|
|
D |
2016-12-19 09:06:43 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001692418
- Filed Document
- 0001692418-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 09:06:43 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 08:39:54 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001692303
- Filed Document
- 0001692303-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 08:39:54 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 08:05:50 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001692369
- Filed Document
- 0001692369-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 08:05:50 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 06:32:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662835
- Filed Document
- 0001144204-16-140123
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 06:32:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-16 19:52:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480126
- Filed Document
- 0001480126-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 19:52:36 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-16 19:33:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690633
- Filed Document
- 0001013594-16-001351
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 19:33:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 19:29:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691086
- Filed Document
- 0001013594-16-001350
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 19:29:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 19:19:00 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664526
- Filed Document
- 0001664526-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 19:19:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-16 19:13:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661794
- Filed Document
- 0001661794-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 19:13:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-16 18:43:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692375
- Filed Document
- 0000935836-16-001228
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 18:43:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-16 18:27:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Crewe Capital, LLC
- CIK Number
- 0001689428
- Filed Document
- 0001689428-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 18:27:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-16 18:24:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, Stephen D. Strake, Timothy M. Conway III, James R. Moffett, Jr., Fred L. Williams, Jr., Jill T. Cohen, UMB Financial Services, Inc., James G. McGinness, William S. Hill, Morgan Stanley Smith Barney LLC, Florence Blair Batson, Stifel, Nicolaus & Company, Incorporated, USCA Securities, LLC, and Heinrich Grobler
- CIK Number
- 0001589065
- Filed Document
- 0001589065-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 18:24:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 18:23:01 UTC |
- Amount To Be Raised
- $8,282,230
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505558
- Filed Document
- 0001140361-16-090098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 18:23:01 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-16 18:19:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Denise Spillane, BTIG, LLC, and Campbell Lutyens & Co. Inc.
- CIK Number
- 0001619157
- Filed Document
- 0000897069-16-001142
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 18:19:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-16 18:11:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- IASG ALTERNATIVES, LLC and IASG ALTERNATIVES, LLC
- CIK Number
- 0001560511
- Filed Document
- 0001560511-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 18:11:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-16 18:06:40 UTC |
- Amount To Be Raised
- $11,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690940
- Filed Document
- 0001690940-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 18:06:40 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 18:01:56 UTC |
- Amount To Be Raised
- $325,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689057
- Filed Document
- 0001689057-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 18:01:56 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-16 17:59:34 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634909
- Filed Document
- 0001634909-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:59:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 17:49:20 UTC |
- Amount To Be Raised
- $4,168,148
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691049
- Filed Document
- 0001691049-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:49:20 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 17:33:12 UTC |
- Amount To Be Raised
- $19,823,283
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691988
- Filed Document
- 0001691988-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:33:12 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 17:31:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692430
- Filed Document
- 0000943663-16-000515
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:31:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-16 17:29:48 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- LionTree Advisors, LLC
- CIK Number
- 0001692021
- Filed Document
- 0001692021-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:29:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 17:26:06 UTC |
- Amount To Be Raised
- $1,073,906
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617125
- Filed Document
- 0001617125-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:26:06 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-16 17:24:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None, None, None, and GREGORY JAMES LAWTON
- CIK Number
- 0001658640
- Filed Document
- 0001660747-16-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:24:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-16 17:24:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None, None, None, and GREGORY JAMES LAWTON
- CIK Number
- 0001658661
- Filed Document
- 0001660747-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:24:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-16 17:24:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None, None, None, None, None, and GREGORY JAMES LAWTON
- CIK Number
- 0001658662
- Filed Document
- 0001660747-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:24:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-16 17:23:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None, None, None, None, None, and GREGORY JAMES LAWTON
- CIK Number
- 0001658641
- Filed Document
- 0001660747-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:23:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-16 17:22:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None, None, None, and GREGORY JAMES LAWTON
- CIK Number
- 0001658660
- Filed Document
- 0001660747-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:22:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-16 17:19:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660747
- Filed Document
- 0001660747-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:19:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 17:19:31 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692537
- Filed Document
- 0001692537-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:19:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-16 17:19:17 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692021
- Filed Document
- 0001692021-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:19:17 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-16 17:15:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660746
- Filed Document
- 0001660746-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 17:15:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 16:57:47 UTC |
- Amount To Be Raised
- $4,616,178
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692099
- Filed Document
- 0001692099-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:57:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-16 16:55:47 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692619
- Filed Document
- 0001393725-16-000276
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:55:47 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-16 16:53:57 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Legend Securities, Inc.
- CIK Number
- 0001644421
- Filed Document
- 0001644421-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:53:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-16 16:51:31 UTC |
- Amount To Be Raised
- $5,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691918
- Filed Document
- 0000949265-16-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:51:31 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 16:49:12 UTC |
- Amount To Be Raised
- $4,101,190
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689440
- Filed Document
- 0001689440-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:49:12 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 16:44:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674155
- Filed Document
- 0001674155-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:44:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-16 16:43:52 UTC |
- Amount To Be Raised
- $5,757,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692552
- Filed Document
- 0001692552-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:43:52 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 16:40:42 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691973
- Filed Document
- 0000949265-16-000027
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:40:42 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 16:36:59 UTC |
- Amount To Be Raised
- $14,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691926
- Filed Document
- 0000949265-16-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:36:59 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-16 16:36:39 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634023
- Filed Document
- 0001634023-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:36:39 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-12-16 16:35:42 UTC |
- Amount To Be Raised
- $4,168,148
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691212
- Filed Document
- 0001691212-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:35:42 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Siguler Guff Global Emerging Markets Opportunities Fund IV (DE), LP
See All Filings
|
D/A |
2016-12-16 16:34:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and The Bank of New York Mellon Corporaton
- CIK Number
- 0001661909
- Filed Document
- 0001661907-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:34:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Siguler Guff Global Emerging Markets Opportunities Fund IV (Cayman), LP
See All Filings
|
D/A |
2016-12-16 16:25:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and The Bank of New York Mellon Corporaton
- CIK Number
- 0001661911
- Filed Document
- 0001661907-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:25:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-16 16:25:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC and Lazard Freres & Co. LLC
- CIK Number
- 0001692256
- Filed Document
- 0001692256-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:25:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-16 16:12:06 UTC |
- Amount To Be Raised
- $4,084,450
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690600
- Filed Document
- 0001690600-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:12:06 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 16:10:31 UTC |
- Amount To Be Raised
- $6,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619504
- Filed Document
- 0001619504-16-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:10:31 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
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D |
2016-12-16 16:07:12 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627148
- Filed Document
- 0001627148-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:07:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-16 16:04:39 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692616
- Filed Document
- 0001692616-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-16 16:04:39 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
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