Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-01-03 09:38:10 UTC
Amount To Be Raised $7,977,915 Associated Brokers / Dealers Michael Shannon and Eddie Allen CIK Number 0001135856 Filed Document 0001135856-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-03 09:38:10 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-01-03 09:32:33 UTC
Amount To Be Raised $3,021,564 Associated Brokers / Dealers Michael Shannon and Eddie Allen CIK Number 0001135856 Filed Document 0001135856-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 09:32:33 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-01-03 09:22:50 UTC
Amount To Be Raised $368,450 Associated Brokers / Dealers Jennifer Kephart, Michael Leonard, and Douglas Braff CIK Number 0001135856 Filed Document 0001135856-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 09:22:50 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hampden Agencies Ltd See All Filings	D	2017-01-03 07:29:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351058 Filed Document 0001351058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 07:29:48 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
HomeBancorp, Inc. See All Filings	D	2017-01-03 07:19:06 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Keefe, Bruyette & Woods CIK Number 0001400106 Filed Document 0001400106-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 07:19:06 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
AnJeDa Fitness, Inc. See All Filings	D	2016-12-30 20:27:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001691795 Filed Document 0001691795-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 20:27:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LAUREATE EDUCATION, INC. See All Filings	D	2016-12-30 20:01:37 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0000912766 Filed Document 0001104659-16-164639 Exclusions or Exemptions 506b Accepted Date 2016-12-30 20:01:37 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Equity
GUARDIAN ANALYTICS INC See All Filings	D	2016-12-30 19:31:11 UTC
Amount To Be Raised $5,063,107 Associated Brokers / Dealers N/A CIK Number 0001369632 Filed Document 0001369632-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 19:31:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Woven Orthopedic Technologies, LLC See All Filings	D/A	2016-12-30 19:15:25 UTC
Amount To Be Raised $2,832,800 Associated Brokers / Dealers Viscogliosi & Company, LLC and ARETE Wealth Management CIK Number 0001594517 Filed Document 0001594517-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-30 19:15:25 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
FieldVine, Inc. See All Filings	D	2016-12-30 19:12:16 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001693584 Filed Document 0001693584-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 19:12:16 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CGLM, LLC See All Filings	D	2016-12-30 18:34:29 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001679214 Filed Document 0001679214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 18:34:29 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SPiN Global Holdings LLC See All Filings	D	2016-12-30 18:12:47 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001605542 Filed Document 0001605542-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-12-30 18:12:47 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Verthermia, Inc. See All Filings	D/A	2016-12-30 18:11:39 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Cova Capital Partners CIK Number 0001693407 Filed Document 0001693407-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 18:11:39 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
PANTERRA NETWORKS INC See All Filings	D	2016-12-30 18:10:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001453690 Filed Document 0001453690-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 18:10:45 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPiN Global Holdings LLC See All Filings	D	2016-12-30 18:03:37 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001605542 Filed Document 0001605542-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-30 18:03:37 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CEDAR STREET INTERNATIONAL SMALL CAP FUND L.P. See All Filings	D	2016-12-30 18:01:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693606 Filed Document 0000913849-16-000712 Exclusions or Exemptions 506b Accepted Date 2016-12-30 18:01:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GameCo, Inc. See All Filings	D/A	2016-12-30 17:34:49 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001652509 Filed Document 0001652509-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-30 17:34:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Start Up Restaurants LLC See All Filings	D	2016-12-30 17:25:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001693441 Filed Document 0001693441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 17:25:30 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Titan Spine, LLC See All Filings	D	2016-12-30 17:18:20 UTC
Amount To Be Raised $178,043 Associated Brokers / Dealers N/A CIK Number 0001476536 Filed Document 0001144204-16-141971 Exclusions or Exemptions 506b Accepted Date 2016-12-30 17:18:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Akoustis Technologies, Inc. See All Filings	D/A	2016-12-30 17:15:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Katalyst Securities, LLC, Drexel Hamilton, LLC, Joseph Gunnar & Co., LLC, and Northland Securities, Inc CIK Number 0001584754 Filed Document 0001615774-16-009115 Exclusions or Exemptions 506b Accepted Date 2016-12-30 17:15:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
QPAGOS See All Filings	D	2016-12-30 17:09:50 UTC
Amount To Be Raised $77,000 Associated Brokers / Dealers N/A CIK Number 0001591913 Filed Document 0001615774-16-009113 Exclusions or Exemptions 506b Accepted Date 2016-12-30 17:09:50 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Melvin Capital II Offshore Ltd See All Filings	D	2016-12-30 17:04:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693608 Filed Document 0000905718-16-001829 Exclusions or Exemptions 506b Accepted Date 2016-12-30 17:04:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DETERMINE, INC. See All Filings	D	2016-12-30 17:03:43 UTC
Amount To Be Raised $2,524,000 Associated Brokers / Dealers N/A CIK Number 0001090908 Filed Document 0001437749-16-043985 Exclusions or Exemptions 506b Accepted Date 2016-12-30 17:03:43 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Melvin Capital II LP See All Filings	D	2016-12-30 16:57:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693609 Filed Document 0000905718-16-001827 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:57:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keystone Private Market Opportunities Fund VIII, L.P. See All Filings	D/A	2016-12-30 16:55:31 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Cambridge Investment Research, Inc. CIK Number 0001687017 Filed Document 0001687017-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:55:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linn Grove Dakota 2, LP See All Filings	D	2016-12-30 16:54:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578269 Filed Document 0001578269-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:54:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST BANCSHARES, INC. \IN\ See All Filings	D	2016-12-30 16:45:31 UTC
Amount To Be Raised $7,033,097 Associated Brokers / Dealers N/A CIK Number 0001693512 Filed Document 0001693512-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:45:31 UTC Type of Offering D Industry Commercial Banking Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Strongbridge Biopharma plc See All Filings	D	2016-12-30 16:43:28 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Arctic Securities LLC CIK Number 0001634432 Filed Document 0001382963-16-000276 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:43:28 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
KKR NGT Growth Fund SBS L.P. See All Filings	D/A	2016-12-30 16:34:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670419 Filed Document 0001670419-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:34:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUITY BANCSHARES INC See All Filings	D	2016-12-30 16:31:17 UTC
Amount To Be Raised $25,025,000 Associated Brokers / Dealers Keefe, Bruyette & Woods, Inc. CIK Number 0001227500 Filed Document 0001209191-16-157093 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:31:17 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Faraday Structures, Inc. See All Filings	D	2016-12-30 16:29:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001692425 Filed Document 0001642431-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:29:41 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Option To Acquire
6th Avenue MCA Fund I L.P. See All Filings	D/A	2016-12-30 16:25:20 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001679725 Filed Document 0001625257-16-000230 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:25:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InfoWorks.io, Inc. See All Filings	D	2016-12-30 16:23:18 UTC
Amount To Be Raised $14,999,998 Associated Brokers / Dealers N/A CIK Number 0001642431 Filed Document 0001642431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:23:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KKR NGT Growth Fund ESC L.P. See All Filings	D/A	2016-12-30 16:21:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670294 Filed Document 0001670294-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:21:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flyover Capital Tech Fund I, L.P. See All Filings	D/A	2016-12-30 16:20:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622152 Filed Document 0001622152-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:20:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oppilan Pharma Ltd See All Filings	D	2016-12-30 16:15:22 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001693601 Filed Document 0001693601-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:15:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Purchasing Platform, LLC See All Filings	D	2016-12-30 16:09:50 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001548203 Filed Document 0001548203-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:09:50 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KKR NGT Growth Fund Private Investors (Electing) L.P. See All Filings	D/A	2016-12-30 16:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670293 Filed Document 0001670293-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Callinize, Inc. See All Filings	D	2016-12-30 16:08:11 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001645202 Filed Document 0001645202-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:08:11 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
MOON EXPRESS, INC. See All Filings	D	2016-12-30 16:04:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001507602 Filed Document 0001507602-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:04:33 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Purchasing Platform, LLC See All Filings	D	2016-12-30 16:01:49 UTC
Amount To Be Raised $720,469 Associated Brokers / Dealers N/A CIK Number 0001548203 Filed Document 0001548203-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 16:01:49 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KKR NGT Growth Fund Private Investors (Direct) L.P. See All Filings	D/A	2016-12-30 15:58:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670243 Filed Document 0001670243-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 15:58:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FINTECH COLLECTIVE FUND II LP See All Filings	D	2016-12-30 15:58:14 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001693547 Filed Document 0001693547-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 15:58:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Callinize, Inc. See All Filings	D	2016-12-30 15:56:56 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001645202 Filed Document 0001645202-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 15:56:56 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
KKR Next Generation Technology Growth Fund (EEA), L.P. See All Filings	D/A	2016-12-30 15:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bank of Singapore Limited CIK Number 0001670582 Filed Document 0001670582-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-30 15:50:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brentwood Real Estate Partners, LLC See All Filings	D	2016-12-30 15:49:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001693461 Filed Document 0001693461-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 15:49:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Nashville-Hermitage Investors LLC See All Filings	D/A	2016-12-30 15:40:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001605594 Filed Document 0001605594-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 15:40:07 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
KKR Next Generation Technology Growth Fund L.P. See All Filings	D/A	2016-12-30 15:36:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bank of Singapore Limited, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Cygnus Investment Partners LP CIK Number 0001670292 Filed Document 0001670292-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-30 15:36:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NestGSV, Inc. See All Filings	D	2016-12-30 15:34:55 UTC
Amount To Be Raised $87,887 Associated Brokers / Dealers N/A CIK Number 0001605652 Filed Document 0000897069-16-001161 Exclusions or Exemptions 506b Accepted Date 2016-12-30 15:34:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Section Capital III, LP See All Filings	D	2016-12-30 15:11:31 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001692562 Filed Document 0001692562-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-30 15:11:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund