|
|
D |
2016-12-20 09:14:54 UTC |
- Amount To Be Raised
- $833,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692545
- Filed Document
- 0001692545-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-20 09:14:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-12-20 09:12:57 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620525
- Filed Document
- 0001620525-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-20 09:12:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2016-12-20 06:58:58 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001692410
- Filed Document
- 0001692410-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-20 06:58:58 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 21:50:32 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692102
- Filed Document
- 0001692102-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 21:50:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 20:17:34 UTC |
- Amount To Be Raised
- $2,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656916
- Filed Document
- 0001656916-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 20:17:34 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 19:57:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574738
- Filed Document
- 0001574738-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 19:57:28 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-19 19:54:13 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689446
- Filed Document
- 0001689446-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 19:54:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 19:45:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690353
- Filed Document
- 0001690286-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 19:45:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-12-19 19:41:43 UTC |
- Amount To Be Raised
- $8,157,473
- Associated Brokers / Dealers
- Sharespost Financial Corp
- CIK Number
- 0001640790
- Filed Document
- 0001640790-16-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 19:41:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 19:27:54 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682992
- Filed Document
- 0001682992-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 19:27:54 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 19:24:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690283
- Filed Document
- 0001690286-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 19:24:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 19:01:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690286
- Filed Document
- 0001690286-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 19:01:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 18:20:08 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687531
- Filed Document
- 0001140361-16-090299
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 18:20:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 18:02:30 UTC |
- Amount To Be Raised
- $49,999,995
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611052
- Filed Document
- 0001140361-16-090294
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 18:02:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:55:26 UTC |
- Amount To Be Raised
- $45,578
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001497606
- Filed Document
- 0001085037-16-000378
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:55:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 17:50:58 UTC |
- Amount To Be Raised
- $13,897,674
- Associated Brokers / Dealers
- Robert S. Smith, Lois A. Leynse, Joseph G. Michaletz, Roger T. Tadsen, John E. Bishop, Eric S. Scaff, Chay Lapin, Jeffrey B. Baker, Eric A. Bicknese, Thomas J. Ealy, Silver Portal Capital LLC, Nathaniel M. Kuhn, Dwight K. Kay, Trawnegan Gall, John P. Harvey Jr., Jeffrey L. Davis, David B. Levinson, Verln B. Dewit, William S. Sheehan, Christina S. Nielson, and John T. Christy
- CIK Number
- 0001686014
- Filed Document
- 0001686014-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:50:58 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-19 17:28:18 UTC |
- Amount To Be Raised
- $180,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691865
- Filed Document
- 0001691865-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:28:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:26:04 UTC |
- Amount To Be Raised
- $3,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692726
- Filed Document
- 0001692344-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:26:04 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:25:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692627
- Filed Document
- 0001692627-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:25:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 17:25:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group LLC, NH Investment & Securities Co., Ltd., Compass Private Equity XIV Fondo De Inversion, Bank Julius Baer & Co., Ltd., UBS Financial Services Inc., and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001663185
- Filed Document
- 0001663185-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:25:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:24:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692628
- Filed Document
- 0001692628-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:24:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:24:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KB INVESTMENT AND SECURITIES CO., LTD., MVISION PRIVATE EQUITY ADVISERS USA LLC, and LARRAIN VIAL, INVESTMENT INC.
- CIK Number
- 0001688090
- Filed Document
- 0001688090-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:24:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:23:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KB INVESTMENT AND SECURITIES CO., LTD., MVISION PRIVATE EQUITY ADVISERS USA LLC, and LARRAIN VIAL, INVESTMENT INC.
- CIK Number
- 0001688092
- Filed Document
- 0001688092-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:23:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:23:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KB INVESTMENT AND SECURITIES CO., LTD., MVISION PRIVATE EQUITY ADVISERS USA LLC, and LARRAIN VIAL, INVESTMENT INC.
- CIK Number
- 0001688093
- Filed Document
- 0001688093-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:23:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:21:42 UTC |
- Amount To Be Raised
- $3,908,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571702
- Filed Document
- 0001140361-16-090283
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:21:42 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:18:54 UTC |
- Amount To Be Raised
- $88,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691705
- Filed Document
- 0001691705-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:18:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:18:37 UTC |
- Amount To Be Raised
- $276,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692735
- Filed Document
- 0001692735-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:18:37 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:17:53 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690692
- Filed Document
- 0001690692-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:17:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:17:03 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- Acalyx Advisors, Inc.
- CIK Number
- 0001692561
- Filed Document
- 0001140361-16-090279
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:17:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-12-19 17:16:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692695
- Filed Document
- 0001692695-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:16:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:15:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001692461
- Filed Document
- 0001692461-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:15:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:12:28 UTC |
- Amount To Be Raised
- $7,982,918
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473004
- Filed Document
- 0000897069-16-001143
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:12:28 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-12-19 17:11:12 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001357459
- Filed Document
- 0001171843-16-013708
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:11:12 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:08:52 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571734
- Filed Document
- 0001571734-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:08:52 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Blackstone Tactical Opportunities Fund (LS Co-Invest II) L.P.
See All Filings
|
D |
2016-12-19 17:07:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691745
- Filed Document
- 0001691745-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:07:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-12-19 17:06:45 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689867
- Filed Document
- 0001689867-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:06:45 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:02:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692371
- Filed Document
- 0001692390-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:02:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 17:01:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692390
- Filed Document
- 0001692390-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 17:01:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:57:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688419
- Filed Document
- 0001688419-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:57:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:53:50 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567581
- Filed Document
- 0000902664-16-009150
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:53:50 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:52:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001440096
- Filed Document
- 0001440096-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:52:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:50:40 UTC |
- Amount To Be Raised
- $376,500,000
- Associated Brokers / Dealers
- EQUUS FINANCIAL CONSULTING LLC and COMPASS SECURITIES CORPORATION
- CIK Number
- 0001677785
- Filed Document
- 0001677785-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:50:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-12-19 16:48:40 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- Rodman & Renshaw, LLC
- CIK Number
- 0001421204
- Filed Document
- 0001144204-16-140279
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:48:40 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
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D/A |
2016-12-19 16:47:33 UTC |
- Amount To Be Raised
- $376,500,000
- Associated Brokers / Dealers
- EQUUS FINANCIAL CONSULTING LLC and COMPASS SECURITIES CORPORATION
- CIK Number
- 0001677784
- Filed Document
- 0001677784-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:47:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-12-19 16:45:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660869
- Filed Document
- 0001013594-16-001356
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:45:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2016-12-19 16:42:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO
- CIK Number
- 0001269190
- Filed Document
- 0001269190-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:42:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2016-12-19 16:40:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001227265
- Filed Document
- 0001227265-16-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:40:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2016-12-19 16:39:45 UTC |
- Amount To Be Raised
- $9,003,000
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001626655
- Filed Document
- 0001209191-16-155929
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:39:45 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2016-12-19 16:39:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001037189
- Filed Document
- 0001037189-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:39:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2016-12-19 16:38:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001472136
- Filed Document
- 0001013594-16-001355
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-12-19 16:38:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|