Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RCP Secondary Opportunity Fund III, LP See All Filings	D/A	2019-01-10 17:14:31 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers PTP Securities, LLC, Roam Capital, Inc., and Platypus Partners CIK Number 0001719292 Filed Document 0001719292-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:14:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Silver Run Reserve, LLC See All Filings	D	2019-01-10 17:13:28 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001764294 Filed Document 0001764294-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:13:28 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SolitonReach Inc. See All Filings	D	2019-01-10 17:13:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696077 Filed Document 0001696077-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:13:14 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Mountain West Notes, LLC See All Filings	D/A	2019-01-10 17:10:11 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001593915 Filed Document 0001593915-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:10:11 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
KH PROFESSIONAL BUILDING, LLC See All Filings	D	2019-01-10 17:06:37 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001764304 Filed Document 0001376474-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-10 17:06:37 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
ASP Partners Co-Investment IV LP See All Filings	D/A	2019-01-10 17:06:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720386 Filed Document 0001720385-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:06:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
KH PROFESSIONAL BUILDING, LLC See All Filings	D	2019-01-10 17:06:17 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001764304 Filed Document 0001376474-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-01-10 17:06:17 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Caffeinated Capital Bosu SPV III, LLC See All Filings	D	2019-01-10 17:04:38 UTC
Amount To Be Raised $1,101,000 Associated Brokers / Dealers N/A CIK Number 0001760322 Filed Document 0001760322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:04:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zapata Computing, Inc. See All Filings	D	2019-01-10 17:02:30 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001736019 Filed Document 0001736019-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 17:02:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Rainier Retail Portfolio III, LP See All Filings	D	2019-01-10 16:59:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001759412 Filed Document 0001759412-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-10 16:59:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MUTUALINK INC See All Filings	D/A	2019-01-10 16:56:39 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers FAIRPORT CAPITAL, INC. CIK Number 0001447606 Filed Document 0001447606-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:56:39 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GPT BTS Linden Avenue REIT LLC See All Filings	D	2019-01-10 16:51:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001764298 Filed Document 0001764296-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:51:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA232 See All Filings	D	2019-01-10 16:50:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001764217 Filed Document 0001764217-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:50:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pluton Biosciences, LLC See All Filings	C/A	2019-01-10 16:50:15 UTC
Financial Interest None Filing Platform Nvsted Offering Amount $150,000 CIK Number 0001759355 Filed Document 0001759355-19-000008 Accepted Date 2019-01-10 16:50:15 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MISSOURI
AEA INVESTORS SBF IV LP See All Filings	D	2019-01-10 16:48:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764098 Filed Document 0001764098-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:48:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buxus Landscape Solutions, LLC See All Filings	D	2019-01-10 16:47:45 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001764161 Filed Document 0001763410-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:47:45 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AEA INVESTORS FUND VII-A LP See All Filings	D	2019-01-10 16:47:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764262 Filed Document 0001764262-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:47:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AEA INVESTORS FUND VII LP See All Filings	D	2019-01-10 16:46:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764263 Filed Document 0001764263-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:46:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RL Texas Inns LLC See All Filings	D	2019-01-10 16:45:39 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001764392 Filed Document 0001764392-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:45:39 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HIDDEN HARBOR CAPITAL PARTNERS I-A, L.P. See All Filings	D/A	2019-01-10 16:44:54 UTC
Amount To Be Raised $265,000,000 Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC CIK Number 0001693089 Filed Document 0001693089-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:44:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HIDDEN HARBOR CAPITAL PARTNERS I, L.P. See All Filings	D/A	2019-01-10 16:43:22 UTC
Amount To Be Raised $265,000,000 Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC CIK Number 0001693090 Filed Document 0001693090-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:43:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Double D-F Royalty Fund II, LP See All Filings	D	2019-01-10 16:39:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001763821 Filed Document 0001763821-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:39:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sensor Industries Corp. See All Filings	D	2019-01-10 16:38:05 UTC
Amount To Be Raised $748,000 Associated Brokers / Dealers N/A CIK Number 0001764322 Filed Document 0001764322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:38:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GPT BTS Business Boulevard REIT LLC See All Filings	D	2019-01-10 16:32:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001764296 Filed Document 0001764296-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:32:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GWG Holdings, Inc. See All Filings	D	2019-01-10 16:31:06 UTC
Amount To Be Raised $270,135,160 Associated Brokers / Dealers N/A CIK Number 0001522690 Filed Document 0001213900-19-000538 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:31:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CERF Co-Investment, S.C.Sp. See All Filings	D/A	2019-01-10 16:27:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727414 Filed Document 0001567619-19-000973 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:27:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
EPALEX Corp See All Filings	D	2019-01-10 16:25:39 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001755010 Filed Document 0001755010-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:25:39 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MessageGears, LLC See All Filings	D	2019-01-10 16:18:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710227 Filed Document 0001710227-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:18:55 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GPT BTS 103rd Street REIT LLC See All Filings	D	2019-01-10 16:09:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001764299 Filed Document 0001764132-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-10 16:09:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ely Gold Royalties, Inc. See All Filings	D	2019-01-10 15:56:43 UTC
Amount To Be Raised $3,189,615 Associated Brokers / Dealers Sprott Gloval Resource Investments, Ltd. CIK Number 0001687411 Filed Document 0001687411-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:56:43 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CEDAR CREEK PARTNERS LLC See All Filings	D/A	2019-01-10 15:54:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001041718 Filed Document 0001041718-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-10 15:54:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haitou GP, LLC See All Filings	D	2019-01-10 15:49:59 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001718730 Filed Document 0001718730-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:49:59 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TurnCare, Inc. See All Filings	D	2019-01-10 15:44:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001722136 Filed Document 0001722136-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:44:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Paladino Investment Partners, LP See All Filings	D/A	2019-01-10 15:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693290 Filed Document 0001693290-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:40:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
mPharma Data, Inc See All Filings	D	2019-01-10 15:39:28 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001664913 Filed Document 0001144204-19-001339 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:39:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Jafar Liquid Strategies, LP See All Filings	D	2019-01-10 15:37:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756459 Filed Document 0001756459-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:37:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
PATHFINDER TRADEWINDS RESIDENTIAL IV, LLC See All Filings	D	2019-01-10 15:37:29 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001764333 Filed Document 0001764333-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:37:29 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BY Capital 2 GmbH & Co. KG See All Filings	D	2019-01-10 15:35:08 UTC
Amount To Be Raised $126,540,000 Associated Brokers / Dealers N/A CIK Number 0001763591 Filed Document 0001763591-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:35:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMG Chia, LLC See All Filings	D/A	2019-01-10 15:31:11 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001700974 Filed Document 0001700974-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:31:11 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Zygood,LLC See All Filings	D	2019-01-10 15:30:32 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001678066 Filed Document 0001678066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:30:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
SUPERMAN JOINT VENTURE See All Filings	D	2019-01-10 15:25:33 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers TRUTEX EXPLORATION, LLC CIK Number 0001743709 Filed Document 0001743709-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:25:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Chelsea Hills, LLC See All Filings	D	2019-01-10 15:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763611 Filed Document 0001763611-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:25:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEL Group, Inc. See All Filings	D	2019-01-10 15:22:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001763355 Filed Document 0001763355-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:22:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Pierpoint Partners LP See All Filings	D/A	2019-01-10 15:17:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566868 Filed Document 0001567619-19-000952 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:17:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VP Operating Inc See All Filings	D/A	2019-01-10 15:10:29 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001600199 Filed Document 0001600199-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:10:29 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Lead Edge Partners Opportunity XXIV, LP See All Filings	D	2019-01-10 15:09:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763959 Filed Document 0001763959-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:09:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boku International, Inc. See All Filings	C/A	2019-01-10 15:08:59 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001755391 Filed Document 0001665160-19-000064 Accepted Date 2019-01-10 15:08:59 UTC Type of Offering C/A Security Offered Amount 20,000 Security Offered Type Common Stock State CALIFORNIA
Spotlight: Girls See All Filings	C/A	2019-01-10 15:08:44 UTC
Financial Interest None. Filing Platform MiTec, PBC Offering Amount $275,000 CIK Number 0001675481 Filed Document 0001675481-19-000002 Accepted Date 2019-01-10 15:08:44 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Preferred Stock State CALIFORNIA
Streann Media, Inc. See All Filings	D	2019-01-10 15:06:51 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001764147 Filed Document 0001764147-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:06:51 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PRANA GROWTH FUND I L P See All Filings	D/A	2019-01-10 15:06:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087234 Filed Document 0000935836-19-000027 Exclusions or Exemptions 506b Accepted Date 2019-01-10 15:06:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund