Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
REDWOOD OPPORTUNITY MASTER FUND, LTD. See All Filings	D/A	2018-12-31 11:25:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457425 Filed Document 0000919574-18-008216 Exclusions or Exemptions 506b Accepted Date 2018-12-31 11:25:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
INTERNATIONAL SELECT INVESTMENTS, LLC See All Filings	D/A	2018-12-31 11:23:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355967 Filed Document 0001355967-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-31 11:23:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
REDWOOD OPPORTUNITY OFFSHORE FUND, LTD. See All Filings	D/A	2018-12-31 11:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457426 Filed Document 0000919574-18-008214 Exclusions or Exemptions 506b Accepted Date 2018-12-31 11:21:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm Holdings, LLC See All Filings	D	2018-12-31 11:21:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727882 Filed Document 0001727882-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-31 11:21:34 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
MacuLogix, Inc. See All Filings	D/A	2018-12-31 11:21:23 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001554897 Filed Document 0001554897-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-31 11:21:23 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Legend Holdings, LLC See All Filings	D	2018-12-31 11:17:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727876 Filed Document 0001727876-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-31 11:17:13 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
Community Holdings, LLC See All Filings	D	2018-12-31 11:14:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727881 Filed Document 0001727881-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-31 11:14:20 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
Contrarian Holdings, LLC See All Filings	D	2018-12-31 11:11:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727874 Filed Document 0001727874-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-31 11:11:07 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
FULMINE INVESTORS, LLC See All Filings	D	2018-12-31 11:09:25 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001761190 Filed Document 0001760822-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-12-31 11:09:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Merion, Inc. See All Filings	D	2018-12-31 11:05:17 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001517498 Filed Document 0001477932-18-006173 Exclusions or Exemptions 506b Accepted Date 2018-12-31 11:05:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GTT Communications, Inc. See All Filings	D	2018-12-31 10:45:40 UTC
Amount To Be Raised $4,999,420 Associated Brokers / Dealers N/A CIK Number 0001315255 Filed Document 0001315255-18-000191 Exclusions or Exemptions 506b Accepted Date 2018-12-31 10:45:40 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
New River Partners, LLC See All Filings	D	2018-12-31 10:37:29 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Lynn E. Fedor and Michael W. Hodson CIK Number 0001759053 Filed Document 0001759053-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-31 10:37:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
BAUM INVESTORS, LLC See All Filings	D	2018-12-31 10:35:28 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers Bridge Capital Associates, Inc., Bridge Capital Associates, Inc., and Bridge Capital Associates, Inc. CIK Number 0001761194 Filed Document 0001761194-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-31 10:35:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
GCM Grosvenor Spectrum Fund, Ltd. See All Filings	D/A	2018-12-31 10:30:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612438 Filed Document 0001566114-18-000075 Exclusions or Exemptions 506b Accepted Date 2018-12-31 10:30:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW CHATHAM INVESTORS, LLC See All Filings	D	2018-12-31 10:26:24 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers Bridge Capital Associates, Inc., Bridge Capital Associates, Inc., and Bridge Capital Associates, Inc. CIK Number 0001760822 Filed Document 0001760822-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-12-31 10:26:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
CENTRAL FEDERAL CORP See All Filings	D	2018-12-31 10:23:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001070680 Filed Document 0001070680-18-000042 Exclusions or Exemptions 506b Accepted Date 2018-12-31 10:23:43 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
JES Global Capital III, L.P. See All Filings	D	2018-12-31 10:22:02 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001760496 Filed Document 0001760496-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-31 10:22:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATG Clean Energy Holdings, Inc. See All Filings	D	2018-12-31 10:18:10 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers None CIK Number 0001762744 Filed Document 0001762744-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-12-31 10:18:10 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clover Parallel Offshore LP See All Filings	D	2018-12-31 10:11:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001761183 Filed Document 0001761187-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-31 10:11:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Organic Living Inc. See All Filings	C/A	2018-12-31 10:11:07 UTC
Financial Interest No Filing Platform Mr. Crowd Offering Amount $1,000,000 CIK Number 0001743775 Filed Document 0001743775-18-000006 Accepted Date 2018-12-31 10:11:07 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Preferred Stock State FLORIDA
228 Guadalupe, LLC See All Filings	D	2018-12-31 10:10:58 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001761063 Filed Document 0001761063-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-31 10:10:58 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Clover Parallel LLC See All Filings	D	2018-12-31 10:10:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001761187 Filed Document 0001761187-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-31 10:10:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREST Sub-REIT LLC See All Filings	D	2018-12-31 10:09:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001762221 Filed Document 0001762221-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-31 10:09:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Commercial Real Estate Senior Transitional Loan REIT LLC See All Filings	D	2018-12-31 10:08:14 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001761935 Filed Document 0001761935-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-31 10:08:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
228 Guadalupe, LLC See All Filings	D	2018-12-31 10:06:40 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001761063 Filed Document 0001761063-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-31 10:06:40 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Resolute Capital Asset Partners Fund I LP See All Filings	D	2018-12-31 10:03:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762635 Filed Document 0001762635-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-31 10:03:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 209 See All Filings	D	2018-12-31 10:03:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kestra Investment Services, LLC CIK Number 0001762158 Filed Document 0001762158-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-31 10:03:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oribel Capital Partners, LP See All Filings	D/A	2018-12-31 09:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662146 Filed Document 0001013594-18-000786 Exclusions or Exemptions 506b Accepted Date 2018-12-31 09:46:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oribel Capital Partners Offshore, Ltd. See All Filings	D/A	2018-12-31 09:45:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662242 Filed Document 0001013594-18-000785 Exclusions or Exemptions 506b Accepted Date 2018-12-31 09:45:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Terra Dotta LLC See All Filings	D	2018-12-31 09:42:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661958 Filed Document 0001661958-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-31 09:42:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mr. Pin, Inc. See All Filings	D	2018-12-31 09:33:29 UTC
Amount To Be Raised $245,000 Associated Brokers / Dealers N/A CIK Number 0001762921 Filed Document 0001288230-18-000015 Exclusions or Exemptions 504 and 506b Accepted Date 2018-12-31 09:33:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Global Diversified Fund, Ltd. See All Filings	D/A	2018-12-31 09:28:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582067 Filed Document 0001566114-18-000074 Exclusions or Exemptions 506b Accepted Date 2018-12-31 09:28:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Future Mobility Company Holdings, Inc. See All Filings	C/A	2018-12-31 09:28:50 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $504,000 CIK Number 0001754123 Filed Document 0001669191-18-000561 Accepted Date 2018-12-31 09:28:50 UTC Type of Offering C/A Security Offered Amount 11,905 Security Offered Type Common Stock State ILLINOIS
Estimated Inc. See All Filings	D	2018-12-31 09:28:13 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001727498 Filed Document 0001727498-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-31 09:28:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GCM Palmetto Strategic Partnership, L.P. See All Filings	D/A	2018-12-31 09:07:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527563 Filed Document 0001566114-18-000073 Exclusions or Exemptions 506b Accepted Date 2018-12-31 09:07:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor FOB Fund, L.P. See All Filings	D/A	2018-12-31 08:59:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616898 Filed Document 0001566114-18-000072 Exclusions or Exemptions 506b Accepted Date 2018-12-31 08:59:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zamii Clean USA Carpet & Upholstery Cleaning Corp. See All Filings	C	2018-12-31 08:47:44 UTC
Financial Interest Filing Platform Razitall Inc Offering Amount $250,000 CIK Number 0001742800 Filed Document 0001668287-18-000089 Accepted Date 2018-12-31 08:47:44 UTC Type of Offering C Security Offered Amount 150,000 Security Offered Type Other State ARIZONA
Samsonite International S.A. See All Filings	D	2018-12-31 06:33:17 UTC
Amount To Be Raised $8,744,993 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001144204-18-066647 Exclusions or Exemptions 506c Accepted Date 2018-12-31 06:33:17 UTC Type of Offering D Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
Samsonite International S.A. See All Filings	D/A	2018-12-31 06:27:28 UTC
Amount To Be Raised $11,765,346 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001144204-18-066644 Exclusions or Exemptions 506c Accepted Date 2018-12-31 06:27:28 UTC Type of Offering D/A Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
Samsonite International S.A. See All Filings	D/A	2018-12-31 06:24:14 UTC
Amount To Be Raised $18,785,796 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001144204-18-066642 Exclusions or Exemptions 506c Accepted Date 2018-12-31 06:24:14 UTC Type of Offering D/A Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
Samsonite International S.A. See All Filings	D/A	2018-12-31 06:20:19 UTC
Amount To Be Raised $9,718,292 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001144204-18-066640 Exclusions or Exemptions 506c Accepted Date 2018-12-31 06:20:19 UTC Type of Offering D/A Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
Samsonite International S.A. See All Filings	D/A	2018-12-31 06:15:55 UTC
Amount To Be Raised $8,145,581 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001144204-18-066638 Exclusions or Exemptions 506c Accepted Date 2018-12-31 06:15:55 UTC Type of Offering D/A Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
Lavabit, LLC See All Filings	C	2018-12-28 22:11:00 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001747795 Filed Document 0001747795-18-000001 Accepted Date 2018-12-28 22:11:00 UTC Type of Offering C Security Offered Amount 150,000 Security Offered Type Other State TEXAS
Turnbridge Equities Real Estate Fund I LP See All Filings	D/A	2018-12-28 21:31:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727193 Filed Document 0001727193-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-28 21:31:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kong Inc. See All Filings	D	2018-12-28 21:17:41 UTC
Amount To Be Raised $54,699,973 Associated Brokers / Dealers N/A CIK Number 0001528548 Filed Document 0001528548-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-28 21:17:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Braidy Industries, Inc. See All Filings	C/A	2018-12-28 21:14:44 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,069,992 CIK Number 0001711639 Filed Document 0001669191-18-000559 Accepted Date 2018-12-28 21:14:44 UTC Type of Offering C/A Security Offered Amount 556 Security Offered Type Common Stock State DELAWARE
GROSVENOR GLOBAL HEDGED EQUITY FUND LP See All Filings	D/A	2018-12-28 20:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001434078 Filed Document 0001566114-18-000071 Exclusions or Exemptions 506b Accepted Date 2018-12-28 20:45:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Macro Strategies Fund, Ltd. See All Filings	D/A	2018-12-28 20:38:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572874 Filed Document 0001566114-18-000070 Exclusions or Exemptions 506b Accepted Date 2018-12-28 20:38:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROSVENOR INSTITUTIONAL PARTNERS LP See All Filings	D/A	2018-12-28 20:29:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175875 Filed Document 0001566114-18-000069 Exclusions or Exemptions 506b Accepted Date 2018-12-28 20:29:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cryoport, Inc. See All Filings	D/A	2018-12-28 20:23:33 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001124524 Filed Document 0001144204-18-066624 Exclusions or Exemptions 506b Accepted Date 2018-12-28 20:23:33 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity