Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DS 30 Morningside Drive EB5 LLC See All Filings	D	2017-01-03 14:32:59 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers N/A CIK Number 0001688616 Filed Document 0001688616-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:32:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Meliora Capital MLP Fund I, LLC See All Filings	D	2017-01-03 14:19:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693549 Filed Document 0001645804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:19:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Lucidity Lights Inc See All Filings	D	2017-01-03 14:17:37 UTC
Amount To Be Raised $15,231,982 Associated Brokers / Dealers N/A CIK Number 0001573164 Filed Document 0001140361-17-000083 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:17:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO COMMODITY ALPHA FUND LLC See All Filings	D/A	2017-01-03 14:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO Investments LLC CIK Number 0001570965 Filed Document 0000943663-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:16:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HESTIA CAPITAL PARTNERS LP See All Filings	D/A	2017-01-03 14:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456565 Filed Document 0001456565-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:12:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Florida Specialty Services, LLC See All Filings	D	2017-01-03 14:08:53 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers none CIK Number 0001693621 Filed Document 0001693621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:08:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PlenSat, Inc. See All Filings	D	2017-01-03 14:03:02 UTC
Amount To Be Raised $4,000 Associated Brokers / Dealers N/A CIK Number 0001692682 Filed Document 0001692682-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 14:03:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AVADIM TECHNOLOGIES INC See All Filings	D	2017-01-03 13:31:03 UTC
Amount To Be Raised $5,168 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:31:03 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Oxx Inc. See All Filings	D/A	2017-01-03 13:27:22 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001689171 Filed Document 0001689171-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:27:22 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
AVADIM TECHNOLOGIES INC See All Filings	D	2017-01-03 13:27:09 UTC
Amount To Be Raised $251,154 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:27:09 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon UCITS Funds - Japan Equity Fund See All Filings	D/A	2017-01-03 13:26:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583370 Filed Document 0001583370-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:26:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Trail Mix Ventures Fund, L.P. See All Filings	D	2017-01-03 13:25:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001682815 Filed Document 0001682815-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:25:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Third Pole, Inc. See All Filings	D/A	2017-01-03 13:22:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Saturn Capital, Inc. CIK Number 0001661812 Filed Document 0001661812-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:22:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SOASTA INC See All Filings	D	2017-01-03 13:22:43 UTC
Amount To Be Raised $6,350,000 Associated Brokers / Dealers N/A CIK Number 0001357740 Filed Document 0001357740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:22:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon UCITS Funds - Emerging Markets Equity Fund See All Filings	D/A	2017-01-03 13:20:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592554 Filed Document 0001592554-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:20:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Whaer Inc. See All Filings	D	2017-01-03 13:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690738 Filed Document 0001690738-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:18:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Ascenso Opportunity Partners, LP See All Filings	D/A	2017-01-03 13:14:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618868 Filed Document 0001618868-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:14:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon UCITS Funds - International Equity Fund See All Filings	D/A	2017-01-03 13:10:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460233 Filed Document 0001460233-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:10:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Marathon UCITS Funds - European Equity Fund See All Filings	D/A	2017-01-03 13:02:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583168 Filed Document 0001583168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:02:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Seremedi Inc. See All Filings	D	2017-01-03 13:00:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001690874 Filed Document 0001445866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 13:00:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DAO Labs LLC See All Filings	D	2017-01-03 12:51:11 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001689046 Filed Document 0001689046-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:51:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Resources Equity Holdings, LLC See All Filings	D	2017-01-03 12:38:27 UTC
Amount To Be Raised $202,566 Associated Brokers / Dealers N/A CIK Number 0001662176 Filed Document 0001662176-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:38:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECM Feeder Fund 1 See All Filings	D/A	2017-01-03 12:35:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570005 Filed Document 0000919574-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:35:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avizia, Inc. See All Filings	D/A	2017-01-03 12:29:38 UTC
Amount To Be Raised $18,090,364 Associated Brokers / Dealers N/A CIK Number 0001617025 Filed Document 0001617025-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:29:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BACC Med-Tech Fund I LLC See All Filings	D/A	2017-01-03 12:29:30 UTC
Amount To Be Raised $1,830,000 Associated Brokers / Dealers N/A CIK Number 0001639432 Filed Document 0001288230-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:29:30 UTC Type of Offering D/A Industry Business Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PANZURA, INC. See All Filings	D	2017-01-03 12:13:20 UTC
Amount To Be Raised $32,926,020 Associated Brokers / Dealers N/A CIK Number 0001504102 Filed Document 0001504102-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:13:20 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Resources, LLC See All Filings	D	2017-01-03 12:13:12 UTC
Amount To Be Raised $202,566 Associated Brokers / Dealers N/A CIK Number 0001646815 Filed Document 0001646815-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:13:12 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
NPC III, LLC See All Filings	D	2017-01-03 12:09:39 UTC
Amount To Be Raised $1,570,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:09:39 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Ambergris Island Cottages, LLC See All Filings	D	2017-01-03 12:08:07 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001693638 Filed Document 0001693638-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:08:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
NPC III, LLC See All Filings	D	2017-01-03 12:04:27 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:04:27 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Greystar Equity Partners IX, L.P. See All Filings	D/A	2017-01-03 12:01:49 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers HFF Securities L.P. CIK Number 0001662660 Filed Document 0001688817-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:01:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
East Greenway Park, LLC See All Filings	D	2017-01-03 12:00:42 UTC
Amount To Be Raised $1,340,000 Associated Brokers / Dealers N/A CIK Number 0001693015 Filed Document 0001693015-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 12:00:42 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Copperstate Farms Investors, LLC See All Filings	D	2017-01-03 11:44:09 UTC
Amount To Be Raised $38,500,000 Associated Brokers / Dealers N/A CIK Number 0001693103 Filed Document 0001693103-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 11:44:09 UTC Type of Offering D Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
ProtoKinetix, Inc. See All Filings	D	2017-01-03 11:27:45 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 11:27:45 UTC Type of Offering D Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TETONIA 325, LLC See All Filings	D	2017-01-03 11:14:26 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001693521 Filed Document 0001693521-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 11:14:26 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Canonbury Real Estate Partners, LLC See All Filings	D	2017-01-03 11:13:35 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001693466 Filed Document 0001693466-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 11:13:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Kyra Medical, Inc. See All Filings	D	2017-01-03 11:10:53 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001693223 Filed Document 0001693223-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 11:10:53 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
enhancedcare, Inc. See All Filings	D	2017-01-03 10:56:58 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001523238 Filed Document 0001274877-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 10:56:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Strategos ECS Offshore Fund, L.P. See All Filings	D	2017-01-03 10:47:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692732 Filed Document 0000945621-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 10:47:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Therabis, LLC See All Filings	D	2017-01-03 10:46:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001693169 Filed Document 0001693169-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 10:46:46 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Strategos ECS Onshore Fund, L.P. See All Filings	D	2017-01-03 10:44:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692738 Filed Document 0000945621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 10:44:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StreetScan, Inc. See All Filings	D	2017-01-03 10:21:13 UTC
Amount To Be Raised $1,760,000 Associated Brokers / Dealers N/A CIK Number 0001691281 Filed Document 0001691281-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 10:21:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CFP Opportunity Fund PLC See All Filings	D/A	2017-01-03 10:17:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623350 Filed Document 0000943663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 10:17:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-03 10:01:26 UTC
Amount To Be Raised $21,527,426 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-03 10:01:26 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Champlain Valley Dispensary, Inc. See All Filings	D	2017-01-03 10:00:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677748 Filed Document 0001677748-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 10:00:30 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Ryft Systems, Inc. See All Filings	D	2017-01-03 10:00:18 UTC
Amount To Be Raised $17,999,986 Associated Brokers / Dealers N/A CIK Number 0001598420 Filed Document 0001598420-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 10:00:18 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
StateBook International, Inc. See All Filings	D	2017-01-03 09:57:33 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001693497 Filed Document 0001693497-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-03 09:57:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LAUNCH KIDS, INC. See All Filings	D	2017-01-03 09:55:20 UTC
Amount To Be Raised $12,499,999 Associated Brokers / Dealers N/A CIK Number 0001667973 Filed Document 0001667973-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 09:55:20 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLANDS BANCORP, INC. See All Filings	D	2017-01-03 09:50:49 UTC
Amount To Be Raised $8,499,995 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001494186 Filed Document 0001494186-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-03 09:50:49 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-01-03 09:50:49 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers George Blaha, Garrett Blaha, Gavin Blaha, Jaclyn Guthmiller, Edward Kilpatrick, and Harry D. Jones CIK Number 0001135856 Filed Document 0001135856-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-03 09:50:49 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund