associated Brokers / Dealers N/A CIK Number 0001746105 Filed Document 0001746105-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 20:49:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Databricks, Inc. See All Filings	D	2019-02-06 20:29:49 UTC
Amount To Be Raised $249,999,989 Associated Brokers / Dealers N/A CIK Number 0001587468 Filed Document 0001587468-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 20:29:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Willow Bend Apartments, LLC See All Filings	D	2019-02-06 19:48:38 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001767179 Filed Document 0001767179-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:48:38 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NoBo, Inc. See All Filings	D	2019-02-06 19:44:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001767047 Filed Document 0001767047-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:44:10 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FarmTogether, Inc. See All Filings	D	2019-02-06 19:31:39 UTC
Amount To Be Raised $1,849,993 Associated Brokers / Dealers N/A CIK Number 0001767214 Filed Document 0001767214-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:31:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tesseract Space, Inc. See All Filings	C/A	2019-02-06 19:29:27 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001732208 Filed Document 0001670254-19-000047 Accepted Date 2019-02-06 19:29:27 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Fund EQ - RTA, a series of Equidate Investments LLC See All Filings	D/A	2019-02-06 19:06:31 UTC
Amount To Be Raised $1,956,050 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001683546 Filed Document 0001683546-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:06:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venue Report See All Filings	D	2019-02-06 19:06:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620733 Filed Document 0001620733-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:06:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hershiser Private Mortgage REIT, Inc. See All Filings	D	2019-02-06 19:01:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Lori Mayfield, Scott Harrison, Patrick J. Whelchel, and Charles Mathes CIK Number 0001766313 Filed Document 0001766313-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:01:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Sabot-Elmo, LLC See All Filings	D	2019-02-06 19:00:19 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001767244 Filed Document 0001767244-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 19:00:19 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Solar Inc. See All Filings	D	2019-02-06 18:53:17 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001766126 Filed Document 0001766126-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:53:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stylus Quantitative Cryptoasset Strategies, LP See All Filings	D	2019-02-06 18:52:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766575 Filed Document 0001766575-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:52:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TURKEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevate Ventures NSG Convert 2018 LLC See All Filings	D	2019-02-06 18:41:52 UTC
Amount To Be Raised $580,000 Associated Brokers / Dealers NONE CIK Number 0001767075 Filed Document 0001767075-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:41:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SMART RX SYSTEMS INC See All Filings	1-A/A	2019-02-06 18:40:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Arque Capital, Ltd. CIK Number 0001672227 Filed Document 0001144204-19-005404 Accepted Date 2019-02-06 18:40:13 UTC Type of Offering 1-A/A Industry RETAIL-DRUG STORES AND PROPRIETARY STORES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $638,856 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Kineta, Inc. See All Filings	D/A	2019-02-06 18:33:51 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:33:51 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Continuing Education & Resources, Inc See All Filings	D	2019-02-06 18:09:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers P2P Financial, Inc CIK Number 0001759535 Filed Document 0001759535-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-06 18:09:41 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Pathway Private Equity Fund XXX-FP, LP See All Filings	D	2019-02-06 18:07:28 UTC
Amount To Be Raised $133,010,000 Associated Brokers / Dealers N/A CIK Number 0001767174 Filed Document 0001767174-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:07:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Richard's Rainwater, Inc. See All Filings	D	2019-02-06 18:06:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001767126 Filed Document 0001767126-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:06:55 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Abrexa Pharmaceuticals, Inc. See All Filings	D/A	2019-02-06 18:06:11 UTC
Amount To Be Raised $16,632,252 Associated Brokers / Dealers N/A CIK Number 0001529349 Filed Document 0001529349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:06:11 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riskowitz Value Fund LP See All Filings	D/A	2019-02-06 17:55:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514863 Filed Document 0001514863-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:55:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TUHURA BIOPHARMA INC. See All Filings	D	2019-02-06 17:40:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001765575 Filed Document 0001765575-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:40:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pathway Private Equity Fund XXX-FI, LP See All Filings	D	2019-02-06 17:39:04 UTC
Amount To Be Raised $268,190,000 Associated Brokers / Dealers N/A CIK Number 0001767087 Filed Document 0001767087-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:39:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity