Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ZEA BIOSCIENCES CORP See All Filings	D	2019-02-12 10:16:23 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001737991 Filed Document 0001737991-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:16:23 UTC Type of Offering D Industry Agriculture Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cellerant Therapeutics Inc See All Filings	D/A	2019-02-12 10:10:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001293600 Filed Document 0001293600-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-12 10:10:58 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RSIP Funding Series 2-C, LLC See All Filings	D	2019-02-12 10:09:25 UTC
Amount To Be Raised $3,420,495 Associated Brokers / Dealers Scott L. Ilario CIK Number 0001764289 Filed Document 0001764291-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:09:25 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSIP Funding Series 2-B, LLC See All Filings	D	2019-02-12 10:05:26 UTC
Amount To Be Raised $3,948,424 Associated Brokers / Dealers Scott L. Ilario CIK Number 0001764290 Filed Document 0001764291-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:05:26 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WIC Managed Volatility & Income Fund QP, LP See All Filings	D/A	2019-02-12 10:04:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668635 Filed Document 0001668635-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:04:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSIP Funding Series 2-A, LLC See All Filings	D	2019-02-12 10:00:49 UTC
Amount To Be Raised $5,879,290 Associated Brokers / Dealers Scott L. Ilario CIK Number 0001764291 Filed Document 0001764291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 10:00:49 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care Sloans Lake, LLC See All Filings	D	2019-02-12 09:58:48 UTC
Amount To Be Raised $3,577,776 Associated Brokers / Dealers N/A CIK Number 0001764920 Filed Document 0001461373-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:58:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SORIN ACTIVE TRADING FUND LP See All Filings	D/A	2019-02-12 09:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Elevation, LLC CIK Number 0001693590 Filed Document 0000919574-19-000955 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:52:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Pillar II-A, L.P. See All Filings	D/A	2019-02-12 09:52:07 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001756961 Filed Document 0001756961-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Azarias Uranium Opportunity Fund LP See All Filings	D/A	2019-02-12 09:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCG Securities LLC d/b/a Merion Capital Group CIK Number 0001724763 Filed Document 0001724763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:44:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SafePath Medical, Inc. See All Filings	D	2019-02-12 09:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499931 Filed Document 0001499931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:39:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hermes Global Investment Funds (Cayman) Master, SPC - Hermes Emerging Asia Equity Fund S.P. See All Filings	D/A	2019-02-12 09:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589245 Filed Document 0000945621-19-000052 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCI Cleaning Products, LLC See All Filings	D	2019-02-12 09:04:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001651260 Filed Document 0001651260-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 09:04:03 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Banaia, Inc. See All Filings	C/A	2019-02-12 08:57:23 UTC
Financial Interest A commission equivalent to 2.0% of the Securities being issued in this Offering to Purchasers. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001617350 Filed Document 0001617350-19-000001 Accepted Date 2019-02-12 08:57:23 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
T-REXecom, Inc. See All Filings	D	2019-02-12 08:34:42 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001747582 Filed Document 0001747582-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 08:34:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HILDENE OPPORTUNITIES FUND LP See All Filings	D/A	2019-02-12 08:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group and Agecroft Partners LLC CIK Number 0001434127 Filed Document 0001192482-19-000081 Exclusions or Exemptions 506b Accepted Date 2019-02-12 08:31:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hildene Opportunities Fund II, L.P. See All Filings	D/A	2019-02-12 08:29:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001541435 Filed Document 0001192482-19-000080 Exclusions or Exemptions 506b Accepted Date 2019-02-12 08:29:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HILDENE OPPORTUNITIES OFFSHORE FUND LTD See All Filings	D/A	2019-02-12 08:27:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001441072 Filed Document 0001192482-19-000079 Exclusions or Exemptions 506b Accepted Date 2019-02-12 08:27:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hildene Opportunities Offshore Fund II, Ltd. See All Filings	D/A	2019-02-12 08:25:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001541434 Filed Document 0001192482-19-000078 Exclusions or Exemptions 506b Accepted Date 2019-02-12 08:25:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iuvo Logistics, LLC See All Filings	D	2019-02-12 08:22:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001766844 Filed Document 0001766844-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 08:22:03 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Jones Beach Adventure Excursions LLC See All Filings	D	2019-02-12 07:32:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001756653 Filed Document 0001756653-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 07:32:20 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
To The Stars Academy of Arts and Science Inc. See All Filings	1-A	2019-02-11 20:27:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001710274 Filed Document 0001144204-19-006365 Accepted Date 2019-02-11 20:27:42 UTC Type of Offering 1-A Industry SERVICES-ALLIED TO MOTION PICTURE PRODUCTION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $369,510 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Castle Point Equity Holdings LLC See All Filings	D	2019-02-11 20:22:44 UTC
Amount To Be Raised $12,050,000 Associated Brokers / Dealers N/A CIK Number 0001767566 Filed Document 0001767566-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 20:22:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oak Street Real Estate Capital Net Lease Property Fund, LP See All Filings	D	2019-02-11 19:56:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764334 Filed Document 0001764334-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 19:56:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Stella Carakasi DTC, Inc. See All Filings	C	2019-02-11 19:55:56 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001766989 Filed Document 0001665160-19-000170 Accepted Date 2019-02-11 19:55:56 UTC Type of Offering C Security Offered Amount 5,000 Security Offered Type Other State CALIFORNIA
GCM Omni Fund, LP See All Filings	D	2019-02-11 19:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Radomir Gapinski CIK Number 0001767581 Filed Document 0001767581-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 19:49:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAF Investors, LLC See All Filings	D	2019-02-11 18:53:49 UTC
Amount To Be Raised $20,825,000 Associated Brokers / Dealers N/A CIK Number 0001767626 Filed Document 0001767626-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 18:53:49 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MIGSIF LLC See All Filings	D/A	2019-02-11 18:49:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469649 Filed Document 0001469649-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-11 18:49:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Debt
Woodstock Capital Partners, LP See All Filings	D	2019-02-11 18:23:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767693 Filed Document 0001767693-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 18:23:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synapse Capital LP See All Filings	D/A	2019-02-11 18:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726341 Filed Document 0001726341-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 18:15:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Lake Funding I LP See All Filings	D	2019-02-11 18:13:20 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001767661 Filed Document 0001767661-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 18:13:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VII Peaks Direct Lending Fund, a Series of VII Peaks Series Funds LLC See All Filings	D/A	2019-02-11 17:59:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728755 Filed Document 0001728755-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:59:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND CIV LLC See All Filings	D	2019-02-11 17:58:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001765044 Filed Document 0001765044-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:58:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Lifescape LLC See All Filings	D	2019-02-11 17:43:38 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001578945 Filed Document 0001578945-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:43:38 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Debt
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund, LLC See All Filings	D/A	2019-02-11 17:40:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001701877 Filed Document 0001701877-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:40:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calm.com, Inc. See All Filings	D	2019-02-11 17:40:31 UTC
Amount To Be Raised $88,024,674 Associated Brokers / Dealers N/A CIK Number 0001721834 Filed Document 0001721834-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:40:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOFI ELITE JV See All Filings	D/A	2019-02-11 17:40:19 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001727216 Filed Document 0001727216-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-02-11 17:40:19 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Health Catalyst, Inc. See All Filings	D	2019-02-11 17:38:10 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001636422 Filed Document 0001209191-19-009042 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:38:10 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PANORAMA CO-INVESTMENT (HZO) II, LLC See All Filings	D	2019-02-11 17:32:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001766951 Filed Document 0001766951-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:32:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Anchor Insurance Holdings, Inc. See All Filings	D	2019-02-11 17:31:32 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001616234 Filed Document 0001200876-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:31:32 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ag Energy Solutions, Inc. See All Filings	D	2019-02-11 17:18:02 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:18:02 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Aldeyra Therapeutics, Inc. See All Filings	D	2019-02-11 17:14:04 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001341235 Filed Document 0001582746-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:14:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Harpia NYC Real Estate OZ Fund II, LP See All Filings	D	2019-02-11 17:12:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767665 Filed Document 0001767665-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:12:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teza Offshore Fund, Ltd. See All Filings	D/A	2019-02-11 17:11:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633139 Filed Document 0001633139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:11:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TUSCAN GARDENS SENIOR LIVING COMMUNITIES, INC. See All Filings	1-A	2019-02-11 17:09:26 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers TBD CIK Number 0001746666 Filed Document 0001214659-19-001000 Accepted Date 2019-02-11 17:09:26 UTC Type of Offering 1-A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
LI Fund I, a series of FJ Labs Funds, LP See All Filings	D	2019-02-11 17:07:25 UTC
Amount To Be Raised $9,956,290 Associated Brokers / Dealers N/A CIK Number 0001767410 Filed Document 0001767410-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:07:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Special Opportunities Fund VII (Cayman), L.P. See All Filings	D	2019-02-11 17:05:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767436 Filed Document 0000950142-19-000212 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:05:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIGHBRIDGE OAKLAND FUND I LP See All Filings	D/A	2019-02-11 17:04:30 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001766257 Filed Document 0001766257-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:04:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thumb Butte Distillery, Inc. See All Filings	C	2019-02-11 17:03:21 UTC
Financial Interest None Filing Platform MicroVenture Marketplace Inc. Offering Amount $600,000 CIK Number 0001758255 Filed Document 0001758255-19-000001 Accepted Date 2019-02-11 17:03:21 UTC Type of Offering C Security Offered Amount 10,894 Security Offered Type Preferred Stock State ARIZONA
WB APPALACHIAN, LP See All Filings	D	2019-02-11 17:01:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001767633 Filed Document 0001767633-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 17:01:51 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity