Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CEREBELLUM CAPITAL, LLC See All Filings	D	2019-02-20 15:05:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001447339 Filed Document 0001447339-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 15:05:16 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Cayman Commodity Fund IX, Ltd. See All Filings	D	2019-02-20 14:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767889 Filed Document 0001767889-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 14:56:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLS GLOBAL EQUITIES LLC See All Filings	D/A	2019-02-20 14:48:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robin Pierce Armour, David Foree Nyren, Daniel Adrian Weiss, Jeffrey Earle Krebs, and Bryant Rowean CIK Number 0001610946 Filed Document 0001610946-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 14:48:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DENMARK Revenue or Assets Decline to Disclose Type of Security Equity
PFL CORPORATE ACCOUNT ONE See All Filings	D/A	2019-02-20 14:42:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Group Securities, Inc., FAS Corp., UBS Financial Services, and Rob Shor Insurance Associates, Inc. CIK Number 0001132469 Filed Document 0001132469-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 14:42:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Honey) L.P. See All Filings	D	2019-02-20 14:37:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767962 Filed Document 0001465818-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-02-20 14:37:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
EMERALD LAKE GRIZZLY ACQUISITION I-A, L.P. See All Filings	D	2019-02-20 14:36:37 UTC
Amount To Be Raised $295,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001767890 Filed Document 0001767890-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 14:36:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMERALD LAKE GRIZZLY ACQUISITION I, L.P. See All Filings	D	2019-02-20 14:35:13 UTC
Amount To Be Raised $295,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001767891 Filed Document 0001767891-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 14:35:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Reach Progress PBC See All Filings	D	2019-02-20 14:30:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001768233 Filed Document 0001768233-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 14:30:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Graybul Whitehouse LP See All Filings	D	2019-02-20 14:27:29 UTC
Amount To Be Raised $13,441,500 Associated Brokers / Dealers N/A CIK Number 0001768483 Filed Document 0001768483-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 14:27:29 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Afore Capital II, L.P. See All Filings	D/A	2019-02-20 14:14:41 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001768397 Filed Document 0001768397-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-20 14:14:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WEDGEWOOD CAPITAL LLC See All Filings	D	2019-02-20 14:03:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Dennis Wilson, Ken Greene, and Suthee Suvansri CIK Number 0001766017 Filed Document 0001766017-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 14:03:25 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Spoondrift Technologies, Inc. See All Filings	D	2019-02-20 13:53:53 UTC
Amount To Be Raised $11,542,224 Associated Brokers / Dealers N/A CIK Number 0001687943 Filed Document 0001687943-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:53:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ironclad, Inc. See All Filings	D	2019-02-20 13:53:21 UTC
Amount To Be Raised $22,750,000 Associated Brokers / Dealers N/A CIK Number 0001755112 Filed Document 0001755112-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:53:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wander, Inc. See All Filings	D	2019-02-20 13:52:21 UTC
Amount To Be Raised $1,276,620 Associated Brokers / Dealers N/A CIK Number 0001767089 Filed Document 0001767089-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:52:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
New Mountain Strategic Equity Fund I, L.P. See All Filings	D	2019-02-20 13:49:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766873 Filed Document 0001766873-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:49:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vantage Point Logistics, Inc. See All Filings	D	2019-02-20 13:45:26 UTC
Amount To Be Raised $9,540,906 Associated Brokers / Dealers N/A CIK Number 0001667576 Filed Document 0001667576-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:45:26 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Pravati Capital LLC See All Filings	D	2019-02-20 13:44:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595113 Filed Document 0001595113-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:44:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
SFM Credit Fund Offshore I LP See All Filings	D	2019-02-20 13:39:40 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001768339 Filed Document 0001768339-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:39:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COVETRUS, INC. See All Filings	D	2019-02-20 13:37:36 UTC
Amount To Be Raised $361,090,029 Associated Brokers / Dealers N/A CIK Number 0001752836 Filed Document 0001567619-19-004964 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:37:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Hemlane, Inc. See All Filings	D	2019-02-20 13:32:11 UTC
Amount To Be Raised $2,849,735 Associated Brokers / Dealers N/A CIK Number 0001768096 Filed Document 0001768096-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:32:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YIELD STRATEGIES FUND II LP See All Filings	D/A	2019-02-20 13:28:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001197302 Filed Document 0001197302-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:28:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gosdom Inc. See All Filings	D/A	2019-02-20 13:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766550 Filed Document 0001766550-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:27:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Debt
AMERICAN GENERAL LIFE INSURANCE CO See All Filings	D/A	2019-02-20 13:21:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centaurus Financial, Lincoln Financial Advisors, M Holdings Securities, Manor House Capital LLC, Royal Alliance Associates, Inc., Stern Capital LLC, First Liberties Securities, Inc., Fieldpoint Private Securities, and Lion Street Financial CIK Number 0000005108 Filed Document 0000005108-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:21:26 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Other
1992 Asia Strategies Fund, Ltd. See All Filings	D/A	2019-02-20 13:21:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001605710 Filed Document 0000899140-19-000255 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:21:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Instagolocal Inc. See All Filings	D	2019-02-20 13:18:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001768415 Filed Document 0001768415-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:18:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tides at East Arcadia Investors, LLC See All Filings	D	2019-02-20 13:17:42 UTC
Amount To Be Raised $147,300 Associated Brokers / Dealers N/A CIK Number 0001761883 Filed Document 0001683168-19-000455 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:17:42 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN GENERAL LIFE INSURANCE CO See All Filings	D/A	2019-02-20 13:14:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo and Benefit Finance Securities CIK Number 0000005108 Filed Document 0000005108-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:14:17 UTC Type of Offering D/A Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Other
Circle Media Labs Inc. See All Filings	D	2019-02-20 13:12:47 UTC
Amount To Be Raised $20,015,339 Associated Brokers / Dealers N/A CIK Number 0001626626 Filed Document 0001626626-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:12:47 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BYOMass Inc. See All Filings	D	2019-02-20 13:12:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001768416 Filed Document 0001768416-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:12:39 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NOAH Purple Rain Ltd Liability Co See All Filings	D	2019-02-20 13:12:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001768028 Filed Document 0001768028-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:12:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Equity Overlay Fund LLC See All Filings	D/A	2019-02-20 13:11:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315367 Filed Document 0001315367-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:11:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
S Brand L.L.C. See All Filings	D	2019-02-20 13:04:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001768454 Filed Document 0001014108-19-000040 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:04:30 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Misapplied Sciences, Inc. See All Filings	D	2019-02-20 13:02:53 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001628201 Filed Document 0000898432-19-000223 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:02:53 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Slow Up, Inc. See All Filings	D	2019-02-20 13:00:59 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001768220 Filed Document 0001768220-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:00:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PIMCO Five Star L.P. See All Filings	D	2019-02-20 13:00:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768142 Filed Document 0001768142-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 13:00:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBR Opportunity Fund III, LLC See All Filings	D	2019-02-20 12:52:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763882 Filed Document 0001763882-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 12:52:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ready Listo, LLC See All Filings	D	2019-02-20 12:45:58 UTC
Amount To Be Raised $5,540,000 Associated Brokers / Dealers N/A CIK Number 0001767064 Filed Document 0001767064-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 12:45:58 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
IPOP Press, Inc. See All Filings	D/A	2019-02-20 12:42:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001637595 Filed Document 0001637595-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-02-20 12:42:35 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Castle Gin Investment Group, LLC See All Filings	D	2019-02-20 12:41:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001768461 Filed Document 0001768461-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 12:41:46 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Argo AI, LLC See All Filings	D/A	2019-02-20 12:27:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720462 Filed Document 0001567619-19-004962 Exclusions or Exemptions 506b Accepted Date 2019-02-20 12:27:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
MVP LS Fund XCII LLC See All Filings	D	2019-02-20 12:26:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001763759 Filed Document 0001763759-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 12:26:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Halo Energy LLC See All Filings	C	2019-02-20 12:19:57 UTC
Financial Interest SI Securities will receive compensation in the form of the Securities offered equal to 5% of the number of Securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001764876 Filed Document 0001764876-19-000001 Accepted Date 2019-02-20 12:19:57 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
DCIG Capital Ltd. See All Filings	D/A	2019-02-20 12:19:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730289 Filed Document 0001730289-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 12:19:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argos & Artemis, Inc. See All Filings	D	2019-02-20 12:16:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001767005 Filed Document 0001767005-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 12:16:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Security To Be Acquired
DCIG Capital LP See All Filings	D/A	2019-02-20 12:15:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729681 Filed Document 0001729681-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 12:15:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RC Investment Fund 2019, LLC See All Filings	D	2019-02-20 12:01:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001768420 Filed Document 0001768420-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-20 12:01:59 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Debt
ACK Asset Partners II LP See All Filings	D/A	2019-02-20 11:56:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC and Flying Cloud Securities LLC CIK Number 0001547589 Filed Document 0000899140-19-000254 Exclusions or Exemptions 506b Accepted Date 2019-02-20 11:56:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACK Asset Partners (Cayman) Ltd. See All Filings	D/A	2019-02-20 11:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC and Flying Cloud Securities LLC CIK Number 0001506095 Filed Document 0000899140-19-000253 Exclusions or Exemptions 506b Accepted Date 2019-02-20 11:54:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
City of Treasures, Inc. See All Filings	D	2019-02-20 11:54:39 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001768402 Filed Document 0001761088-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-02-20 11:54:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
ACK ASSET PARTNERS L P See All Filings	D/A	2019-02-20 11:54:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC, NORTH SOUTH CAPITAL, LLC, and Flying Cloud Securities LLC CIK Number 0001345012 Filed Document 0000899140-19-000252 Exclusions or Exemptions 506b Accepted Date 2019-02-20 11:54:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity