|
|
D/A |
2019-02-13 17:49:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649486
- Filed Document
- 0001649486-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:49:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 17:45:03 UTC |
- Amount To Be Raised
- $84,327,253
- Associated Brokers / Dealers
- 1ST GLOBAL CAPITAL CORP., CAMBRIDGE INVESTMENT RESEARCH, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, RCX CAPITAL GROUP, LLC, WEALTHFORGE SECURITIES, LLC, CONCORDE INVESTMENT SERVICES, LLC, CURTIS JEROME SATHRE III, STEPHEN ROBERT NORTON, HUGO GRIMALDI, DENNIS I WEISS, INDEPENDENT FINANCIAL GROUP, LLC, MCDERMOTT INVESTMENT SERVICES, LLC, CHRISTINA SUZANNE NIELSON, NORMAN WILLIAM VERTREES, MONROE M DIEFENDORF JR, MICHAEL PATRICK CROSS, RYAN DAVID FINCH, MICHAEL DONOVAN PULS, EDWARD ERIC FERNANDEZ, JOHN PATRICK OCHSNER, NATHANIEL EDWARD EDIE, Gregory Hill, ROBIN TOM NAYLOR, ROGER M SMITH, LOIS ANN LEYNSE, KENDRA LEE ERKAMAA, MARK ALLEN HERDING, PAUL M GETTY, Frank Piscitelli, JEFFREY ALLEN MORRIS, JULIENNE ELIZABETH RIDDELL, JAMES DALE WARRING, JEFFREY JOHN MCKAY, STEVEN IRA KOLINSKY, ADAM B WRIGHT, DENNIS P OCONNOR, JOHN EDWARD BISHOP, DFPG INVESTMENTS, INC., JOSEPH ERNEST HUBBARD, MICHAEL JOSEPH STERLING, DAVIN J CAREY, MILAN K. MADHANI, PATRICK ROBERT CONWAY, Peter Fisher, Keith D Nast, ROBERT MARVIN SCHULTZ, JOHN KIEM LIONG KWEE, TONI LYNN SUTHERLAND, TRAWNEGAN GALL, GENE ALVIN BREHM, RONALD NORMAN YORK JR, ANGELA MULLIS BENDER, BRIAN RICHARD MARSTON, THOMAS GARY JUSTICE, STEPHEN LAURENCE SHLOSS, SUSAN JANE GITT, PETER CHRISTOPHER KARP, KE MINH DAO, JAY MICHAEL SMALL, and GENE TANNENBAUM
- CIK Number
- 0001758222
- Filed Document
- 0001758222-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:45:03 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-02-13 17:44:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649448
- Filed Document
- 0001649448-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:44:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 17:27:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473198
- Filed Document
- 0001192482-19-000082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:27:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-13 17:25:36 UTC |
- Amount To Be Raised
- $1,956,050
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001683546
- Filed Document
- 0001758085-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:25:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-13 17:24:57 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730558
- Filed Document
- 0001730558-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:24:57 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-02-13 17:24:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759655
- Filed Document
- 0000895345-19-000099
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:24:37 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-13 17:21:22 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767979
- Filed Document
- 0001683168-19-000371
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:21:22 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 17:18:17 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709844
- Filed Document
- 0001709844-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:18:17 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-02-13 17:17:42 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745680
- Filed Document
- 0001745680-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:17:42 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-13 17:16:54 UTC |
- Amount To Be Raised
- $129,624
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001145217
- Filed Document
- 0001567619-19-003834
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:16:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 17:14:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690267
- Filed Document
- 0000902664-19-000962
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:14:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-13 17:13:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627361
- Filed Document
- 0001627361-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:13:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-13 17:13:43 UTC |
- Amount To Be Raised
- $1,956,050
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001683546
- Filed Document
- 0001758085-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:13:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-13 17:10:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601778
- Filed Document
- 0001601778-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:10:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-13 17:05:06 UTC |
- Amount To Be Raised
- $25,750,000
- Associated Brokers / Dealers
- Lake Street Capital Markets, LLC
- CIK Number
- 0001767398
- Filed Document
- 0001767398-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:05:06 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 17:04:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588148
- Filed Document
- 0001588148-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:04:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-13 17:02:33 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767927
- Filed Document
- 0001767927-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:02:33 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 17:02:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CAIS Capital LLC
- CIK Number
- 0001686215
- Filed Document
- 0001144204-19-007295
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:02:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-13 17:00:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CAIS Capital LLC
- CIK Number
- 0001648233
- Filed Document
- 0001144204-19-007293
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 17:00:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-13 16:59:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001599713
- Filed Document
- 0001012975-19-000154
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:59:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-13 16:58:02 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767994
- Filed Document
- 0001767994-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:58:02 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 16:56:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565897
- Filed Document
- 0001565897-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:56:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-13 16:55:11 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767514
- Filed Document
- 0001767515-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:55:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-13 16:50:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc. and UBS Asset Management (US) Inc.
- CIK Number
- 0001663964
- Filed Document
- 0001663964-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:50:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-13 16:50:10 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001763739
- Filed Document
- 0001763739-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:50:10 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- HAWAII
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 16:50:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531824
- Filed Document
- 0001531824-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:50:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 16:47:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001666174
- Filed Document
- 0001766573-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:47:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-13 16:45:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001485924
- Filed Document
- 0000902664-19-000959
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:45:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-13 16:44:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001666173
- Filed Document
- 0001766573-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:44:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-13 16:42:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001345007
- Filed Document
- 0000902664-19-000958
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:42:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-13 16:42:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001666172
- Filed Document
- 0001766573-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:42:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-13 16:41:54 UTC |
- Amount To Be Raised
- $7,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767769
- Filed Document
- 0001567619-19-003798
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:41:54 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-13 16:39:51 UTC |
- Amount To Be Raised
- $675,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767943
- Filed Document
- 0001767943-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:39:51 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2019-02-13 16:36:03 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001463963
- Filed Document
- 0001463963-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:36:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-13 16:34:49 UTC |
- Amount To Be Raised
- $800,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767515
- Filed Document
- 0001767515-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:34:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-13 16:34:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767371
- Filed Document
- 0001767371-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:34:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-13 16:34:29 UTC |
- Amount To Be Raised
- $7,000,006
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682011
- Filed Document
- 0001682011-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:34:29 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 16:33:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001392207
- Filed Document
- 0000902664-19-000955
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:33:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-13 16:31:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484452
- Filed Document
- 0001484452-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:31:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 16:30:11 UTC |
- Amount To Be Raised
- $6,342,503
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708810
- Filed Document
- 0001708810-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:30:11 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 16:27:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517760
- Filed Document
- 0001517760-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:27:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-13 16:26:47 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767190
- Filed Document
- 0001767190-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:26:47 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 16:25:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646291
- Filed Document
- 0001646291-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:25:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2019-02-13 16:24:33 UTC |
- Financial Interest
- SI Securities will receive equity compensation equal to 5% of the number of securities sold.
- Filing Platform
- SI SECURITIES, LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001765833
- Filed Document
- 0001765833-19-000001
- Accepted Date
- 2019-02-13 16:24:33 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- IOWA
|
|
|
D/A |
2019-02-13 16:22:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Monitor Capital, LLC, Damien Hatfield, William U. Tarr, Christopher D. Whatley, James B. Everett, and Michael Oshiro
- CIK Number
- 0001462778
- Filed Document
- 0001462778-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:22:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-13 16:19:19 UTC |
- Amount To Be Raised
- $4,837,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767887
- Filed Document
- 0001767887-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:19:19 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-13 16:19:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Rodney Madden
- CIK Number
- 0001429533
- Filed Document
- 0001429533-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:19:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-13 16:17:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589500
- Filed Document
- 0001589500-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-13 16:17:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-13 16:15:02 UTC |
- Amount To Be Raised
- $144,624
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758085
- Filed Document
- 0001758085-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-02-13 16:15:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|