Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JJT, INC. See All Filings	D	2016-12-27 21:05:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675674 Filed Document 0001675674-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 21:05:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
iqCIO LLC See All Filings	D	2016-12-27 19:03:29 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001693280 Filed Document 0001693280-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 19:03:29 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Niron Magnetics, Inc. See All Filings	D	2016-12-27 18:57:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677594 Filed Document 0001677594-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 18:57:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Principia Ventures LLC See All Filings	D	2016-12-27 18:25:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001559549 Filed Document 0001559549-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 18:25:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Echo 360 Holdings, Inc. See All Filings	D	2016-12-27 18:23:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001693192 Filed Document 0001693192-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 18:23:27 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Get Attached Inc. See All Filings	D	2016-12-27 18:22:05 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001691250 Filed Document 0001691250-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 18:22:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Pointer Offshore III, Ltd. See All Filings	D/A	2016-12-27 18:16:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560058 Filed Document 0001560058-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 18:16:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Edge Analytics, Inc. See All Filings	D	2016-12-27 18:14:47 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001693228 Filed Document 0001478396-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 18:14:47 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PURLIN, LLC See All Filings	D	2016-12-27 18:09:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001693289 Filed Document 0001693289-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 18:09:40 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Pointer Offshore II, Ltd. See All Filings	D/A	2016-12-27 18:09:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560086 Filed Document 0001560086-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 18:09:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Pointer (QP) II, L.P. See All Filings	D/A	2016-12-27 18:00:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560047 Filed Document 0001560047-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 18:00:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Solstice Media House, Inc. See All Filings	D	2016-12-27 17:47:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001660029 Filed Document 0001591408-16-000033 Exclusions or Exemptions 506b Accepted Date 2016-12-27 17:47:21 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VELOCITY FUND PARTNERS, LP See All Filings	D/A	2016-12-27 17:29:40 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001671948 Filed Document 0001671948-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 17:29:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ACON Equity Partners IV, L.P. See All Filings	D/A	2016-12-27 17:22:58 UTC
Amount To Be Raised $1,070,000,000 Associated Brokers / Dealers Evercore Group L.L.C., Raymond James & Associates, Inc., Berg Advisory FZ LLE, and Ibrahim S. Saad CIK Number 0001655176 Filed Document 0001140361-16-090831 Exclusions or Exemptions 506b Accepted Date 2016-12-27 17:22:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Other
FundersClub GCB LLC See All Filings	D	2016-12-27 17:22:11 UTC
Amount To Be Raised $148,300 Associated Brokers / Dealers N/A CIK Number 0001692792 Filed Document 0001692792-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 17:22:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fabula Capital Partners, LP See All Filings	D/A	2016-12-27 17:11:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590376 Filed Document 0001590376-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-27 17:11:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opal Labs Inc. See All Filings	D	2016-12-27 17:04:55 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001563555 Filed Document 0001563555-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 17:04:55 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
IL Villaggio at San Luis Obispo, LLC See All Filings	D/A	2016-12-27 17:03:29 UTC
Amount To Be Raised $2,905,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 17:03:29 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Lula Technologies, Inc. See All Filings	D	2016-12-27 16:59:30 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001687907 Filed Document 0000950138-16-001529 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:59:30 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
COMSERO, INC. See All Filings	D	2016-12-27 16:56:50 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001693046 Filed Document 0001693046-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:56:50 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Reserve Oil & Gas Inc See All Filings	D	2016-12-27 16:54:15 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0001506793 Filed Document 0001506793-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:54:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $Not Applicable Type of Security Mineral Property
Neurala, Inc. See All Filings	D	2016-12-27 16:45:09 UTC
Amount To Be Raised $14,000,009 Associated Brokers / Dealers N/A CIK Number 0001624772 Filed Document 0001624772-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:45:09 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PRINCETON HD REIT LLC See All Filings	D	2016-12-27 16:44:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001693267 Filed Document 0001693267-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:44:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SI Selections Fund I, L.P. See All Filings	D/A	2016-12-27 16:37:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001650999 Filed Document 0001650999-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:37:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazarus Maple Woodward LLLP See All Filings	D	2016-12-27 16:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692938 Filed Document 0001079973-16-001367 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:36:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fabula Capital Partners, LP See All Filings	D/A	2016-12-27 16:35:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590376 Filed Document 0001590376-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:35:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIAMSBURG WINERY LTD See All Filings	D	2016-12-27 16:33:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0000894475 Filed Document 0000894475-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-12-27 16:33:37 UTC Type of Offering D Industry Agriculture Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Queen City Boxes, Inc. See All Filings	D	2016-12-27 16:29:48 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001693119 Filed Document 0001693119-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:29:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
KKR Americas Fund XII L.P. See All Filings	D/A	2016-12-27 16:27:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, J.P. Morgan Securities LLC, Artivest Brokerage LLC, Daewoo Securities Co., Ltd., Picton S.A., Noah Holdings (Hong Kong) Limited, Cygnus Investment Partners LP, HSBC Management (Guernsey) Limited, Foreside Fund Services, LLC, and UBS Financial Services Inc. CIK Number 0001666676 Filed Document 0001666676-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:27:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearwater Capital Partners Fund V (57 Stars), L.P. See All Filings	D	2016-12-27 16:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and n/a CIK Number 0001693276 Filed Document 0001693276-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:25:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PROVEST SUNRISE PLAZA ASSOCIATES, LLC See All Filings	D	2016-12-27 16:18:58 UTC
Amount To Be Raised $957,500 Associated Brokers / Dealers NONE CIK Number 0001692149 Filed Document 0001692158-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:18:58 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
MetaModix, Inc. See All Filings	D	2016-12-27 16:18:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001477042 Filed Document 0001477042-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:18:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MINERVA SURGICAL INC See All Filings	D	2016-12-27 16:16:25 UTC
Amount To Be Raised $26,723,235 Associated Brokers / Dealers N/A CIK Number 0001452965 Filed Document 0001452965-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:16:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sysorex Global See All Filings	D	2016-12-27 16:15:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Rodman & Renshaw, a unit of H.C. Wainwright & Co., LLC CIK Number 0001529113 Filed Document 0001213900-16-019728 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:15:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Technicians for Sustainability, Inc. See All Filings	D	2016-12-27 16:14:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NA CIK Number 0001693109 Filed Document 0001693109-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:14:09 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CACHET FINANCIAL SOLUTIONS, INC. See All Filings	D	2016-12-27 16:13:19 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers Craft Capital Management, LLC CIK Number 0001487906 Filed Document 0001487906-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:13:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
PROVEST ALTAMA VILLAGE ASSOCIATES, LLP See All Filings	D	2016-12-27 16:12:19 UTC
Amount To Be Raised $4,097,500 Associated Brokers / Dealers NONE CIK Number 0001692158 Filed Document 0001692158-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:12:19 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Isocline Engineering Corp See All Filings	D	2016-12-27 16:05:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001691217 Filed Document 0001691217-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:05:59 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
WM Capital Partners 59, LLC See All Filings	D	2016-12-27 16:02:51 UTC
Amount To Be Raised $13,400,000 Associated Brokers / Dealers N/A CIK Number 0001693081 Filed Document 0001693081-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 16:02:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Neoglyphic Entertainment, Inc. See All Filings	D	2016-12-27 15:55:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001651339 Filed Document 0001651339-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:55:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RCG Longview Multifamily Income Fund, LP See All Filings	D	2016-12-27 15:55:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691719 Filed Document 0001691719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:55:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crio Inc. See All Filings	D	2016-12-27 15:54:17 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001664915 Filed Document 0001664915-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:54:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Life Science Loans II, LLC See All Filings	D	2016-12-27 15:46:54 UTC
Amount To Be Raised $70,100,000 Associated Brokers / Dealers N/A CIK Number 0001692863 Filed Document 0001692863-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:46:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Schvey, Inc. See All Filings	D	2016-12-27 15:45:14 UTC
Amount To Be Raised $20,495,822 Associated Brokers / Dealers N/A CIK Number 0001598116 Filed Document 0001598116-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:45:14 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GLOBALBASED TECHNOLOGIES, INC. See All Filings	D	2016-12-27 15:38:08 UTC
Amount To Be Raised $2,230,000 Associated Brokers / Dealers N/A CIK Number 0001455082 Filed Document 0001140361-16-090791 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:38:08 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Smart Server, Inc See All Filings	D	2016-12-27 15:35:31 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001596961 Filed Document 0001654954-16-005120 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:35:31 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sulfagenix, Inc. See All Filings	D	2016-12-27 15:24:37 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001603985 Filed Document 0001603985-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:24:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Pat's Backcountry Beverages Inc. See All Filings	D	2016-12-27 15:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484286 Filed Document 0001484286-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:22:04 UTC Type of Offering D Industry Other Technology Principal Place of Business ALASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Shuttle Fund, LP See All Filings	D	2016-12-27 15:17:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685313 Filed Document 0001685313-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:17:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEPSTONE REAL ESTATE PARTNERS III TE, L.P. See All Filings	D/A	2016-12-27 15:12:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650843 Filed Document 0001650843-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-27 15:12:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund