Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Saikou Optics Inc See All Filings	D/A	2016-12-30 15:00:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650278 Filed Document 0001376474-16-000919 Exclusions or Exemptions 506b Accepted Date 2016-12-30 15:00:24 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ENCORE LIBERTY MM, LLC See All Filings	D	2016-12-30 14:56:54 UTC
Amount To Be Raised $1,737,500 Associated Brokers / Dealers N/A CIK Number 0001692839 Filed Document 0001692839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:56:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tempus Fund, LP See All Filings	D/A	2016-12-30 14:50:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628222 Filed Document 0001628222-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:50:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ENCORE LIBERTY HOLDINGS, LLC See All Filings	D	2016-12-30 14:47:10 UTC
Amount To Be Raised $1,812,500 Associated Brokers / Dealers N/A CIK Number 0001692843 Filed Document 0001692843-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:47:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Imprimis Pharmaceuticals, Inc. See All Filings	D	2016-12-30 14:33:56 UTC
Amount To Be Raised $10,068,740 Associated Brokers / Dealers National Securities Corporation CIK Number 0001360214 Filed Document 0001493152-16-016310 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:33:56 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Distressed Opportunities Access Offshore LP See All Filings	D	2016-12-30 14:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001693593 Filed Document 0001693592-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:31:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camber Creek Fund VI, LP See All Filings	D	2016-12-30 14:31:49 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001689726 Filed Document 0001689726-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:31:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IdealSeat Inc. See All Filings	D	2016-12-30 14:29:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001613833 Filed Document 0001613833-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:29:54 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AiCare Corp See All Filings	D	2016-12-30 14:29:52 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001692702 Filed Document 0001692702-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:29:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Silver Point Distressed Opportunities Access LP See All Filings	D	2016-12-30 14:25:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001693592 Filed Document 0001693592-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:25:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Danube Systems, Inc. See All Filings	D	2016-12-30 14:20:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001580782 Filed Document 0001580782-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:20:32 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RIGHTBIO METRICS INC. See All Filings	D	2016-12-30 14:19:30 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001584599 Filed Document 0001584599-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:19:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Brookstone Partners Acquisition XXIV, LLC See All Filings	D	2016-12-30 14:17:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687771 Filed Document 0001546927-16-000552 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:17:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hoverink Opportunities Fund, LP See All Filings	D/A	2016-12-30 14:13:22 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001652818 Filed Document 0001652818-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:13:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilkes Investments South, LLC See All Filings	D	2016-12-30 14:11:26 UTC
Amount To Be Raised $3,561,081 Associated Brokers / Dealers N/A CIK Number 0001692140 Filed Document 0001692140-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:11:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POSaBIT, Inc. See All Filings	D	2016-12-30 14:08:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001669562 Filed Document 0001669562-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 14:08:05 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ENCORE LIBERTY, LLC See All Filings	D	2016-12-30 13:55:15 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001692837 Filed Document 0001692837-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 13:55:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Centripetal Venture, LLC See All Filings	D	2016-12-30 13:47:57 UTC
Amount To Be Raised $478,222 Associated Brokers / Dealers N/A CIK Number 0001500464 Filed Document 0001500464-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 13:47:57 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
QUMULO, INC. See All Filings	D	2016-12-30 13:47:09 UTC
Amount To Be Raised $3,373,450 Associated Brokers / Dealers N/A CIK Number 0001546162 Filed Document 0001168404-16-000045 Exclusions or Exemptions 506b Accepted Date 2016-12-30 13:47:09 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Metera Pharmaceuticals Inc. See All Filings	D	2016-12-30 13:46:50 UTC
Amount To Be Raised $8,550,000 Associated Brokers / Dealers N/A CIK Number 0001693559 Filed Document 0001693559-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 13:46:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Arbor Bancorp, Inc. See All Filings	D	2016-12-30 13:29:46 UTC
Amount To Be Raised $12,350,000 Associated Brokers / Dealers Keefe, Bruyette & Woods, Inc. CIK Number 0001693534 Filed Document 0001144204-16-141876 Exclusions or Exemptions 506b Accepted Date 2016-12-30 13:29:46 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
SOUND MARK HORIZONS FUND, LP See All Filings	D/A	2016-12-30 13:28:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588444 Filed Document 0001588444-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 13:28:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Loan Ranger Capital Investments, LLC See All Filings	D	2016-12-30 13:26:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693582 Filed Document 0001693582-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 13:26:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Traina Interactive Corp. See All Filings	D	2016-12-30 13:25:30 UTC
Amount To Be Raised $245,998 Associated Brokers / Dealers N/A CIK Number 0001541318 Filed Document 0001541318-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-30 13:25:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Danville Group See All Filings	D	2016-12-30 13:23:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001480585 Filed Document 0001480585-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 13:23:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
APjeT Venture LLC See All Filings	D	2016-12-30 13:13:06 UTC
Amount To Be Raised $1,163,628 Associated Brokers / Dealers N/A CIK Number 0001451586 Filed Document 0001451586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 13:13:06 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
SparkRaiser, Inc. See All Filings	D	2016-12-30 13:05:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001693166 Filed Document 0001693166-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 13:05:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DeadSoxy, LLC See All Filings	D	2016-12-30 12:50:12 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers na CIK Number 0001693120 Filed Document 0001693120-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 12:50:12 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CHEVOO Inc. See All Filings	D	2016-12-30 12:46:02 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001693332 Filed Document 0001693332-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 12:46:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PI Whisp, LLC See All Filings	D	2016-12-30 12:32:35 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers Paul R. Himmelstein CIK Number 0001693269 Filed Document 0001693269-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 12:32:35 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Imperfect Foods, SPC See All Filings	D	2016-12-30 12:31:17 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001645225 Filed Document 0001645225-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-30 12:31:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Appili Therapeutics Inc. See All Filings	D	2016-12-30 12:29:05 UTC
Amount To Be Raised $14,739 Associated Brokers / Dealers Echelon Wealth Partners Inc. CIK Number 0001693581 Filed Document 0001693581-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 12:29:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KnipBio, Inc. See All Filings	D	2016-12-30 12:23:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001583549 Filed Document 0001583549-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 12:23:55 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ALL PRO TIMBERLINE, LLLP See All Filings	D	2016-12-30 12:21:19 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001693230 Filed Document 0001693230-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 12:21:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Kinesis Holdings I Ltd See All Filings	D	2016-12-30 12:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001624171 Filed Document 0001624171-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-30 12:11:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Shen Nung Corp See All Filings	D	2016-12-30 12:09:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001693539 Filed Document 0001693539-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 12:09:41 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
New Mountain Net Lease Corp See All Filings	D	2016-12-30 12:06:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001691791 Filed Document 0001691791-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 12:06:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flex Partnership Holdings, L.P. See All Filings	D	2016-12-30 12:04:18 UTC
Amount To Be Raised $38,375,000 Associated Brokers / Dealers N/A CIK Number 0001693095 Filed Document 0001140361-16-091164 Exclusions or Exemptions 506b Accepted Date 2016-12-30 12:04:18 UTC Type of Offering D Industry Manufacturing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Redmile Private Investments II, L.P. See All Filings	D/A	2016-12-30 12:02:23 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001629493 Filed Document 0001629493-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 12:02:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AdmitHub, Inc. See All Filings	D/A	2016-12-30 11:56:30 UTC
Amount To Be Raised $3,356,312 Associated Brokers / Dealers N/A CIK Number 0001692935 Filed Document 0001692935-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:56:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Brigade Leveraged Capital Structures Institutional Offshore Ltd. See All Filings	D/A	2016-12-30 11:46:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509886 Filed Document 0000919574-16-017369 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:46:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
XERIS PHARMACEUTICALS INC See All Filings	D/A	2016-12-30 11:42:17 UTC
Amount To Be Raised $49,999,995 Associated Brokers / Dealers N/A CIK Number 0001346302 Filed Document 0001346302-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:42:17 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAPREF Burbank Member REIT LLC See All Filings	D	2016-12-30 11:38:55 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693499 Filed Document 0001693499-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:38:55 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brigade Distressed Value Offshore Fund Ltd. See All Filings	D/A	2016-12-30 11:35:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509885 Filed Document 0000919574-16-017367 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:35:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CAPREF Burbank REIT LLC See All Filings	D	2016-12-30 11:33:28 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001693500 Filed Document 0001674356-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:33:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TES Offshore Feeder Fund, L.P. See All Filings	D	2016-12-30 11:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001689009 Filed Document 0001689009-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:32:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TES Onshore Feeder Fund, L.P. See All Filings	D	2016-12-30 11:31:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001689010 Filed Document 0001689010-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:31:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hive Digital Minds LLC See All Filings	D	2016-12-30 11:30:03 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001693444 Filed Document 0001693444-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:30:03 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
APJeT, Inc. See All Filings	D	2016-12-30 11:26:53 UTC
Amount To Be Raised $2,432,191 Associated Brokers / Dealers N/A CIK Number 0001403772 Filed Document 0001403772-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:26:53 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Maple Rock US Fund LP See All Filings	D/A	2016-12-30 11:26:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629616 Filed Document 0001629616-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 11:26:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund