Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Baring Investment Series, LLC - Barings Focused EAFE Equity Fund See All Filings	D/A	2019-02-12 16:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576352 Filed Document 0001443715-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:23:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAIA HERBS INC See All Filings	D	2019-02-12 16:21:41 UTC
Amount To Be Raised $48,343,370 Associated Brokers / Dealers N/A CIK Number 0001443120 Filed Document 0001443120-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:21:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MMAC HNW Rock Hill Holdings, LLC See All Filings	D	2019-02-12 16:18:53 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001766638 Filed Document 0001766638-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:18:53 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Monsoon India Dynamic Alpha Fund, L.P. See All Filings	D/A	2019-02-12 16:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687427 Filed Document 0001687427-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC International Ladder Ltd. See All Filings	D/A	2019-02-12 16:15:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677908 Filed Document 0001677908-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:15:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viracta Therapeutics, INC. See All Filings	D/A	2019-02-12 16:14:33 UTC
Amount To Be Raised $10,695,495 Associated Brokers / Dealers N/A CIK Number 0001416377 Filed Document 0001416377-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:14:33 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rainier Therapeutics, Inc. See All Filings	D	2019-02-12 16:07:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001605096 Filed Document 0001605096-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:07:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cohesive Capital Partners III, L.P. See All Filings	D/A	2019-02-12 16:03:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, CIK Number 0001748324 Filed Document 0001748324-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:03:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CIS AGGRESSIVE GROWTH PARTNERS See All Filings	D	2019-02-12 16:02:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000920846 Filed Document 0000920846-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:02:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Capital Fund, Ltd See All Filings	D/A	2019-02-12 16:00:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445806 Filed Document 0001445806-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 16:00:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Community Funded Enterprises, Inc. See All Filings	D	2019-02-12 15:57:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659690 Filed Document 0001659690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:57:57 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Packback, Inc. See All Filings	D	2019-02-12 15:55:11 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001616468 Filed Document 0001616468-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:55:11 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Thalo Technologies, Inc. See All Filings	D	2019-02-12 15:47:08 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001767483 Filed Document 0001767483-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:47:08 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Capital Fund, LP See All Filings	D/A	2019-02-12 15:47:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359757 Filed Document 0001359757-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:47:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cureat App LLC See All Filings	D	2019-02-12 15:41:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001767774 Filed Document 0001767774-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:41:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Casetabs, Inc. See All Filings	D	2019-02-12 15:39:40 UTC
Amount To Be Raised $3,907,500 Associated Brokers / Dealers N/A CIK Number 0001657760 Filed Document 0001657760-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:39:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Remine Inc. See All Filings	D	2019-02-12 15:38:50 UTC
Amount To Be Raised $29,683,058 Associated Brokers / Dealers N/A CIK Number 0001764518 Filed Document 0001764518-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:38:50 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar MSW Fund Ltd See All Filings	D/A	2019-02-12 15:36:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697920 Filed Document 0001697920-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSREP III Private Investors Offshore, L.P. See All Filings	D	2019-02-12 15:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766970 Filed Document 0001012975-19-000141 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:29:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
alcyone family fund, llc See All Filings	D	2019-02-12 15:29:32 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001717102 Filed Document 0001717102-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:29:32 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ARG Fund IV, LLC See All Filings	D/A	2019-02-12 15:27:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001733546 Filed Document 0001733546-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-12 15:27:28 UTC Type of Offering D/A Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
BSREP III Private Investors, LLC See All Filings	D	2019-02-12 15:24:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766948 Filed Document 0001012975-19-000140 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:24:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ST RENATUS LLC See All Filings	1-A/A	2019-02-12 15:21:37 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001433959 Filed Document 0001437749-19-002321 Accepted Date 2019-02-12 15:21:37 UTC Type of Offering 1-A/A Industry WHOLESALE-DRUGS, PROPRIETARIES & DRUGGISTS' SUNDRIES Offering Tier Tier1 Principal Place of Business COLORADO Revenue or Assets $211,849 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Magnetar Equity Opportunities Fund Ltd See All Filings	D/A	2019-02-12 15:19:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514097 Filed Document 0001514097-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:19:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revelis Hooch Fund I LLC See All Filings	D/A	2019-02-12 15:15:19 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001715976 Filed Document 0001758068-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:15:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIS Balanced Investment Partners II See All Filings	D	2019-02-12 15:09:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732553 Filed Document 0001732553-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:09:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Equity Opportunities Fund LLC See All Filings	D/A	2019-02-12 15:05:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514096 Filed Document 0001514096-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 15:05:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sutton View Partners LP See All Filings	D/A	2019-02-12 14:57:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577659 Filed Document 0000899140-19-000163 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:57:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MedVirginia, Inc. See All Filings	D	2019-02-12 14:55:58 UTC
Amount To Be Raised $2,633,018 Associated Brokers / Dealers N/A CIK Number 0001723031 Filed Document 0001723031-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:55:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Q Volatility Alpha Fund, L.P. See All Filings	D/A	2019-02-12 14:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697718 Filed Document 0000897423-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:54:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1931 Funding, LLC See All Filings	D/A	2019-02-12 14:50:33 UTC
Amount To Be Raised $5,126,000 Associated Brokers / Dealers None CIK Number 0001735211 Filed Document 0001735211-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-02-12 14:50:33 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Magnetar Capital Fund II LP See All Filings	D/A	2019-02-12 14:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479949 Filed Document 0001479949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cove Debt Free Maplewood Industrial DST See All Filings	D	2019-02-12 14:40:59 UTC
Amount To Be Raised $5,988,500 Associated Brokers / Dealers Wealth Forge Securities, LLC CIK Number 0001766887 Filed Document 0001766887-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-02-12 14:40:59 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Carolina Securitized Credit Opportunities LLC See All Filings	D/A	2019-02-12 14:35:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001512046 Filed Document 0000919574-19-001016 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:35:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sun Mountain Investors, LP See All Filings	D	2019-02-12 14:32:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765816 Filed Document 0001765816-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:32:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriLinc Global Impact Fund II, LLC See All Filings	D	2019-02-12 14:28:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001766934 Filed Document 0001766934-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-12 14:28:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carolina Securitized Credit Opportunities Ltd. See All Filings	D/A	2019-02-12 14:28:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001587360 Filed Document 0000919574-19-001014 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:28:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Andromeda Select Fund Ltd See All Filings	D/A	2019-02-12 14:24:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541128 Filed Document 0001541128-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:24:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monashee Pure Alpha Capital Partners LP See All Filings	D/A	2019-02-12 14:24:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kiski Securities LLC CIK Number 0001579580 Filed Document 0001579580-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:24:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Native Cardio, Inc. See All Filings	D	2019-02-12 14:23:59 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Theodore Kalem CIK Number 0001767312 Filed Document 0001767312-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:23:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Institutional Short Duration Fund See All Filings	D/A	2019-02-12 14:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001494601 Filed Document 0000919574-19-001012 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:22:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sidecar Holdings, LLC See All Filings	D	2019-02-12 14:20:42 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001734868 Filed Document 0001734868-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:20:42 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Monashee Capital Partners LP See All Filings	D/A	2019-02-12 14:15:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kiski Securities LLC CIK Number 0001541650 Filed Document 0001541650-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:15:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brandywine Private Equity Partners (2019), LP See All Filings	D	2019-02-12 14:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767247 Filed Document 0000919574-19-001010 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:15:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DoveMed, Ltd. See All Filings	D/A	2019-02-12 14:13:23 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001731254 Filed Document 0001731254-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:13:23 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Covered in Snow Ltd Liability Co See All Filings	D/A	2019-02-12 14:12:29 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001709527 Filed Document 0001709527-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:12:29 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carolina Institutional Short Duration Fund Ltd. See All Filings	D/A	2019-02-12 14:11:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI PIONEER DISTRIBUTOR, INC. and AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001541281 Filed Document 0000919574-19-001009 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:11:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CIS Index OverWrite Partners See All Filings	D	2019-02-12 14:09:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732607 Filed Document 0001732607-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:09:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PatientOne, Inc. See All Filings	D	2019-02-12 14:09:40 UTC
Amount To Be Raised $1,286,867 Associated Brokers / Dealers N/A CIK Number 0001767672 Filed Document 0001767672-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:09:40 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
FJ Labs 7 VC, a series of FJ Labs Funds, LP See All Filings	D	2019-02-12 14:09:38 UTC
Amount To Be Raised $939,950 Associated Brokers / Dealers N/A CIK Number 0001763093 Filed Document 0001758068-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-02-12 14:09:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund