|
|
D/A |
2017-04-14 17:16:41 UTC |
- Amount To Be Raised
- $383,875,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638132
- Filed Document
- 0001638132-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:16:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:14:49 UTC |
- Amount To Be Raised
- $383,875,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638133
- Filed Document
- 0001638133-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:14:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:13:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BlackRock Investments, LLC
- CIK Number
- 0001433510
- Filed Document
- 0001703597-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:13:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:12:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001106931
- Filed Document
- 0001106931-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:12:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-04-14 17:12:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001673864
- Filed Document
- 0001673864-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:12:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:11:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001672710
- Filed Document
- 0001672710-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:11:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:10:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hodes Weill Securities, LLC
- CIK Number
- 0001607018
- Filed Document
- 0001607018-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:10:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Western Asset Structured Product Opportunities Fund, L.L.C.
See All Filings
|
D/A |
2017-04-14 17:10:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001643524
- Filed Document
- 0001643524-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:10:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Western Asset Opportunistic Structured Securities Portfolio, Ltd.
See All Filings
|
D/A |
2017-04-14 17:09:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001639045
- Filed Document
- 0001639045-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:09:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:08:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001639044
- Filed Document
- 0001639044-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:08:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:06:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001550970
- Filed Document
- 0001213900-17-003825
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:06:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:06:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001638672
- Filed Document
- 0001638672-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:06:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:05:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001634331
- Filed Document
- 0001634331-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:05:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:05:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BlackRock Investments, LLC
- CIK Number
- 0001457587
- Filed Document
- 0001703597-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:05:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:04:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001321974
- Filed Document
- 0001321974-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:04:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:03:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001527770
- Filed Document
- 0001527770-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:03:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
WESTERN ASSET OPPORTUNISTIC ASIAN SECURITIES PORTFOLIO, L.L.C.
See All Filings
|
D/A |
2017-04-14 17:02:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001388918
- Filed Document
- 0001388918-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:02:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:01:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001473130
- Filed Document
- 0001473130-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:01:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 17:00:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001430348
- Filed Document
- 0001430348-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 17:00:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNKNOWN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:59:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001473129
- Filed Document
- 0001473129-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:59:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:58:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001410356
- Filed Document
- 0001410356-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:58:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:57:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001282427
- Filed Document
- 0001282427-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:57:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-14 16:57:36 UTC |
- Amount To Be Raised
- $8,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703769
- Filed Document
- 0001703769-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:57:36 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-04-14 16:55:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001619064
- Filed Document
- 0001619064-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:55:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:54:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001416120
- Filed Document
- 0001416120-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:54:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:53:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001577861
- Filed Document
- 0001577861-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:53:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:52:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001577860
- Filed Document
- 0001577860-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:52:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:51:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001538494
- Filed Document
- 0001538494-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:51:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-14 16:50:28 UTC |
- Amount To Be Raised
- $63,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702935
- Filed Document
- 0001702935-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:50:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:50:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001541381
- Filed Document
- 0001541381-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:50:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:49:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001566037
- Filed Document
- 0001566037-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:49:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Western Asset Macro Opportunities Direct Feeder Fund (Offshore), Ltd.
See All Filings
|
D/A |
2017-04-14 16:47:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001581221
- Filed Document
- 0001581221-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:47:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Western Asset Macro Opportunities Direct Feeder Fund, L.L.C.
See All Filings
|
D/A |
2017-04-14 16:46:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001578783
- Filed Document
- 0001578783-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:46:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:44:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001549304
- Filed Document
- 0001549304-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:44:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
WESTERN ASSET EMERGING MARKETS CORPORATE CREDIT PORTFOLIO, L.L.C.
See All Filings
|
D/A |
2017-04-14 16:43:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001427671
- Filed Document
- 0001427671-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:43:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:42:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001421951
- Filed Document
- 0001421951-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:42:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
WESTERN ASSET OPPORTUNISTIC STRUCTURED SECURITIES PORTFOLIO, L.L.C.
See All Filings
|
D/A |
2017-04-14 16:40:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001410966
- Filed Document
- 0001410966-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:40:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-14 16:40:11 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- North Capital Private Securities Corporation
- CIK Number
- 0001703435
- Filed Document
- 0001703435-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:40:11 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-04-14 16:37:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001385110
- Filed Document
- 0001385110-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:37:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:37:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SCOTT-MACON SECURITIES, INC.
- CIK Number
- 0001574857
- Filed Document
- 0001144204-17-020555
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:37:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
WESTERN ASSET EMERGING MARKETS LOCAL DEBT PORTFOLIO, L.L.C.
See All Filings
|
D/A |
2017-04-14 16:36:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001385121
- Filed Document
- 0001385121-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:36:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:35:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001385122
- Filed Document
- 0001385122-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:35:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:33:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001346295
- Filed Document
- 0001346295-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:33:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:32:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001459359
- Filed Document
- 0001459359-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:32:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 16:31:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001330459
- Filed Document
- 0001330459-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:31:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
WESTERN ASSET TOTAL RETURN UNCONSTRAINED (TRU) BOND, L.L.C.
See All Filings
|
D/A |
2017-04-14 16:30:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001298307
- Filed Document
- 0001298307-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:30:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-04-14 16:09:15 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666641
- Filed Document
- 0001140361-17-015883
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:09:15 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-04-14 16:09:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703137
- Filed Document
- 0001140361-17-015882
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 16:09:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 15:59:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Bhargava Wealth Management, LLC
- CIK Number
- 0001605109
- Filed Document
- 0000947871-17-000310
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 15:59:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-04-14 15:50:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Robotti & Company, LLC and Silver Leaf Partners, LLC
- CIK Number
- 0001220336
- Filed Document
- 0000919574-17-003444
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-04-14 15:50:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|