Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BLOCS SCHOLARSHIP #8 LLC See All Filings	D	2016-12-16 12:31:39 UTC
Amount To Be Raised $833,000 Associated Brokers / Dealers N/A CIK Number 0001692518 Filed Document 0001692518-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 12:31:39 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CIFC Tactical Income Fund (Cayman) Ltd. See All Filings	D/A	2016-12-16 12:28:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591738 Filed Document 0001591738-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 12:28:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LP Operating, LLC See All Filings	D	2016-12-16 12:25:48 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-16 12:25:48 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Wainwright Renaissance Fund 1, L.P. See All Filings	D/A	2016-12-16 12:24:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001380851 Filed Document 0001140361-16-089933 Exclusions or Exemptions 506b Accepted Date 2016-12-16 12:24:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERIDIAN DIVERSIFIED FUND LTD See All Filings	D/A	2016-12-16 12:20:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145182 Filed Document 0001659828-16-000025 Exclusions or Exemptions 506b Accepted Date 2016-12-16 12:20:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC Tactical Income Fund L.P. See All Filings	D/A	2016-12-16 12:19:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592011 Filed Document 0001592011-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 12:19:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allinaire Therapeutics, LLC See All Filings	D	2016-12-16 12:16:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001676987 Filed Document 0001676987-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 12:16:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Consist Capital LP See All Filings	D/A	2016-12-16 12:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659670 Filed Document 0001659670-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-16 12:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAI Printhouse Equity Fund, LP See All Filings	D	2016-12-16 12:03:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692156 Filed Document 0001315863-16-001977 Exclusions or Exemptions 506b Accepted Date 2016-12-16 12:03:44 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
iMedicor See All Filings	D/A	2016-12-16 12:01:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001408057 Filed Document 0001654954-16-004938 Exclusions or Exemptions 506b Accepted Date 2016-12-16 12:01:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Goodwell Technologies Inc See All Filings	D	2016-12-16 11:46:55 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001298258 Filed Document 0001298258-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-16 11:46:55 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Next Alpha Partners, LP See All Filings	D	2016-12-16 11:46:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692428 Filed Document 0001692428-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 11:46:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glide Fund Series LLC See All Filings	D/A	2016-12-16 11:42:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654420 Filed Document 0001654420-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-16 11:42:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOCS SCHOLARSHIP #7 LLC See All Filings	D	2016-12-16 11:41:46 UTC
Amount To Be Raised $833,000 Associated Brokers / Dealers N/A CIK Number 0001692519 Filed Document 0001692519-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 11:41:46 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MC10, Inc. See All Filings	D	2016-12-16 11:37:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001478309 Filed Document 0001144204-16-139912 Exclusions or Exemptions 506b Accepted Date 2016-12-16 11:37:59 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Egerton Long-Short Fund (EUR, GBP & NOK) Ltd See All Filings	D/A	2016-12-16 11:35:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467586 Filed Document 0000919574-16-017193 Exclusions or Exemptions 506b Accepted Date 2016-12-16 11:35:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
OEI MAC INC See All Filings	D/A	2016-12-16 11:29:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272054 Filed Document 0001315863-16-001976 Exclusions or Exemptions 506b Accepted Date 2016-12-16 11:29:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ODEY EUROPEAN INC See All Filings	D/A	2016-12-16 11:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272055 Filed Document 0001315863-16-001975 Exclusions or Exemptions 506b Accepted Date 2016-12-16 11:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOCS SCHOLARSHIP #5 LLC See All Filings	D	2016-12-16 11:21:47 UTC
Amount To Be Raised $833,000 Associated Brokers / Dealers N/A CIK Number 0001692521 Filed Document 0001692521-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 11:21:47 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MRTCP I L.P. See All Filings	D	2016-12-16 11:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692071 Filed Document 0001315863-16-001974 Exclusions or Exemptions 506b Accepted Date 2016-12-16 11:14:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Concord Resources Ltd See All Filings	D/A	2016-12-16 11:10:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660801 Filed Document 0001315863-16-001973 Exclusions or Exemptions 506b Accepted Date 2016-12-16 11:10:28 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Security First Corp. See All Filings	D/A	2016-12-16 11:03:53 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001553104 Filed Document 0001553104-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-16 11:03:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Tan Partners, LP See All Filings	D/A	2016-12-16 10:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611389 Filed Document 0001013594-16-001349 Exclusions or Exemptions 506b Accepted Date 2016-12-16 10:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cape Fear Pointe Holdings, LLC See All Filings	D	2016-12-16 10:54:22 UTC
Amount To Be Raised $2,954,500 Associated Brokers / Dealers N/A CIK Number 0001691306 Filed Document 0001691306-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 10:54:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Spine, LLC See All Filings	D/A	2016-12-16 10:54:13 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-12-16 10:54:13 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arvensis Quantitative Hedged Equity Fund, LP See All Filings	D/A	2016-12-16 10:53:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565018 Filed Document 0001565018-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 10:53:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tan Capital Management, LLC See All Filings	D/A	2016-12-16 10:44:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580647 Filed Document 0001013594-16-001348 Exclusions or Exemptions 506b Accepted Date 2016-12-16 10:44:09 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLOCS SCHOLARSHIP #6 LLC See All Filings	D	2016-12-16 10:37:11 UTC
Amount To Be Raised $833,000 Associated Brokers / Dealers N/A CIK Number 0001692520 Filed Document 0001692520-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 10:37:11 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Giant Aggregates Partners LLC See All Filings	D	2016-12-16 10:28:28 UTC
Amount To Be Raised $4,168,148 Associated Brokers / Dealers N/A CIK Number 0001691220 Filed Document 0001691220-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 10:28:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
EBH HOLDING COMPANY, INC. See All Filings	D/A	2016-12-16 10:28:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556494 Filed Document 0001556494-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-12-16 10:28:23 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Emerging Markets Equity Advantage Fund, a series of Lazard Investment Trust See All Filings	D/A	2016-12-16 10:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628189 Filed Document 0001628189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 10:06:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falling Rock Group LLC See All Filings	D	2016-12-16 09:56:22 UTC
Amount To Be Raised $4,173,728 Associated Brokers / Dealers N/A CIK Number 0001692465 Filed Document 0001692465-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 09:56:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Greenspring Opportunities IV, L.P. See All Filings	D/A	2016-12-16 09:55:50 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers PTP Securities, LLC, VCP Advisors LLC, PAS Advisory Services Pty Ltd, and Stifel Nicolaus & Company, Incorporated CIK Number 0001659169 Filed Document 0001659169-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-16 09:55:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lazard Japanese Strategic Equity Fund, a series of Lazard Investment Trust See All Filings	D/A	2016-12-16 09:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628188 Filed Document 0001628188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 09:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTRINSIC THERAPEUTICS INC See All Filings	D	2016-12-16 09:38:17 UTC
Amount To Be Raised $20,156,585 Associated Brokers / Dealers N/A CIK Number 0001213628 Filed Document 0001213628-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 09:38:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Camden Credit Fund LLC See All Filings	D/A	2016-12-16 09:37:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659006 Filed Document 0001692246-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 09:37:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Ultimate Parent Corp. See All Filings	D/A	2016-12-16 09:32:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645070 Filed Document 0000895345-16-000626 Exclusions or Exemptions 506b Accepted Date 2016-12-16 09:32:37 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GenBridge Capital Fund I, L.P. See All Filings	D/A	2016-12-16 09:30:08 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001691412 Filed Document 0001691412-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 09:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BTG Pactual Open Ended Core U.S. Timberland Fund L.P. See All Filings	D	2016-12-16 09:16:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692051 Filed Document 0001692051-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 09:16:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Listen Innovation Inc. See All Filings	D	2016-12-16 09:07:31 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001627174 Filed Document 0001627174-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-16 09:07:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Luxor Venture Partners, LP See All Filings	D/A	2016-12-16 09:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660210 Filed Document 0001013594-16-001347 Exclusions or Exemptions 506b Accepted Date 2016-12-16 09:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palatine Private Equity Impact Investing Fund LP See All Filings	D	2016-12-16 09:05:21 UTC
Amount To Be Raised $124,360,000 Associated Brokers / Dealers Evercore Group L.L.C. and Evercore Partners International LLP CIK Number 0001692246 Filed Document 0001692246-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 09:05:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SQM Frontier Middle East Fund, LP See All Filings	D/A	2016-12-16 09:02:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507657 Filed Document 0001507657-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 09:02:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQM Frontier Middle East Fund (Offshore), Ltd. See All Filings	D/A	2016-12-16 08:55:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507785 Filed Document 0001507785-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 08:55:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Fundamental Trading Fund, LTD See All Filings	D/A	2016-12-16 08:41:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001594130 Filed Document 0001594130-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 08:41:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AFAP II CO-INVEST LP See All Filings	D/A	2016-12-16 08:39:20 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001660838 Filed Document 0001660838-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-16 08:39:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARLON FOOD & AGRICULTURE PARTNERS II LP See All Filings	D/A	2016-12-16 08:37:11 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001660822 Filed Document 0001660822-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 08:37:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS FUNDAMENTAL TRADING FUND LP See All Filings	D/A	2016-12-16 08:31:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001439225 Filed Document 0001439225-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-16 08:31:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTHY ROSTER, INC. See All Filings	D	2016-12-16 07:30:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001692278 Filed Document 0001692278-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-16 07:30:42 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PrimeStone Capital Fund LP See All Filings	D/A	2016-12-16 07:06:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628082 Filed Document 0000902664-16-009128 Exclusions or Exemptions 506b Accepted Date 2016-12-16 07:06:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund