Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LANDED BAY AREA FUND I, LLC See All Filings	D	2016-12-20 17:35:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001683899 Filed Document 0001683899-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 17:35:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Congressional Bancshares, Inc. See All Filings	D	2016-12-20 17:32:44 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001663639 Filed Document 0001663639-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 17:32:44 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
PROSPECTIFY, INC. See All Filings	D	2016-12-20 17:27:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001687985 Filed Document 0001687985-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 17:27:17 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Small Buyout Opportunities Fund III, LP See All Filings	D/A	2016-12-20 17:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporation CIK Number 0001665895 Filed Document 0001665895-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-20 17:25:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VBI Vaccines Inc/BC See All Filings	D	2016-12-20 17:13:34 UTC
Amount To Be Raised $10,598,750 Associated Brokers / Dealers N/A CIK Number 0000764195 Filed Document 0001493152-16-016069 Exclusions or Exemptions 506b Accepted Date 2016-12-20 17:13:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LongueVue Capital Partners III, L.P. See All Filings	D	2016-12-20 17:12:46 UTC
Amount To Be Raised $102,000,000 Associated Brokers / Dealers N/A CIK Number 0001692176 Filed Document 0001192482-16-000774 Exclusions or Exemptions 506b Accepted Date 2016-12-20 17:12:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siguler Guff Small Buyout Opportunities Fund III (T), LP See All Filings	D/A	2016-12-20 17:10:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001665900 Filed Document 0001665900-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 17:10:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LG Property, LLC See All Filings	D	2016-12-20 17:08:25 UTC
Amount To Be Raised $4,073,978 Associated Brokers / Dealers The Strategic Financial Alliance, Inc. CIK Number 0001692179 Filed Document 0001692179-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 17:08:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Bear Creek Warehouse, LLC See All Filings	D	2016-12-20 17:08:17 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001565802 Filed Document 0001565802-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-20 17:08:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Northwest Nutritional Foods LLC See All Filings	D/A	2016-12-20 17:07:35 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers CircleUp (Fundme Securities, LLC) CIK Number 0001662971 Filed Document 0001683168-16-000998 Exclusions or Exemptions 506b Accepted Date 2016-12-20 17:07:35 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Contiq, Inc. See All Filings	D	2016-12-20 17:04:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001687610 Filed Document 0001687610-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 17:04:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIVOT3, INC. See All Filings	D/A	2016-12-20 17:01:47 UTC
Amount To Be Raised $58,159,582 Associated Brokers / Dealers N/A CIK Number 0001316752 Filed Document 0001316752-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-20 17:01:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Meridian Investments, LLC See All Filings	D	2016-12-20 17:00:52 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers N/A CIK Number 0001614940 Filed Document 0001209191-16-156131 Exclusions or Exemptions 506b Accepted Date 2016-12-20 17:00:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon Opportunity Fund LP See All Filings	D	2016-12-20 16:59:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692223 Filed Document 0001692223-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 16:59:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Siguler Guff Small Buyout Opportunities Fund III (F), LP See All Filings	D/A	2016-12-20 16:54:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001665899 Filed Document 0001665895-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 16:54:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siguler Guff Small Buyout Opportunities Fund III, LP See All Filings	D/A	2016-12-20 16:43:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporation CIK Number 0001665895 Filed Document 0001665895-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 16:43:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Potash Ridge Corp See All Filings	D	2016-12-20 16:38:12 UTC
Amount To Be Raised $11,757,000 Associated Brokers / Dealers N/A CIK Number 0001562333 Filed Document 0001562333-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-20 16:38:12 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
BR Incentive Plan LLC See All Filings	D	2016-12-20 16:32:43 UTC
Amount To Be Raised $6,894,900 Associated Brokers / Dealers N/A CIK Number 0001688407 Filed Document 0001688407-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 16:32:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Otter Rock Investments, LLC See All Filings	D	2016-12-20 16:25:40 UTC
Amount To Be Raised $5,040,000 Associated Brokers / Dealers N/A CIK Number 0001692624 Filed Document 0001692624-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 16:25:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
K5 Equities Real Estate Fund I, L.P. See All Filings	D	2016-12-20 16:20:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Adam Kessner CIK Number 0001692296 Filed Document 0001692296-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 16:20:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Front Desk, Inc. See All Filings	D	2016-12-20 16:04:11 UTC
Amount To Be Raised $4,499,999 Associated Brokers / Dealers N/A CIK Number 0001555317 Filed Document 0001555317-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 16:04:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
INRANGE SYSTEMS INC See All Filings	D	2016-12-20 16:01:05 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001323263 Filed Document 0001209191-16-156095 Exclusions or Exemptions 506b Accepted Date 2016-12-20 16:01:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Spotluck, Inc. See All Filings	D	2016-12-20 15:49:31 UTC
Amount To Be Raised $1,561,700 Associated Brokers / Dealers N/A CIK Number 0001672152 Filed Document 0001672152-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-20 15:49:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
East Side Capital Offshore, Ltd. See All Filings	D/A	2016-12-20 15:48:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345015 Filed Document 0000919574-16-017223 Exclusions or Exemptions 506b Accepted Date 2016-12-20 15:48:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SG TCC Holdings LLC See All Filings	D	2016-12-20 15:41:39 UTC
Amount To Be Raised $24,750,585 Associated Brokers / Dealers N/A CIK Number 0001692134 Filed Document 0001209191-16-156081 Exclusions or Exemptions 506b Accepted Date 2016-12-20 15:41:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WESTFIELD MICRO CAP FUND LP See All Filings	D/A	2016-12-20 15:40:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001269422 Filed Document 0001140361-16-090355 Exclusions or Exemptions 506b Accepted Date 2016-12-20 15:40:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Center Plaza J-Dek LP See All Filings	D	2016-12-20 15:30:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692603 Filed Document 0001692603-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 15:30:39 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TELEIOS GLOBAL OPPORTUNITIES, LP See All Filings	D/A	2016-12-20 15:28:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL PARTNERS CIK Number 0001604812 Filed Document 0000919574-16-017219 Exclusions or Exemptions 506b Accepted Date 2016-12-20 15:28:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
2Fuel Technologies, Inc. See All Filings	D	2016-12-20 15:26:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690821 Filed Document 0001690821-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 15:26:44 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Spinnaker Income Partners, L.P. See All Filings	D/A	2016-12-20 15:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575322 Filed Document 0001575322-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 15:26:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Center for Orthopedic & Research Excellence, Inc. See All Filings	D	2016-12-20 15:24:38 UTC
Amount To Be Raised $13,971,120 Associated Brokers / Dealers N/A CIK Number 0001666703 Filed Document 0001666703-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 15:24:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
VV-CRYOOCYTE FUND LP See All Filings	D/A	2016-12-20 15:11:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692344 Filed Document 0001692344-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 15:11:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series I-15 See All Filings	D/A	2016-12-20 15:07:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001672592 Filed Document 0001672592-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-20 15:07:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG TCC Investment LLC See All Filings	D	2016-12-20 15:07:15 UTC
Amount To Be Raised $13,521,585 Associated Brokers / Dealers N/A CIK Number 0001692135 Filed Document 0001209191-16-156060 Exclusions or Exemptions 506b Accepted Date 2016-12-20 15:07:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Essential Remedium Corp. See All Filings	D	2016-12-20 14:53:06 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001635307 Filed Document 0001635307-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:53:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Churchill Boxing Management, LLC See All Filings	D	2016-12-20 14:48:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001681960 Filed Document 0001681960-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:48:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARdVRk Technologies, LLC See All Filings	D	2016-12-20 14:47:59 UTC
Amount To Be Raised $860,000 Associated Brokers / Dealers N/A CIK Number 0001692429 Filed Document 0001213900-16-019552 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:47:59 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MAGNETIC FUND II, L.P. See All Filings	D	2016-12-20 14:47:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692677 Filed Document 0001692677-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:47:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BETTER VENTURES FUND II, LP See All Filings	D/A	2016-12-20 14:43:03 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001620531 Filed Document 0001620531-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:43:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Day Nutritionals, Inc. See All Filings	D	2016-12-20 14:33:21 UTC
Amount To Be Raised $984,240 Associated Brokers / Dealers N/A CIK Number 0001692630 Filed Document 0001692630-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:33:21 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Traxo, Inc. See All Filings	D	2016-12-20 14:32:04 UTC
Amount To Be Raised $8,191,128 Associated Brokers / Dealers N/A CIK Number 0001588545 Filed Document 0001316752-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:32:04 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SAGE GROUP PLC See All Filings	D	2016-12-20 14:31:59 UTC
Amount To Be Raised $4,966,696 Associated Brokers / Dealers N/A CIK Number 0001103281 Filed Document 0001103281-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:31:59 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Wheeler REIT, L.P. See All Filings	D/A	2016-12-20 14:29:55 UTC
Amount To Be Raised $76,303,647 Associated Brokers / Dealers n/a CIK Number 0001563251 Filed Document 0001563251-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:29:55 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CEREBELLUM CAPITAL, LLC See All Filings	D	2016-12-20 14:29:50 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001447339 Filed Document 0001447339-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:29:50 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bear Creek Longhorn Housing LLC See All Filings	D	2016-12-20 14:14:30 UTC
Amount To Be Raised $3,737,000 Associated Brokers / Dealers N/A CIK Number 0001591392 Filed Document 0001591392-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:14:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Carpenter New York Development, LLC See All Filings	D	2016-12-20 14:11:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Seapower Carpenter Capital, Inc. CIK Number 0001686169 Filed Document 0000897069-16-001145 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:11:49 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UNIKEY TECHNOLOGIES INC. See All Filings	D	2016-12-20 14:10:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001552389 Filed Document 0001552389-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:10:31 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
iANTHUS CAPITAL HOLDINGS, INC. See All Filings	D/A	2016-12-20 14:07:47 UTC
Amount To Be Raised $312,000 Associated Brokers / Dealers N/A CIK Number 0001643154 Filed Document 0001183740-16-000489 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:07:47 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Go 2 Care, Inc. See All Filings	D	2016-12-20 14:07:17 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001692406 Filed Document 0000897069-16-001144 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:07:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Europa Mezzanine L.P. See All Filings	D/A	2016-12-20 14:03:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001645131 Filed Document 0001645131-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-20 14:03:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity