Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CallMiner, Inc. See All Filings	D	2016-12-27 11:22:31 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001300640 Filed Document 0001300640-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:22:31 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
eGarden III Fund L.P. See All Filings	D	2016-12-27 11:22:18 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001692788 Filed Document 0001692788-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:22:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
RXR RE VAF - Fund III Parallel A LP See All Filings	D/A	2016-12-27 11:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661796 Filed Document 0000895345-16-000638 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:17:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RXR Real Estate Value Added Fund - Fund III LP See All Filings	D/A	2016-12-27 11:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661787 Filed Document 0000895345-16-000637 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:15:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enertechnos Holdings Ltd See All Filings	D	2016-12-27 11:11:38 UTC
Amount To Be Raised $190,259 Associated Brokers / Dealers N/A CIK Number 0001631153 Filed Document 0001631153-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 11:11:38 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Northern Ohio Medical Specialists, LLC See All Filings	D	2016-12-27 10:56:51 UTC
Amount To Be Raised $875,875 Associated Brokers / Dealers N/A CIK Number 0001690335 Filed Document 0001209191-16-156745 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:56:51 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
MidCoast Community Bancorp, Inc. See All Filings	D	2016-12-27 10:54:05 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001628866 Filed Document 0001628866-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:54:05 UTC Type of Offering D Industry Commercial Banking Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Inpher, Inc. See All Filings	D	2016-12-27 10:43:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001646602 Filed Document 0001646602-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:43:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ECWV Fund, LLC See All Filings	D	2016-12-27 10:40:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001691579 Filed Document 0001691579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:40:49 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MILL HILL CREDIT OPPORTUNITIES FUND LP See All Filings	D	2016-12-27 10:31:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690624 Filed Document 0001690624-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:31:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Change Ventures Fund I, L.P. See All Filings	D	2016-12-27 10:31:55 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001690337 Filed Document 0000892251-16-000323 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:31:55 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Savii, Inc. See All Filings	D/A	2016-12-27 10:08:03 UTC
Amount To Be Raised $1,990,632 Associated Brokers / Dealers N/A CIK Number 0001671467 Filed Document 0001671467-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:08:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MetaCommunications, Inc. See All Filings	D	2016-12-27 10:05:04 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001653113 Filed Document 0001653113-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:05:04 UTC Type of Offering D Industry Computers Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
BioLogiQ, Inc. See All Filings	D	2016-12-27 10:02:46 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers ViewTrade Securities, Inc. CIK Number 0001518721 Filed Document 0001518721-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 10:02:46 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Q India Equity Fund Ltd. See All Filings	D/A	2016-12-27 09:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538785 Filed Document 0001538785-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 09:42:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Patriot Software Co See All Filings	D/A	2016-12-27 09:15:15 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Paul Carleton and Chris McKenna CIK Number 0001665036 Filed Document 0001665036-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 09:15:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
AlphaTerra Fund, L. P. See All Filings	D/A	2016-12-27 09:07:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595029 Filed Document 0001595029-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 09:07:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearVue Technologies, LLC See All Filings	D	2016-12-27 08:21:43 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001693168 Filed Document 0001693168-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 08:21:43 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GoviEx Uranium Inc. See All Filings	D	2016-12-23 21:27:16 UTC
Amount To Be Raised $5,053,423 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001490596 Filed Document 0001062993-16-012835 Exclusions or Exemptions 506b Accepted Date 2016-12-23 21:27:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Laurel Investment Fund (A) L.P. See All Filings	D	2016-12-23 20:39:45 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001693197 Filed Document 0001693197-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 20:39:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Laurel Fund L.P. See All Filings	D	2016-12-23 20:10:22 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001693200 Filed Document 0001693200-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 20:10:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wild Barrel Brewing Company, LLC See All Filings	D	2016-12-23 19:37:27 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001693013 Filed Document 0001693013-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 19:37:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
YFret, Inc. See All Filings	D	2016-12-23 18:27:14 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers N/A CIK Number 0001670379 Filed Document 0001670379-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-23 18:27:14 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
CloudOne LLC See All Filings	D	2016-12-23 17:46:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001693102 Filed Document 0001693102-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 17:46:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
1447 11th LP, a California limited partnership See All Filings	D	2016-12-23 17:41:40 UTC
Amount To Be Raised $3,570,000 Associated Brokers / Dealers N/A CIK Number 0001693156 Filed Document 0001693156-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 17:41:40 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nefeli Networks, Inc. See All Filings	D	2016-12-23 17:30:39 UTC
Amount To Be Raised $10,000,002 Associated Brokers / Dealers N/A CIK Number 0001692932 Filed Document 0001692932-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 17:30:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fifth Wall Ventures, L.P. See All Filings	D/A	2016-12-23 17:10:33 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001674460 Filed Document 0001674460-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-23 17:10:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sensor-Kinesis Corp See All Filings	D	2016-12-23 16:38:45 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001653915 Filed Document 0001653915-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-12-23 16:38:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cornelius Capital Hedge Funds, LP See All Filings	D/A	2016-12-23 16:28:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629415 Filed Document 0001629415-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-23 16:28:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.C. Flowers IV L.P. See All Filings	D/A	2016-12-23 16:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC and Credit Suisse Securities (USA) LLC CIK Number 0001658593 Filed Document 0001658593-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 16:24:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angel Oak Real Estate Investment Trust I See All Filings	D	2016-12-23 16:14:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Lori Mayfield, Phyllis Johnson, Patrick J. Whelchel, Charlies B. Harrison, and Scott Harrison CIK Number 0001692475 Filed Document 0001692475-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 16:14:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Actuarial Generale LP See All Filings	D	2016-12-23 16:05:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693088 Filed Document 0001693088-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 16:05:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Totango Metrics Ltd. See All Filings	D	2016-12-23 15:49:39 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers N/A CIK Number 0001610376 Filed Document 0001610376-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:49:39 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Little Brown Box Pizza, LLC See All Filings	D	2016-12-23 15:43:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001547550 Filed Document 0001547550-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:43:38 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Friends & Family Feeder Fund X, L.P. See All Filings	D	2016-12-23 15:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691950 Filed Document 0001691950-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:37:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Clayton, Dubilier & Rice Fund X-A, L.P. See All Filings	D	2016-12-23 15:32:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691978 Filed Document 0001691978-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:32:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Clayton, Dubilier & Rice Fund X, L.P. See All Filings	D	2016-12-23 15:27:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not applicable, and Not applicable CIK Number 0001691943 Filed Document 0001691943-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:27:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wuu, Inc. See All Filings	D	2016-12-23 15:22:18 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001676701 Filed Document 0001676701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:22:18 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Rubica, Inc. See All Filings	D/A	2016-12-23 15:21:08 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001682774 Filed Document 0001682774-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-23 15:21:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
PEAK ROCK CAPITAL CREDIT FUND II-A LP See All Filings	D	2016-12-23 14:56:45 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001689044 Filed Document 0001689044-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:56:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PEAK ROCK CAPITAL CREDIT FUND II LP See All Filings	D	2016-12-23 14:55:31 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001689045 Filed Document 0001689045-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:55:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PEAK ROCK CAPITAL FUND II-A LP See All Filings	D	2016-12-23 14:54:12 UTC
Amount To Be Raised $720,000,000 Associated Brokers / Dealers N/A CIK Number 0001689040 Filed Document 0001689040-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:54:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PEAK ROCK CAPITAL FUND II LP See All Filings	D	2016-12-23 14:52:48 UTC
Amount To Be Raised $720,000,000 Associated Brokers / Dealers N/A CIK Number 0001689041 Filed Document 0001689041-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:52:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carrot Financial, Inc. See All Filings	D	2016-12-23 14:46:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001693061 Filed Document 0001693061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:46:37 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sierra EF Partners, LP See All Filings	D	2016-12-23 14:33:10 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001693112 Filed Document 0001693112-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:33:10 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CUBERA VIII LP See All Filings	D	2016-12-23 14:32:23 UTC
Amount To Be Raised $416,000,000 Associated Brokers / Dealers N/A CIK Number 0001692982 Filed Document 0001692982-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:32:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Stripe, Inc. See All Filings	D	2016-12-23 14:32:16 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001691342 Filed Document 0001691342-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:32:16 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sierra EF, LP See All Filings	D	2016-12-23 14:27:34 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001693108 Filed Document 0001693108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:27:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KVP Capital, LP See All Filings	D/A	2016-12-23 14:23:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628481 Filed Document 0001628481-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:23:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KBI DST EMERGING MARKET ESG FUND, AN INVESTMENT FUND OF KBI DELAWARE STATUTORY TRUST See All Filings	D/A	2016-12-23 14:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626563 Filed Document 0001393725-16-000280 Exclusions or Exemptions 506b Accepted Date 2016-12-23 14:00:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund