Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Autonomy Dynamic Opportunities Offshore Fund L.P. See All Filings	D/A	2016-12-28 17:46:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662391 Filed Document 0001662391-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:46:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud Spot, Inc. See All Filings	D	2016-12-28 17:42:31 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001693341 Filed Document 0001693341-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:42:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CREFIII Rocky Hill REIT, LLC See All Filings	D	2016-12-28 17:39:48 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693386 Filed Document 0001693386-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:39:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NB Alternatives Distressed Credit Fund Ltd See All Filings	D/A	2016-12-28 17:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001487218 Filed Document 0001693188-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:29:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jupiter Orphan Therapeutics, Inc. See All Filings	D	2016-12-28 17:29:01 UTC
Amount To Be Raised $1,001,000 Associated Brokers / Dealers N/A CIK Number 0001679628 Filed Document 0001679628-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:29:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Park Pointe Apartments, LLC See All Filings	D	2016-12-28 17:24:38 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers n/a CIK Number 0001693300 Filed Document 0001693300-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:24:38 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Stay Afloat LLC See All Filings	D	2016-12-28 17:23:48 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001693251 Filed Document 0001693251-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:23:48 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DimensionalMechanics, Inc. See All Filings	D	2016-12-28 17:17:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001636220 Filed Document 0001503487-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:17:38 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Octagon Credit Partners LP See All Filings	D	2016-12-28 17:13:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693227 Filed Document 0001693227-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:13:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valant Medical Solutions, Inc. See All Filings	D	2016-12-28 17:13:17 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001503487 Filed Document 0001503487-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:13:17 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DJH Management, LLC See All Filings	D	2016-12-28 17:12:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692873 Filed Document 0001144204-16-141594 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:12:43 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SomPriya Fine Spirits, LLC See All Filings	D	2016-12-28 17:12:05 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001693405 Filed Document 0001693405-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:12:05 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BLENHEIM GLOBAL MARKETS FUND LTD See All Filings	D/A	2016-12-28 17:07:39 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001460528 Filed Document 0001460528-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:07:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Resque, LLC See All Filings	D	2016-12-28 17:06:26 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001693423 Filed Document 0001693423-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-12-28 17:06:26 UTC Type of Offering D Industry Business Services Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EDGE UNCG, LLC See All Filings	D	2016-12-28 17:05:50 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers n/a CIK Number 0001693210 Filed Document 0001693210-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:05:50 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SPIN Philadelphia LLC See All Filings	D	2016-12-28 17:00:33 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001693397 Filed Document 0001693397-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:00:33 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
FundersClub MV9 LLC See All Filings	D	2016-12-28 17:00:06 UTC
Amount To Be Raised $151,111 Associated Brokers / Dealers N/A CIK Number 0001692783 Filed Document 0001692783-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 17:00:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEMINI GLOBAL PARTNERS, L.P. See All Filings	D/A	2016-12-28 16:59:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099063 Filed Document 0000919574-16-017313 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:59:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Green Courte Real Estate Partners IV, LLC See All Filings	D/A	2016-12-28 16:58:43 UTC
Amount To Be Raised $503,155,000 Associated Brokers / Dealers N/A CIK Number 0001655118 Filed Document 0001655118-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:58:43 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GAMCO MEDICAL OPPORTUNITIES, L.P. See All Filings	D/A	2016-12-28 16:56:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456987 Filed Document 0000919574-16-017311 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:56:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blenheim Diversified Dynamic Alpha Fund, Ltd. See All Filings	D/A	2016-12-28 16:56:39 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001590745 Filed Document 0001590745-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:56:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GAMA Select Energy Plus LP See All Filings	D/A	2016-12-28 16:54:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341206 Filed Document 0000919574-16-017308 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:54:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Electrical Holdings of Texas LLC See All Filings	D	2016-12-28 16:54:41 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001693283 Filed Document 0001693283-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-12-28 16:54:41 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GABELLI MULTIMEDIA PARTNERS, L.P. See All Filings	D/A	2016-12-28 16:52:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000929811 Filed Document 0000919574-16-017306 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:52:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rubicon Partners IV, L.P. See All Filings	D/A	2016-12-28 16:51:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539641 Filed Document 0000919574-16-017304 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:51:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio I DST See All Filings	D/A	2016-12-28 16:50:56 UTC
Amount To Be Raised $120,096,882 Associated Brokers / Dealers Christina S. Nielson, Matthew T. Adams, James T. Walesa, Mark G. Kosanke, Lois A. Leynse, Robert S. Smith, Robert R. Tweed, Inland Securites Corporation, John V. Petraglia, Michael P. Black, David B. Levinson, Jeffrey A. Kiesnoski, Eric S. Scaff, Bradford J. Pinter, James M. Gambaccini, Richard J. Zaegal, Eric A, Bicknese, Michael S. Cullen, Robert C. Straton, Thomas J. Ealy, Jeffrey B. Baker, Donovan C. Cheek, Kenneth H. Williams, Daryl C. Debol, Grant A. Knox, Jeanne E. Morelli, Jeanne Y. Duce, John H. Scully, Enoch Chung, Jan I. Zenner, Joseph G. Michaletz, Kent A. Cooper, Clifton M. Yasutomi, Marilyn A. Schmitt, James E. Fereday, Neel J. Keiser, Ryan P. Sullivan, Mark R. Swartz, Arnold T. Beck Jr., Edward P. Deicke, Nathaniel M. Kuhn, Stanley B. Secor, Peter Maniscalco, Spencer L. Weston, Joseph J. Reynolds, Mark L. Lopez, Robert A. Horning, Adam J. Bryan, Robert H. Chapman, Jeffery S. Powell, Corbin S. Thomas, Michael C. Eldredge, Cara M. Miller, Roger W. Vanpelt, Gary E. Conley, Spencer L. Weston, Scott P. Inabnet, Davin J. Carey, William S. Sheehan, Joseph E. Budd, Jeffrey W. Gustafson, Duncan Eng, Jitender C. Gidwani, Bill K. Huie, Edwin T. Suzuki, Richard A. Skelton Jr., Martin D. Fong, John G. Chess, Maxwell J. Phillips, Todd A. Arner, Peter A. Finnegan, Jerome L. Schmitt, Glen E. Kauffman, Gene A. Brehm, Dale Rubin, Samuel V. Ortiz Jr., Paul J. Zalduendo, Pablo R. Zalduendo, Ronald L. Knipping, William F. Kootnz II, Cornelius George McAuliffe III, Marlyn Marie Jenvey Baker, and Blayne A. Anderson CIK Number 0001685331 Filed Document 0001685331-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:50:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
GABELLI INTERNATIONAL GOLD FUND LTD. See All Filings	D/A	2016-12-28 16:50:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456986 Filed Document 0000919574-16-017303 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:50:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI INTERMEDIATE CREDIT FUND, LTD. See All Filings	D/A	2016-12-28 16:48:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579372 Filed Document 0000919574-16-017301 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:48:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI INTERMEDIATE CREDIT FUND, L.P. See All Filings	D/A	2016-12-28 16:46:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413183 Filed Document 0000919574-16-017299 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:46:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLENHEIM COMMODITY FUND LTD See All Filings	D/A	2016-12-28 16:41:33 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001446842 Filed Document 0001446842-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:41:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GABELLI GLOBAL INFRASTRUCTURE & DEVELOPMENT PARTNERS, L.P. See All Filings	D/A	2016-12-28 16:41:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621871 Filed Document 0000919574-16-017296 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:41:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI ASSOCIATES LTD II E See All Filings	D/A	2016-12-28 16:39:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and n/a CIK Number 0001489941 Filed Document 0000919574-16-017294 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:39:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Robocog Inc. See All Filings	D	2016-12-28 16:36:16 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001645810 Filed Document 0001645810-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:36:16 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Circle on Central, LLC See All Filings	D/A	2016-12-28 16:34:01 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001659446 Filed Document 0001659446-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:34:01 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
CREFIII RiverEdge REIT, LLC See All Filings	D	2016-12-28 16:33:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693387 Filed Document 0001693387-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:33:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gabelli Associates LTD See All Filings	D/A	2016-12-28 16:32:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001345391 Filed Document 0000919574-16-017292 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:32:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Siena Partners, LLC See All Filings	D/A	2016-12-28 16:27:41 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0000883552 Filed Document 0000883552-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:27:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Centennial West, LLC See All Filings	D	2016-12-28 16:20:58 UTC
Amount To Be Raised $4,403,651 Associated Brokers / Dealers N/A CIK Number 0001692656 Filed Document 0001692656-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:20:58 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI ASSOCIATES FUND II L.P. See All Filings	D/A	2016-12-28 16:20:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001355479 Filed Document 0000919574-16-017290 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:20:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ursa Space Systems Inc. See All Filings	D	2016-12-28 16:17:25 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001658448 Filed Document 0001140361-16-090951 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:17:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Beneath the Ink, Inc. See All Filings	D	2016-12-28 16:16:15 UTC
Amount To Be Raised $1,803,403 Associated Brokers / Dealers N/A CIK Number 0001693352 Filed Document 0001693352-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:16:15 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WiserTogether, Inc. See All Filings	D	2016-12-28 16:13:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001498932 Filed Document 0001498932-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:13:09 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Radius8, Inc. See All Filings	D/A	2016-12-28 16:10:50 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001667321 Filed Document 0001667321-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:10:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Restorsea Holdings, LLC See All Filings	D	2016-12-28 16:10:45 UTC
Amount To Be Raised $2,767,740 Associated Brokers / Dealers N/A CIK Number 0001546214 Filed Document 0001231919-16-000070 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:10:45 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NAM Special Situations Fund III, LLC (Magic Leap Series 1) See All Filings	D	2016-12-28 16:08:55 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001693216 Filed Document 0000905718-16-001821 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:08:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLENHEIM FUND LLC See All Filings	D/A	2016-12-28 16:07:07 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001446246 Filed Document 0001446246-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:07:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GABELLI ASSOCIATES FUND See All Filings	D/A	2016-12-28 16:05:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000836000 Filed Document 0000919574-16-017288 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:05:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Storygize LLC See All Filings	D/A	2016-12-28 16:00:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-28 16:00:27 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
ALCE PARTNERS L P See All Filings	D/A	2016-12-28 15:58:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000930237 Filed Document 0000919574-16-017286 Exclusions or Exemptions 506b Accepted Date 2016-12-28 15:58:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-OIX-11-Fund, a series of AX-MieIes-Funds, LLC See All Filings	D	2016-12-28 15:58:39 UTC
Amount To Be Raised $130,500 Associated Brokers / Dealers N/A CIK Number 0001692924 Filed Document 0001692924-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-28 15:58:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund