Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sirnaomics, Inc. See All Filings	D	2019-01-08 14:49:37 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001658879 Filed Document 0001658879-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:49:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
S4 Capital plc See All Filings	D	2019-01-08 14:46:25 UTC
Amount To Be Raised $51,708,678 Associated Brokers / Dealers N/A CIK Number 0001762354 Filed Document 0001762354-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:46:25 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
PCRED Mortgage REIT Inc. See All Filings	D	2019-01-08 14:43:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001763673 Filed Document 0001763673-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:43:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Visions Hotels Opportunity Fund 5 L.P. See All Filings	D	2019-01-08 14:41:34 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001763829 Filed Document 0001763829-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:41:34 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
MARANON SENIOR CREDIT OPPORTUNITIES SPV, L.P. See All Filings	D	2019-01-08 14:38:52 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001759358 Filed Document 0001759358-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:38:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PartsTech, Inc. See All Filings	D	2019-01-08 14:38:25 UTC
Amount To Be Raised $7,540,000 Associated Brokers / Dealers N/A CIK Number 0001763763 Filed Document 0001763763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:38:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
A-MOI-15-PR-Fund, a series of Survival Economics Companies Investments, LP See All Filings	D	2019-01-08 14:25:11 UTC
Amount To Be Raised $131,994 Associated Brokers / Dealers N/A CIK Number 0001763648 Filed Document 0001763648-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:25:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROTHERA BIOLOGICS, INC. See All Filings	D/A	2019-01-08 14:20:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659513 Filed Document 0001659513-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:20:21 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
ACM Enhanced Municipal Income, LP See All Filings	D	2019-01-08 14:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761160 Filed Document 0000897069-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:08:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EIV H2O Midstream Holdings, LLC See All Filings	D	2019-01-08 14:02:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763890 Filed Document 0001763890-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:02:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Leaf Lab LLC See All Filings	D	2019-01-08 13:54:39 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Verber Partners CIK Number 0001763938 Filed Document 0001763938-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:54:39 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
NEUBERGER BERMAN HIGH INCOME FUND LLC See All Filings	D/A	2019-01-08 13:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001069232 Filed Document 0001748316-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:49:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crosstree Real Estate Special Situations Fund II LP See All Filings	D	2019-01-08 13:46:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co, LLC CIK Number 0001763857 Filed Document 0001763857-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:46:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2000 South Ocean Unit 104S, LLC See All Filings	D	2019-01-08 13:38:48 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers None. No sales commissions paid CIK Number 0001763754 Filed Document 0001144204-19-001038 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:38:48 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Neuberger Berman U.S. Equity Index PutWrite Fund LLC See All Filings	D/A	2019-01-08 13:38:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698121 Filed Document 0001748316-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:38:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Global Equity Index PutWrite Fund LLC See All Filings	D/A	2019-01-08 13:36:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694669 Filed Document 0001748316-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:36:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiburio Therapeutics Inc. See All Filings	D	2019-01-08 13:34:49 UTC
Amount To Be Raised $31,000,001 Associated Brokers / Dealers N/A CIK Number 0001763894 Filed Document 0001763894-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:34:49 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Emerging Market Debt Fund LLC See All Filings	D/A	2019-01-08 13:33:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607545 Filed Document 0001748316-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:33:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Short Duration Emerging Market Debt Fund LLC See All Filings	D/A	2019-01-08 13:30:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627583 Filed Document 0001748316-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:30:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vincent East Bethel LLC See All Filings	D	2019-01-08 13:19:33 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001759586 Filed Document 0001437749-19-000505 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:19:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Solomon Hess Opportunity Fund LLC See All Filings	D/A	2019-01-08 13:18:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491481 Filed Document 0001491481-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:18:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ridgeline Utah LLC See All Filings	D/A	2019-01-08 13:13:10 UTC
Amount To Be Raised $1,101,810 Associated Brokers / Dealers N/A CIK Number 0001701019 Filed Document 0001701019-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:13:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
1507 Mingo Road, LLC See All Filings	D	2019-01-08 13:10:47 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001763814 Filed Document 0001763814-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:10:47 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Medical 21, Inc. See All Filings	D	2019-01-08 13:10:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001673688 Filed Document 0001437749-19-000504 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:10:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ridgeline Utah LLC See All Filings	D/A	2019-01-08 13:09:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701019 Filed Document 0001701019-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:09:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Ridgeline Utah LLC See All Filings	D/A	2019-01-08 13:05:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701019 Filed Document 0001701019-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:05:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Fresenius Medical Care Sulphur, LLC See All Filings	D	2019-01-08 13:01:08 UTC
Amount To Be Raised $2,750,177 Associated Brokers / Dealers N/A CIK Number 0001763899 Filed Document 0001461373-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:01:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gage & Tollner Hospitality LLC See All Filings	D	2019-01-08 12:48:04 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001743209 Filed Document 0001743209-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 12:48:04 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ellipse World, Inc. See All Filings	D	2019-01-08 12:45:55 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001763905 Filed Document 0001763905-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-08 12:45:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRELORA, Inc. See All Filings	D/A	2019-01-08 12:37:03 UTC
Amount To Be Raised $4,356,774 Associated Brokers / Dealers N/A CIK Number 0001654458 Filed Document 0001654458-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 12:37:03 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MYDA Short Term Strategy, LP See All Filings	D	2019-01-08 12:19:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763758 Filed Document 0001763758-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 12:19:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Value Investors LP See All Filings	D/A	2019-01-08 12:19:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656345 Filed Document 0001723725-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 12:19:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRG Fairbourne, LLC See All Filings	D	2019-01-08 12:18:53 UTC
Amount To Be Raised $1,000,001 Associated Brokers / Dealers N/A CIK Number 0001763719 Filed Document 0001763719-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 12:18:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SPIF Domestic L.P. See All Filings	D/A	2019-01-08 12:15:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001745265 Filed Document 0001745265-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-08 12:15:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
JUGGERNAUT FUND LP See All Filings	D/A	2019-01-08 12:14:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219173 Filed Document 0001219173-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 12:14:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DERMODY PROPERTIES INDUSTRIAL FUND REIT III LLC See All Filings	D	2019-01-08 12:04:58 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001761082 Filed Document 0001761082-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 12:04:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
DERMODY PROPERTIES INDUSTRIAL FUND REIT IV LLC See All Filings	D	2019-01-08 12:04:07 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001761081 Filed Document 0001761081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 12:04:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
SDP REIT, LLC See All Filings	D	2019-01-08 12:00:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001763907 Filed Document 0001763907-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 12:00:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
First Coast Surgical Services LLC See All Filings	D	2019-01-08 11:51:55 UTC
Amount To Be Raised $52,000 Associated Brokers / Dealers N/A CIK Number 0001643272 Filed Document 0001643272-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 11:51:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
OurCrowd (Investment in Amitree) LP See All Filings	D	2019-01-08 11:48:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661286 Filed Document 0001465818-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-08 11:48:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Innovative Flower LLC See All Filings	D	2019-01-08 11:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752672 Filed Document 0001752672-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 11:47:18 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Option To Acquire
AG Funds Cityplace REIT Corp. See All Filings	D/A	2019-01-08 11:41:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001628626 Filed Document 0001628626-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 11:41:58 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Fund XI, L.P. See All Filings	D/A	2019-01-08 11:41:57 UTC
Amount To Be Raised $7,500,000,000 Associated Brokers / Dealers Servicios Financieros ALTIS S.A. and Arena Capital GL Ltd. and EquityBird Partners, Ltd. CIK Number 0001742655 Filed Document 0000898432-19-000033 Exclusions or Exemptions 506b Accepted Date 2019-01-08 11:41:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MDR Precision Fund, LP See All Filings	D/A	2019-01-08 11:39:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561530 Filed Document 0001763809-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 11:39:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
TXFL Minerals Fund LLC See All Filings	D	2019-01-08 11:35:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001763796 Filed Document 0001763796-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-08 11:35:50 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Adit Growth Equity LLC See All Filings	D	2019-01-08 11:34:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001761863 Filed Document 0001761863-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 11:34:49 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AG Core Plus IV Corp. See All Filings	D/A	2019-01-08 11:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001628624 Filed Document 0001628624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 11:30:15 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GS-B3 Rockoff Project REIT, LLC See All Filings	D	2019-01-08 11:25:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001763749 Filed Document 0001763749-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 11:25:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LEAF II SPC See All Filings	D	2019-01-08 11:13:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763619 Filed Document 0001763619-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 11:13:55 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Gavea Fund (US) L.P. See All Filings	D/A	2019-01-08 11:10:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and UBS FINANCIAL SERVICES INC. CIK Number 0001492042 Filed Document 0000899140-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-01-08 11:10:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity