Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Vale Fox Distillery LLC See All Filings	D	2019-02-08 16:35:08 UTC
Amount To Be Raised $1,405,000 Associated Brokers / Dealers None CIK Number 0001767099 Filed Document 0001767099-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:35:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HaptX, Inc. See All Filings	D	2019-02-08 16:34:30 UTC
Amount To Be Raised $20,228,523 Associated Brokers / Dealers N/A CIK Number 0001702657 Filed Document 0001702657-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:34:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Acadian ACWI ex US Small-Cap Fund, LLC See All Filings	D/A	2019-02-08 16:30:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001635263 Filed Document 0001635263-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:30:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Straka Partners, LLC See All Filings	D/A	2019-02-08 16:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697221 Filed Document 0001697221-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:24:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Fixed Income Trust - Invesco Short-Term Investment Fund See All Filings	D/A	2019-02-08 16:21:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001690341 Filed Document 0001690341-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-08 16:21:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AP EPF III Helix Co-Invest, L.P. See All Filings	D	2019-02-08 16:16:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764660 Filed Document 0000950142-19-000186 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:16:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Non-US microCap Equity Fund, LLC See All Filings	D/A	2019-02-08 16:10:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001632994 Filed Document 0001632994-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:10:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jackson Hole Televison, Inc. See All Filings	C/A	2019-02-08 16:09:13 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001756405 Filed Document 0001665160-19-000164 Accepted Date 2019-02-08 16:09:13 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State WYOMING
Palmia Corporation See All Filings	C/A	2019-02-08 16:06:19 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001674199 Filed Document 0001670254-19-000059 Accepted Date 2019-02-08 16:06:19 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State CALIFORNIA
PCIP III Suncoast Parkway Series See All Filings	D	2019-02-08 16:00:00 UTC
Amount To Be Raised $483,300 Associated Brokers / Dealers N/A CIK Number 0001766709 Filed Document 0001766711-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cultivate Music, Inc. See All Filings	D	2019-02-08 15:59:04 UTC
Amount To Be Raised $401,484 Associated Brokers / Dealers N/A CIK Number 0001738016 Filed Document 0001738016-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:59:04 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ancor Pledge Fund VIII, LLC See All Filings	D	2019-02-08 15:54:33 UTC
Amount To Be Raised $614,025 Associated Brokers / Dealers N/A CIK Number 0001653116 Filed Document 0001653116-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:54:33 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Xeno Biosciences Inc. See All Filings	D	2019-02-08 15:51:35 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001748206 Filed Document 0001748206-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:51:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PCIP III Concorde Circle Series See All Filings	D	2019-02-08 15:50:54 UTC
Amount To Be Raised $116,500 Associated Brokers / Dealers N/A CIK Number 0001766711 Filed Document 0001766711-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:50:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Stripe, Inc. See All Filings	D	2019-02-08 15:49:36 UTC
Amount To Be Raised $100,000,016 Associated Brokers / Dealers N/A CIK Number 0001691342 Filed Document 0001691342-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:49:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marlo's Bakeshop LLC See All Filings	C/A	2019-02-08 15:49:26 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $350,000 CIK Number 0001703308 Filed Document 0001670254-19-000057 Accepted Date 2019-02-08 15:49:26 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
3DEO, INC. See All Filings	D	2019-02-08 15:47:06 UTC
Amount To Be Raised $14,073,476 Associated Brokers / Dealers N/A CIK Number 0001706043 Filed Document 0001706636-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:47:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EDEN DEVCO LP See All Filings	D	2019-02-08 15:46:05 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001766885 Filed Document 0001144204-19-005823 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:46:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wichita Owner Finance LLC See All Filings	D	2019-02-08 15:35:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754772 Filed Document 0001754772-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:35:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
IIF UK 1 LP See All Filings	D/A	2019-02-08 15:25:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749041 Filed Document 0001749041-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:25:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF UK 1 HEDGED LP See All Filings	D/A	2019-02-08 15:24:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001753252 Filed Document 0001753252-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:24:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF HEDGED LP See All Filings	D/A	2019-02-08 15:23:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001753251 Filed Document 0001753251-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:23:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Dutch 1 Cayman L.P. See All Filings	D/A	2019-02-08 15:23:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749001 Filed Document 0001749001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:23:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity House Inc See All Filings	D	2019-02-08 15:23:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001760129 Filed Document 0001706636-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:23:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
IIF Cayman 1 Ltd. See All Filings	D/A	2019-02-08 15:22:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749042 Filed Document 0001749042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:22:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF CAYMAN 1 HEDGED LTD. See All Filings	D/A	2019-02-08 15:21:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001753250 Filed Document 0001753250-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:21:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 4 LP See All Filings	D/A	2019-02-08 15:16:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749040 Filed Document 0001749040-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:16:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 3 LP See All Filings	D/A	2019-02-08 15:15:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749039 Filed Document 0001749039-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:15:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seashore Surgical Institute, L.L.C. See All Filings	D	2019-02-08 15:13:47 UTC
Amount To Be Raised $124,000 Associated Brokers / Dealers N/A CIK Number 0001693749 Filed Document 0001693749-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:13:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Stratifyd, Inc. See All Filings	D/A	2019-02-08 15:09:22 UTC
Amount To Be Raised $29,000,000 Associated Brokers / Dealers N/A CIK Number 0001634594 Filed Document 0001634594-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:09:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Targeted Neutral, LP See All Filings	D/A	2019-02-08 15:05:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601964 Filed Document 0001601964-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:05:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 2 LP See All Filings	D/A	2019-02-08 15:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001748970 Filed Document 0001748970-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:05:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 1 LP See All Filings	D/A	2019-02-08 15:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001748969 Filed Document 0001748969-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:04:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TommyKnockers LLC See All Filings	D/A	2019-02-08 15:03:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001758196 Filed Document 0001758196-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:03:25 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IIF CANADIAN 1 HEDGED LP See All Filings	D/A	2019-02-08 15:03:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001753249 Filed Document 0001753249-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:03:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Latour Co-Invest Hygee See All Filings	D	2019-02-08 14:57:45 UTC
Amount To Be Raised $50,160,000 Associated Brokers / Dealers N/A CIK Number 0001767001 Filed Document 0001767001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:57:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Karma Athletics Ltd. See All Filings	D	2019-02-08 14:56:48 UTC
Amount To Be Raised $20,175 Associated Brokers / Dealers N/A CIK Number 0001766121 Filed Document 0001085037-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:56:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Chenavari Multi-Strategy Credit Fund SPC See All Filings	D/A	2019-02-08 14:41:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001510148 Filed Document 0001510148-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:41:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Fund II (iCapital), L.P. See All Filings	D	2019-02-08 14:41:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001767088 Filed Document 0000897069-19-000099 Exclusions or Exemptions 506c Accepted Date 2019-02-08 14:41:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Agilis Park Fund, LP See All Filings	D/A	2019-02-08 14:33:35 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Richard Rhoads CIK Number 0001726094 Filed Document 0001687427-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:33:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUNP INTERNATIONAL INC See All Filings	D	2019-02-08 14:27:20 UTC
Amount To Be Raised $5,003,350 Associated Brokers / Dealers N/A CIK Number 0001765148 Filed Document 0001765148-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:27:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RAIKE REAL ESTATE INCOME FUND LLC See All Filings	D	2019-02-08 14:26:18 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Woodstock Financial Group, Inc. CIK Number 0001382999 Filed Document 0001382999-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-08 14:26:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Acoustic Wave Cell Therapy, Inc. See All Filings	D	2019-02-08 14:24:43 UTC
Amount To Be Raised $8,208,790 Associated Brokers / Dealers N/A CIK Number 0001706636 Filed Document 0001706636-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:24:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TVM Life Science Ventures VIII SCSp See All Filings	D	2019-02-08 14:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital, LLC CIK Number 0001767198 Filed Document 0001767198-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:21:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaucho Group, Inc. See All Filings	D/A	2019-02-08 14:16:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001753402 Filed Document 0001753402-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:16:14 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
THORNBURG INVESTMENT TRUST See All Filings	D/A	2019-02-08 14:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000816153 Filed Document 0001567619-19-002743 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:14:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Current Asset Fund Ltd. See All Filings	D/A	2019-02-08 14:12:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570882 Filed Document 0000899140-19-000114 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:12:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Second Reality Interactive, Inc. See All Filings	D	2019-02-08 14:05:59 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001767438 Filed Document 0001767438-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:05:59 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RPL Fund I, a series of Marine Layer Investments, LP See All Filings	D	2019-02-08 14:05:29 UTC
Amount To Be Raised $508,000 Associated Brokers / Dealers N/A CIK Number 0001767225 Filed Document 0001767225-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:05:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Aesthetic Technologies, Inc. See All Filings	C/A	2019-02-08 13:58:27 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001651778 Filed Document 0001669191-19-000048 Accepted Date 2019-02-08 13:58:27 UTC Type of Offering C/A Security Offered Amount 4,000 Security Offered Type Common Stock State MASSACHUSETTS